Mittelman Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Mittelman Wealth Management reports 33 clients. They include 33 high-net-worth individuals. Of its assets, 100.0% ($205M across 93 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 97% |
| Charitable organizations | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 33 | $199M | 97.3% | $6.03M |
| Charitable organizations | Fewer than 5 | $5.52M | 2.7% | — |
| Total | 33 | $205M | 100% | — |
- Clients
- 33
- Regulatory AUM
- $199M
- AUM share
- 97.3%
- Avg. per client
- $6.03M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.52M
- AUM share
- 2.7%
- Avg. per client
- —
Total
- Clients
- 33
- Regulatory AUM
- $205M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Mittelman Wealth Management charges 1.00%–1.50% a year for its Investment Management and Wealth Planning Services. The fee is billed in arrears and is negotiable.
Fee details and sources
S. Mittelman owns 75% or more of Mittelman Wealth Management. The leadership team of Mittelman Wealth Management includes Chief Investment Officer S. Mittelman. It has 1 employee.
Leadership
S. MittelmanManaging Member/Chief Investment Officer/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Mittelman Wealth Management LLC
S. Mittelman
Control person · since January 2021
Mittelman Wealth Management’s regulatory assets grew 1.8× from $117M (July 2021) to $205M (March 2026); clients rose from 8 to 33 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $205M | 33 | 1 | 1 |
| March 2025 | $243M | 31 | 1 | 2 |
| March 2024 | $195M | 25 | 1 | 2 |
| March 2023 | $162M | 13 | 1 | 2 |
| March 2022 | $148M | 10 | 1 | 1 |
| July 2021 | $117M | 8 | 1 | 1 |
Besides its headquarters, Mittelman Wealth Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Mittelman Wealth Management LLC
- Headquarters
- Not reported
- Website
- mwmfamilyoffice.com
- Phone
- 617-378-1382
- SEC file
- 801-120590
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Mittelman Wealth Management uses Charles Schwab ($205M) as custodian for its separately managed accounts. Mittelman Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $205M100%
At year end, Mittelman Wealth Management’s separately managed accounts were mostly in stocks (81%). Its reported 13F holdings for the quarter ended 30 June 2026 total $151M across 53 positions; the largest are Vanguard Dividend Appreciation Index Fund ETF Shares (12.9%), Vanguard High Dividend Yield Index Fund ETF Shares (10.1%) and Vanguard S&P 500 ETF (8.2%).
What the accounts hold
- Stocks81%
- Funds7%
- Bonds4%
- State and local bonds3%
- U.S. government and agency bonds1%
- Cash8%
Reported 13F holdings
- $151M
- Reported 13F value
- 53
- Positions
- 71.0%
- In the 10 largest
- −5.7%
- Value vs. prior quarter
- Vanguard Dividend Appreciation Index Fund ETF Shares · Uit Exchange Traded12.9%
- Vanguard High Dividend Yield Index Fund ETF Shares · Uit Exchange Traded10.1%
- Vanguard S&P 500 ETF · Uit Exchange Traded8.2%
- Vanguard FTSE Developed Markets Index Fund ETF Shares · Uit Exchange Traded8.1%
- Vanguard FTSE Emerging Markets Index Fund ETF Shares · Uit Exchange Traded8.0%
- iShares 5-10 Year Investment Grade Corporate Bond ETF · Uit Exchange Traded7.0%
- iShares 10 Year · Uit Exchange Traded5.2%
- iShares 1-5 Year Investment Grade Corporate Bond ETF · Uit Exchange Traded4.8%
- Vanguard Utilities Index Fund ETF Shares · Uit Exchange Traded3.8%
- Vanguard Mid-cap Index Fund ETF Shares · Uit Exchange Traded2.9%
Together, the ten largest are 71.0% of reported value.
How many clients does Mittelman Wealth Management have?
Mittelman Wealth Management has 33 clients and manages $205 million for them, as of March 2026. They include 33 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 March 2026
What services does Mittelman Wealth Management offer?
Mittelman Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Mittelman Wealth Management charge?
Mittelman Wealth Management charges 1.00%–1.50% a year for its Investment Management and Wealth Planning Services. The fee is billed in arrears and is negotiable.
Source: MITTELMAN WEALTH MANAGEMENT ADV BROCHURE, filed 28 March 2026
Which custodians does Mittelman Wealth Management use?
Mittelman Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $205M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 March 2026
How many financial advisors does Mittelman Wealth Management have?
Mittelman Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mittelman Wealth Management invest in?
At the end of its last fiscal year, Mittelman Wealth Management’s separately managed accounts held 81% exchange-traded equities, 8% cash and equivalents, 7% pooled vehicles (private funds and similar), 3% state and local bonds and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Mittelman Wealth Management?
Mittelman Wealth Management’s direct owner is S. Mittelman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 March 2026
How does Mittelman Wealth Management get paid?
Mittelman Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Mittelman Wealth Management?
Its phone number is 617-378-1382. Its website is mwmfamilyoffice.com.