Moneco Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, tax planning, and tax preparation. Financial planning was provided to 11–25 clients last fiscal year.
Moneco Advisors reports 2,812 clients. They include 2,019 individual clients, 762 high-net-worth individuals and 15 charitable organizations. Of its assets, 99.1% ($2.26B across 6,411 accounts) are managed with discretion; $20.6M across 32 accounts are not. A wrap fee program the firm both sponsors and manages holds $398M. It advised 23 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 23% |
| High-net-worth individuals | 27% | 75% |
| Pension and profit-sharing plans | <1% | 1% |
| Charitable organizations | <1% | 1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,019 | $526M | 23.1% | $260K |
| High-net-worth individuals | 762 | $1.7B | 74.7% | $2.23M |
| Pension and profit-sharing plans | 7 | $24.6M | 1.1% | $3.51M |
| Charitable organizations | 15 | $25.1M | 1.1% | $1.67M |
| Corporations and other businesses | 9 | $2.43M | 0.1% | $270K |
| Total | 2,812 | $2.28B | 100% | $811K |
- Clients
- 2,019
- Regulatory AUM
- $526M
- AUM share
- 23.1%
- Avg. per client
- $260K
- Clients
- 762
- Regulatory AUM
- $1.7B
- AUM share
- 74.7%
- Avg. per client
- $2.23M
- Clients
- 7
- Regulatory AUM
- $24.6M
- AUM share
- 1.1%
- Avg. per client
- $3.51M
- Clients
- 15
- Regulatory AUM
- $25.1M
- AUM share
- 1.1%
- Avg. per client
- $1.67M
- Clients
- 9
- Regulatory AUM
- $2.43M
- AUM share
- 0.1%
- Avg. per client
- $270K
Total
- Clients
- 2,812
- Regulatory AUM
- $2.28B
- AUM share
- 100%
- Avg. per client
- $811K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 23
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Moneco Advisors charges up to 2.00% a year for its Asset management. The fee is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Hourly fees up to $350 an hour, or flat fees generally from $1,500 to $20,000; no payment over $1,200 is required before services are rendered in six months.
- Retirement plan consulting
- Ongoing fee up to 1.00% of plan assets, hourly up to $250, or flat up to $25,000; one-time project fee up to $5,000.
Moneco Holdings, LLC owns 75% or more of Moneco Advisors. Charles Rocco is CEO; the leadership team includes Chief Operating Officer Virginia Thompson and Chief Compliance Officer Allison Loring. It has 66 employees, 44 of them in advisory roles.
Leadership
- Charles RoccoChief Executive Officer
- Virginia ThompsonChief Operating Officer
- Allison LoringChief Compliance Officer
- Derrek MetzCwo
Investment adviser representatives
50 representatives listed in the SEC register as of 9 October 2026.
- Henry George Aery
- David Reed Ameden
- Salim P Boutagy
- William Nicholas Brancaccio
- Ryan Patrick Carroll
- Kyle Cirillo
- Michelle Denise DeFilippo
- Paul Alexander Farella
- Gregory Scott Flynn
- Colleen Killeen Galushko
- Eric Peter Hahn
- Vern Clarence Hayden
- Timothy Joseph Hickey
- Allen H Hodys
- Jason Adam Hyde
- Eric Carl Johnson
- David Julian Karachuk
- David Katz
- Steven Bruce Katz
- Arthur J Kelleher III
- Matthew Keys
- Allie Koch
- Keith J. Kolinsky
- Joanna Ellen Kopsaftis
- Christopher W Levene
- David James Lincoln
- Allison Elizabeth Loring
- Charles Douglas Maclean
- Derrek Lewis Metz
- Eric Michael Minowitz
- Christopher Jon Neubert
- Sandra Lee Neubert
- Peter Charles Osborne
- David Plouffe
- Dana Seth Preis
- Dylan R Raver
- Lydia Alexandra Renders
- Charles William Rocco
- John Maxwell Rosenau SR
- Frederick Joseph Russell
- Kyle James Scafariello
- Todd Robert Schroeder
- Byrke Joseph Sestok
- William Michael Shafransky Jr
- Lila Sullivan
- Joseph Anthony Tatusko
- Timothy G Tymniak
- Stephanie Leigh Van Albert
- Rudolf John Weiss
- Thomas Yao
Staff
- 66 employees
- 44 in advisory functions
- 38 state-registered reps
- 22 broker-dealer reps
- 26 insurance agents
- 2 soliciting firms
- Owns 75% or more of Moneco Advisors, LLC
Moneco Holdings, LLC
Control person · since June 2023
Charles Rocco
Board member · Control person · since December 2019
Derrek Metz
Board member · Control person · since January 2023
Virginia Thompson
Board member · Control person · since December 2019
Arthur Kelleher
Board member · since December 2019
John Rosenau
Board member · since August 2013
Todd Schroeder
Board member · since January 2023
Eric Johnson
Board member · since July 2025
Moneco Advisors’ regulatory assets grew 3.7× from $609M (July 2021) to $2.28B (June 2026); clients rose from 1,200 to 2,812 and employees from 22 to 66. Between 2018 and 2026, 9 advisory firms joined it. The largest by last filed assets were CFO Capital Management ($218M, May 2026) and Complete Financial Planning,inc. ($34M, April 2026). The most recent was Blue Chip Financial, in September 2026.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $2.28B | 2,812 | 66 | 8 |
| May 2025May 2025 | $1.92B | 2,822 | 65 | 8 |
| Jun 2024June 2024 | $1.47B | 2,485 | 61 | 8 |
| Aug 2023August 2023 | $1.03B | 1,952 | 49 | 7 |
| Jul 2022July 2022 | $904M | 1,671 | 32 | 7 |
| Jul 2021July 2021 | $609M | 1,200 | 22 | 4 |
Firms that joined
20264 joined
- Blue Chip FinancialNo filed AUM
- CFO Capital ManagementLast filed AUM $218M
- David J. Karachuk (advisory practice)No filed AUM
- Complete Financial Planning,inc.Last filed AUM $34M
20251 joined
- Lichtenstein Financial & Lichtenstein Tax ConsultantsNo filed AUM
20243 joined
- RWP Capital (Al Hodys)No filed AUM
- Rightirement Wealth PartnersNo filed AUM
- WillowNo filed AUM
20181 joined
- Rocco & AssociatesNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Moneco Advisors has 7 offices, with 8 listed addresses across 4 states.
Connecticut · 5 listed addresses
- 2150 Post Road, Suite 201, FairfieldHQ
- 175 Elm Street, New Canaan
- 25 New London Tpke, Glastonbury
- 3190 Whitney Ave, Building 8, Hamden
- 1305 Post Road, Fairfield
Massachusetts · 1 listed address
- 101 Hawthorne Ave, Pittsfield
New Jersey · 1 listed address
- 50 Tice BLVD, Woodcliff Lake
New York · 1 listed address
- 440 Mamaroneck Ave, Harrison
Other business names
Moneco Advisors has reported 7 other business names to the SEC.
- CFO Capital Management
- Moneco Advisors
- Moneco Bergen County
- Moneco Berkshires
- Moneco Glastonbury
- Moneco New Canaan
- Moneco Westchester
Contact and registration details
- Legal name
- Moneco Advisors, LLC
- Headquarters
- 2150 Post Road, Suite 201, Fairfield, CT 06824
- Website
- monecoadvisors.com
- Phone
- 203-319-3550
- @moneco-advisors
- SEC file
- 801-80027
- Founded
- 1980
- Structure
- Connecticut LLC
- Fiscal year end
- December
Moneco Advisors’ named custodians for separately managed accounts are LPL Financial ($1.55B, 76%), Fidelity ($259M, 13%) and Charles Schwab ($226M, 11%). Moneco Advisors has custody of $372M for 426 clients.
- FidelityFidelity Brokerage Services LLC · Fairfield, CT · $259M13%
- LPL FinancialLPL Financial LLC · Boston, MA · $1.55B76%
- Charles SchwabCharles Schwab & Co., Inc. · West Lake, TX · $226M11%
At year end, Moneco Advisors’ separately managed accounts were mostly in funds (69%) and stocks (17%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.64B across 595 positions; the largest are iShares TR (3.9%), SPDR Series Trust (3.6%) and SPDR Series Trust (3.1%).
What the accounts hold
- Stocks17%
- Funds69%
- Bonds4%
- State and local bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash9%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $1.64B
- Reported 13F value
- 595
- Positions
- 25.4%
- In the 10 largest
- +26.9%
- Value vs. prior quarter
- iShares TR · 0-3 Mth Treasury3.9%
- SPDR Series Trust · ST Str P500etf3.6%
- SPDR Series Trust · ST Str P500val3.1%
- Apple Inc.2.9%
- iShares TR · Rus Tp200 GR ETF2.7%
- Nvidia Corporation2.1%
- SPDR Index Shs Fds · ST Str PO EX ETF1.9%
- Invesco Exch Trd Slf Idx FD · Bulshs 2027 CB1.8%
- Invesco Exch Trd Slf Idx FD · Bulshs 2026 CB1.7%
- Invesco Exch Trd Slf Idx FD · Invsco Blsh 281.7%
Together, the ten largest are 25.4% of reported value.
How many clients does Moneco Advisors have?
Moneco Advisors has 2,812 clients and manages $2.28 billion for them, as of June 2026. They include 2,019 individual clients, 762 high-net-worth individuals and 15 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 June 2026
What services does Moneco Advisors offer?
Moneco Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Moneco Advisors charge?
Moneco Advisors charges up to 2.00% a year for its Asset management. The fee is negotiable.
Source: FORM ADV 2A: FIRM BROCHURE MARCH 2026, filed 23 April 2026
Which custodians does Moneco Advisors use?
Moneco Advisors’ separately managed account assets are held at LPL Financial LLC (Boston, MA), with $1.55B, Fidelity Brokerage Services LLC (Fairfield, CT), with $259M and Charles Schwab & Co., Inc. (West Lake, TX), with $226M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 June 2026
How many financial advisors does Moneco Advisors have?
Moneco Advisors has 38 investment adviser representatives registered with state securities authorities, out of 66 employees, and 44 perform investment advisory functions. 22 employees are registered representatives of a broker-dealer and 26 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Moneco Advisors invest in?
At the end of its last fiscal year, Moneco Advisors’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 9% cash and equivalents, 2% state and local bonds, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Moneco Advisors?
Moneco Advisors’ direct owner is Moneco Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 June 2026
How does Moneco Advisors get paid?
Moneco Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Moneco Advisors?
Moneco Advisors’ main office is at 2150 Post Road, Suite 201, Fairfield, CT 06824. Its phone number is 203-319-3550. Its website is monecoadvisors.com.