Mosaic Family Wealth Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 581 clients last fiscal year.
Mosaic Family Wealth Partners reports 807 clients. They include 453 individual clients, 321 high-net-worth individuals, and 13 pension and profit-sharing plans. Of its assets, 74.7% ($1.53B across 3,900 accounts) are managed with discretion; $516M across 927 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 56% | 8% |
| High-net-worth individuals | 40% | 84% |
| Pension and profit-sharing plans | 2% | 4% |
| Charitable organizations | 1% | 1% |
| Corporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 453 | $173M | 8.5% | $383K |
| High-net-worth individuals | 321 | $1.72B | 84.4% | $5.37M |
| Pension and profit-sharing plans | 13 | $72.3M | 3.5% | $5.56M |
| Charitable organizations | 11 | $24.1M | 1.2% | $2.19M |
| Corporations and other businesses | 9 | $48.8M | 2.4% | $5.42M |
| Total | 807 | $2.04B | 100% | $2.53M |
- Clients
- 453
- Regulatory AUM
- $173M
- AUM share
- 8.5%
- Avg. per client
- $383K
- Clients
- 321
- Regulatory AUM
- $1.72B
- AUM share
- 84.4%
- Avg. per client
- $5.37M
- Clients
- 13
- Regulatory AUM
- $72.3M
- AUM share
- 3.5%
- Avg. per client
- $5.56M
- Clients
- 11
- Regulatory AUM
- $24.1M
- AUM share
- 1.2%
- Avg. per client
- $2.19M
- Clients
- 9
- Regulatory AUM
- $48.8M
- AUM share
- 2.4%
- Avg. per client
- $5.42M
Total
- Clients
- 807
- Regulatory AUM
- $2.04B
- AUM share
- 100%
- Avg. per client
- $2.53M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 581
Mosaic Family Wealth Partners charges up to 1.50% a year for its Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Consulting Services
- Financial consulting is an annual fixed fee of $10,000 to $100,000, negotiable and paid quarterly; wealth management fees may offset it.
- Retirement Plan Advisory Services
- Retirement plan advisory fees are 0.25% to 1.00% of plan assets or a fixed annual fee of up to $100,000, paid quarterly in advance.
Focus Operating, LLC owns 75% or more of Mosaic Family Wealth Partners and is in turn owned by Focus Financial Partners, LLC (75% or more). The leadership team of Mosaic Family Wealth Partners includes President Duncan Highmark. It has 22 employees, 19 of them in advisory roles.
Leadership
- Duncan HighmarkPresident and Chief Compliance Officer
- Michelle BrownPrincipal & SR. Wealth Advisor
- Tyler CampoPrincipal, Chief Growth Officer
- Steven RotelloPrincipal, Managing Director - Denver
- Larry ShiklesSenior Wealth Advisor, Principal
Investment adviser representatives
19 representatives listed in the SEC register as of 9 October 2026.
- Michelle Kathleen Brown
- Tyler Campo
- Joseph Michael Cella
- Manson Taylor Clement
- Gregg M Cole
- Christopher Russell Highmark
- Duncan Scott Highmark
- Brian Jacob Knapp
- Lance Douglas Lehmann
- Bethany Anne Lepage
- John Andrew Linton
- Kevin Lisch
- Sean C Nicol
- Robert Michael Potter
- Steven Gregory Rotello
- Larry Keith Shikles
- James Robert Steiner
- Gail Marie Wild
- Sarah Ann Wolk
Staff
- 22 employees
- 19 in advisory functions
- 19 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Mosaic Family Wealth Partners, LLC
Focus Operating, LLC
Control person · since October 2021
- Owns 75% or more of Focus Operating, LLC
Focus Financial Partners, LLC
Control person · since January 2007
- Owns 50% to 75% of Focus Financial Partners, LLC
Focus Financial Partners Inc.
Control person · since July 2018
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Acquisition, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Acquisition, LLC
Ferdinand FFP Intermediate Holdings, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Intermediate Holdings, LLC
Ferdinand FFP Parent, Inc.
Control person · since August 2023
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Ultimate Holdings, LP
Control person · since August 2023
- Owns 50% to 75% of Ferdinand FFP Ultimate Holdings, LP
CD&R Ferdinand Holdings, L.P.
Control person · since August 2023
- Owns 25% to 50% of CD&R Ferdinand Holdings, L.P.
CD&R Ferdinand Co-Investor, L.P.
Control person · since August 2023
- Owns 50% to 75% of CD&R Ferdinand Co-Investor, L.P.
Clayton, Dubilier & Rice Fund Xii, L.P.
Control person · since August 2023
Mosaic Family Wealth Partners’ regulatory assets grew 1.6× from $1.27B (March 2022) to $2.04B (March 2026); clients rose from 548 to 807 and employees from 18 to 22.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.04B | 807 | 22 | 2 |
| March 2025 | $1.64B | 722 | 20 | 2 |
| April 2024 | $1.44B | 614 | 19 | 2 |
| June 2023 | $1.24B | 575 | 17 | 2 |
| March 2022 | $1.27B | 548 | 18 | 2 |
Besides its headquarters, Mosaic Family Wealth Partners has 1 office, with 2 listed addresses in Colorado and Missouri.
Colorado · 1 listed address
- 6400 S. Fiddler'S Green Circle, Greenwood Village
Missouri · 1 listed address
- 1401 S. Brentwood BLVD., Suite 630, St. LouisHQ
Contact and registration details
- Legal name
- Mosaic Family Wealth Partners, LLC
- Headquarters
- 1401 S. Brentwood BLVD., Suite 630, St. Louis, MO 63144
- Website
- mosaicwealth.com
- Phone
- 314-627-5220
- @mosaic-family-wealth
- SEC file
- 801-122745
- Founded
- 2015
- Structure
- Delaware LLC
- Fiscal year end
- December
Mosaic Family Wealth Partners uses Fidelity ($415M, 88%) and Charles Schwab ($59.1M, 12%) as custodians for its separately managed accounts. Mosaic Family Wealth Partners has custody of $145M in client assets for 262 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $415M88%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $59.1M12%
At year end, Mosaic Family Wealth Partners’ separately managed accounts were mostly in funds (55%) and stocks (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.49B across 431 positions; the largest are Vanguard Index Fds (12.6%), Dimensional ETF Trust (8.3%) and Dbx ETF TR (5.7%).
What the accounts hold
- Stocks15%
- Funds55%
- Bonds14%
- State and local bonds8%
- Investment grade corporate bonds5%
- U.S. government and agency bonds1%
- Cash9%
- Other6%
- Held-away assets6%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $1.49B
- Reported 13F value
- 431
- Positions
- 45.1%
- In the 10 largest
- +52.7%
- Value vs. prior quarter
- Vanguard Index Fds · Growth ETF12.6%
- Dimensional ETF Trust · US Larg Valu ETF8.3%
- Dbx ETF TR · Xtrack MSCI Eafe5.7%
- Vanguard Index Fds · Sml CP Grw ETF3.1%
- Dimensional ETF Trust · Emerging Mkts CO3.0%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt2.7%
- Vanguard Index Fds · Value ETF2.7%
- Dimensional ETF Trust · US Small Cap ETF2.7%
- Dimensional ETF Trust · US Targeted Vlu2.4%
- Dimensional ETF Trust · Intl Core Equity2.0%
Together, the ten largest are 45.1% of reported value.
How many clients does Mosaic Family Wealth Partners have?
Mosaic Family Wealth Partners has 807 clients and manages $2.04 billion for them, as of March 2026. They include 453 individual clients, 321 high-net-worth individuals, and 13 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Mosaic Family Wealth Partners offer?
Mosaic Family Wealth Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Mosaic Family Wealth Partners charge?
Mosaic Family Wealth Partners charges up to 1.50% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Source: MOSAIC FAMILY WEALTH PARTNERS, LLC, filed 30 March 2026
Which custodians does Mosaic Family Wealth Partners use?
Mosaic Family Wealth Partners’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $415M and Charles Schwab & Co., Inc. (Westlake, TX), with $59.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Mosaic Family Wealth Partners have?
Mosaic Family Wealth Partners has 19 investment adviser representatives registered with state securities authorities, out of 22 employees, and 19 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mosaic Family Wealth Partners invest in?
At the end of its last fiscal year, Mosaic Family Wealth Partners’ separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 9% cash and equivalents, 8% state and local bonds, 6% other, 5% investment grade corporate bonds and 1% U.S. government and agency bonds. The 6% other category is described as: Held-Away Assets.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Mosaic Family Wealth Partners?
Mosaic Family Wealth Partners is owned through a chain of holding companies by Ferdinand FFP Parent, Inc. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Focus Operating, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Mosaic Family Wealth Partners get paid?
Mosaic Family Wealth Partners is paid through a percentage of assets under management, fixed fees, commissions and other compensation. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Mosaic Family Wealth Partners registered with the SEC?
Yes, Mosaic Family Wealth Partners has been registered with the SEC as an investment adviser since 24 November 2021. Its CRD number is 317377 and its SEC file number is 801-122745.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact Mosaic Family Wealth Partners?
Mosaic Family Wealth Partners’ main office is at 1401 S. Brentwood BLVD., Suite 630, St. Louis, MO 63144. Its phone number is 314-627-5220. Its website is mosaicwealth.com.