McGuire Investment Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, and tax planning.
McGuire Investment Group reports 314 clients. They include 175 high-net-worth individuals, 127 individual clients, and 7 corporations and other businesses. Of its assets, 100.0% ($1.06B across 839 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $1.06B. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 40% | 5% |
| High-net-worth individuals | 56% | 92% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | 2% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 127 | $57M | 5.4% | $449K |
| High-net-worth individuals | 175 | $977M | 92.1% | $5.59M |
| Pension and profit-sharing plans | Fewer than 5 | $17.5M | 1.7% | — |
| Charitable organizations | 5 | $6.82M | 0.6% | $1.36M |
| Corporations and other businesses | 7 | $2.39M | 0.2% | $342K |
| Total | 314 | $1.06B | 100% | — |
- Clients
- 127
- Regulatory AUM
- $57M
- AUM share
- 5.4%
- Avg. per client
- $449K
- Clients
- 175
- Regulatory AUM
- $977M
- AUM share
- 92.1%
- Avg. per client
- $5.59M
- Clients
- Fewer than 5
- Regulatory AUM
- $17.5M
- AUM share
- 1.7%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $6.82M
- AUM share
- 0.6%
- Avg. per client
- $1.36M
- Clients
- 7
- Regulatory AUM
- $2.39M
- AUM share
- 0.2%
- Avg. per client
- $342K
Total
- Clients
- 314
- Regulatory AUM
- $1.06B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
McGuire Investment Group charges 0.60%–1.50% a year for its Standard Graduated Fee Schedule. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$1M | 1.25% |
| $1M–$5M | 0.85% |
| $5M–$10M | 0.75% |
| $10M and above | 0.60% |
Fee details and sources
Dennis McGuire owns 50% to 75% of McGuire Investment Group. It has 5 employees, 3 of them in advisory roles.
Leadership
- Sean McGuireMember
- Dennis McGuireManaging
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Dennis Patrick McGuire SR
- Dennis Patrick McGuire JR.
- Sean Michael McGuire
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of McGuire Investment Group, LLC
Dennis McGuire
Control person · since September 2018
- Owns 25% to 50% of McGuire Investment Group, LLC
Sean McGuire
Control person · since July 2018
McGuire Investment Group’s regulatory assets grew 2.0× from $523M (March 2021) to $1.06B (March 2026); clients rose from 242 to 314 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.06B | 314 | 5 | 1 |
| March 2025 | $819M | 296 | 5 | 1 |
| February 2024 | $708M | 282 | 3 | 1 |
| March 2023 | $558M | 271 | 3 | 1 |
| March 2022 | $687M | 275 | 3 | 1 |
| March 2021 | $523M | 242 | 3 | 1 |
Besides its headquarters, McGuire Investment Group has 0 offices, with 1 listed address in Rhode Island.
Rhode Island · 1 listed address
- 105 Main Street, WakefieldHQ
Contact and registration details
- Legal name
- McGuire Investment Group, LLC
- Headquarters
- 105 Main Street, Wakefield, RI 02879
- Website
- mcguirewealth.com
- Phone
- 401-364-5000
- @mcguire-wealth-management
- SEC file
- 801-113698
- Structure
- Rhode Island LLC
- Fiscal year end
- December
McGuire Investment Group uses Wells Fargo Clearing Services ($1.06B) as custodian for its separately managed accounts. McGuire Investment Group does not have custody of client assets.
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $1.06B100%
At year end, McGuire Investment Group’s separately managed accounts were mostly in stocks (66%) and funds (32%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.14B across 137 positions; the largest are Advanced Micro Devices Inc. (8.9%), Lam Research Corp. (6.9%) and Applied Matls Inc. (6.8%).
What the accounts hold
- Stocks66%
- Funds32%
- Bonds1%
- Cash1%
Reported 13F holdings
- $1.14B
- Reported 13F value
- 137
- Positions
- 47.2%
- In the 10 largest
- +29.0%
- Value vs. prior quarter
- Advanced Micro Devices Inc.8.9%
- Lam Research Corp.6.9%
- Applied Matls Inc.6.8%
- Nvidia Corporation6.1%
- Wisdomtree TR · Floatng Rat Trea4.2%
- SPDR Series Trust · ST Str Blo 1 ETF4.2%
- Apple Inc.2.9%
- Analog Devices Inc.2.6%
- ASML Hldg NV · N Y Registry Shs2.5%
- Qualcomm Inc.2.1%
Together, the ten largest are 47.2% of reported value.
How many clients does McGuire Investment Group have?
McGuire Investment Group has 314 clients and manages $1.06 billion for them, as of March 2026. They include 175 high-net-worth individuals, 127 individual clients, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026
What services does McGuire Investment Group offer?
McGuire Investment Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does McGuire Investment Group charge?
McGuire Investment Group charges 0.60%–1.50% a year for its Standard Graduated Fee Schedule. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: MCGUIRE WEALTH MANAGEMENT - FORM ADV PART 2A, filed 4 March 2026
Which custodians does McGuire Investment Group use?
McGuire Investment Group’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $1.06B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026
How many financial advisors does McGuire Investment Group have?
McGuire Investment Group has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does McGuire Investment Group invest in?
At the end of its last fiscal year, McGuire Investment Group’s separately managed accounts held 66% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns McGuire Investment Group?
McGuire Investment Group’s direct owners are Sean McGuire (25% to 50%) and Dennis McGuire (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 March 2026
How does McGuire Investment Group get paid?
McGuire Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is McGuire Investment Group registered with the SEC?
Yes, McGuire Investment Group has been registered with the SEC as an investment adviser since 26 July 2018. Its CRD number is 296271 and its SEC file number is 801-113698.
Source: Form ADV Part 1A, Item 1, filed 4 March 2026; IAPD firm record
How do I contact McGuire Investment Group?
McGuire Investment Group’s main office is at 105 Main Street, Wakefield, RI 02879. Its phone number is 401-364-5000. Its website is mcguirewealth.com.