McCarter Private Wealth Services provides portfolio management for individuals and small businesses and selecting other managers.
McCarter Private Wealth Services reports 126 clients. They include 83 high-net-worth individuals, 34 individual clients and 8 charitable organizations. Of its assets, 83.8% ($358M across 155 accounts) are managed with discretion; $69.2M across 44 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 27% | 5% |
| High-net-worth individuals | 66% | 85% |
| Charitable organizations | 6% | 9% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 34 | $20.8M | 4.9% | $612K |
| High-net-worth individuals | 83 | $363M | 84.9% | $4.37M |
| Charitable organizations | 8 | $38.6M | 9.0% | $4.82M |
| Corporations and other businesses | Fewer than 5 | $5.22M | 1.2% | $5.22M |
| Total | 126 | $428M | 100% | — |
- Clients
- 34
- Regulatory AUM
- $20.8M
- AUM share
- 4.9%
- Avg. per client
- $612K
- Clients
- 83
- Regulatory AUM
- $363M
- AUM share
- 84.9%
- Avg. per client
- $4.37M
- Clients
- 8
- Regulatory AUM
- $38.6M
- AUM share
- 9.0%
- Avg. per client
- $4.82M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.22M
- AUM share
- 1.2%
- Avg. per client
- $5.22M
Total
- Clients
- 126
- Regulatory AUM
- $428M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
McCarter Private Wealth Services charges 0.55%–1.10% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Fee details and sources
McCarter Private Wealth Services Holdings, LLC owns 75% or more of McCarter Private Wealth Services and is in turn owned by McCarter & English, LLP (75% or more). The leadership team of McCarter Private Wealth Services includes Chief Compliance Officer Ann Keitner. It has 6 employees, 1 of them in advisory roles.
Leadership
- Ann KeitnerChief Compliance Officer
- Melissa FlynnManager
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 1 in advisory functions
- 2 state-registered reps
- Owns 75% or more of McCarter Private Wealth Services LLC
McCarter Private Wealth Services Holdings, LLC
Control person · since October 2024
- Owns 75% or more of McCarter Private Wealth Services Holdings, LLC
McCarter & English, LLP
Control person · since October 2024
McCarter Private Wealth Services’ regulatory assets grew from $292M (March 2021) to $428M (December 2025); clients fell from 174 to 126 and employees rose from 3 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| December 2025 | $428M | 126 | 6 | 1 |
| December 2024 | $381M | 117 | 5 | 1 |
| June 2024 | $344M | 201 | 3 | 1 |
| March 2023 | $283M | 171 | 4 | 1 |
| March 2022 | $328M | 163 | 6 | 1 |
| March 2021 | $292M | 174 | 3 | 1 |
Besides its headquarters, McCarter Private Wealth Services has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 265 Franklin Street, BostonHQ
Contact and registration details
- Legal name
- McCarter Private Wealth Services LLC
- Headquarters
- 265 Franklin Street, Boston, MA 02110
- Website
- mccarterpws.com
- Phone
- 617-449-6500
- SEC file
- 801-54171
- Founded
- 1997
- Structure
- Massachusetts LLC
- Fiscal year end
- September
McCarter Private Wealth Services uses Fidelity ($425M) as custodian for its separately managed accounts. McCarter Private Wealth Services has custody of $585M in client assets for 131 clients.
- FidelityNational Financial Services LLC · Boston, MA · $425M100%
At year end, McCarter Private Wealth Services’ separately managed accounts were mostly in stocks (69%) and bonds (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $290M across 179 positions; the largest are Broadcom Inc. (5.0%), Microsoft Corp. (3.0%) and Fidelity Merrimack Str TR (2.7%).
What the accounts hold
- Stocks69%
- Funds5%
- Bonds23%
- State and local bonds21%
- Investment grade corporate bonds2%
- Cash3%
Reported 13F holdings
- $290M
- Reported 13F value
- 179
- Positions
- 25.4%
- In the 10 largest
- +26.0%
- Value vs. prior quarter
- Broadcom Inc.5.0%
- Microsoft Corp.3.0%
- Fidelity Merrimack Str TR · Total BD ETF2.7%
- iShares TR · Core S&P500 ETF2.4%
- TJX Cos Inc. New2.3%
- Alphabet Inc. · Cap Stk CL A2.3%
- Travelers Companies Inc.2.1%
- Mastercard Incorporated · CL A1.9%
- Alphabet Inc. · Cap Stk CL C1.9%
- Palo Alto Networks Inc.1.9%
Together, the ten largest are 25.4% of reported value.
How many clients does McCarter Private Wealth Services have?
McCarter Private Wealth Services has 126 clients and manages $428 million for them, as of December 2025. They include 83 high-net-worth individuals, 34 individual clients and 8 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 December 2025
What services does McCarter Private Wealth Services offer?
McCarter Private Wealth Services provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does McCarter Private Wealth Services charge?
McCarter Private Wealth Services charges 0.55%–1.10% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Which custodians does McCarter Private Wealth Services use?
McCarter Private Wealth Services’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $425M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 December 2025
How many financial advisors does McCarter Private Wealth Services have?
McCarter Private Wealth Services has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does McCarter Private Wealth Services invest in?
At the end of its last fiscal year, McCarter Private Wealth Services’ separately managed accounts held 69% exchange-traded equities, 21% state and local bonds, 5% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 2% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns McCarter Private Wealth Services?
McCarter Private Wealth Services is owned through a holding company by McCarter & English, LLP. Its direct owner is McCarter Private Wealth Services Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 December 2025
How does McCarter Private Wealth Services get paid?
McCarter Private Wealth Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact McCarter Private Wealth Services?
McCarter Private Wealth Services’ main office is at 265 Franklin Street, Boston, MA 02110. Its phone number is 617-449-6500. Its website is mccarterpws.com.