MB, Levis & Associates,llc provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 51–100 clients last fiscal year.
MB, Levis & Associates,llc reports 170 clients. They include 92 individual clients and 78 high-net-worth individuals. Of its assets, 100.0% ($412M across 575 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 10% |
| High-net-worth individuals | 46% | 89% |
| Charitable organizations | Fewer than 5 | 1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 92 | $39.9M | 9.7% | $434K |
| High-net-worth individuals | 78 | $364M | 88.5% | $4.67M |
| Charitable organizations | Fewer than 5 | $4.73M | 1.1% | — |
| Corporations and other businesses | Fewer than 5 | $2.6M | 0.6% | — |
| Total | 170 | $412M | 100% | — |
- Clients
- 92
- Regulatory AUM
- $39.9M
- AUM share
- 9.7%
- Avg. per client
- $434K
- Clients
- 78
- Regulatory AUM
- $364M
- AUM share
- 88.5%
- Avg. per client
- $4.67M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.73M
- AUM share
- 1.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.6M
- AUM share
- 0.6%
- Avg. per client
- —
Total
- Clients
- 170
- Regulatory AUM
- $412M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
MB, Levis & Associates,llc charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and has a $5,000 annual minimum.
Fee details and sources
John Levis owns 50% to 75% of MB, Levis & Associates,llc. The leadership team of MB, Levis & Associates,llc includes President John Levis and Chief Compliance Officer Leslie Childs. It has 4 employees, 3 of them in advisory roles.
Leadership
- John LevisPresident
- Leslie ChildsChief Compliance Officer
- Donald SledzShareholder
- Jason HenningerShareholder
- William LoftusShareholder
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of MB, Levis & Associates,llc
John Levis
Control person · since July 2012
- Owns 5% to 10% of MB, Levis & Associates,llc
Jason Henninger
since September 2012
- Owns 5% to 10% of MB, Levis & Associates,llc
William Loftus
since October 2014
- Owns 5% to 10% of MB, Levis & Associates,llc
William M. Loftus Irrevocable Trust Fbo Samantha
since June 2021
- Owns 5% to 10% of MB, Levis & Associates,llc
William M. Loftus Irrevocable Trust Fbo Elizabeth
since June 2021
MB, Levis & Associates,llc’s regulatory assets grew from $304M (July 2021) to $412M (March 2026); clients rose from 157 to 170 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $412M | 170 | 4 | 1 |
| February 2025 | $375M | 173 | 4 | 1 |
| March 2024 | $350M | 176 | 4 | 1 |
| March 2023 | $308M | 171 | 4 | 1 |
| June 2022 | $345M | 157 | 4 | 1 |
| July 2021 | $304M | 157 | 4 | 1 |
Besides its headquarters, MB, Levis & Associates,llc has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 4647 Saucon Creek Road, Suite 101, Center ValleyHQ
Contact and registration details
- Legal name
- MB, Levis & Associates,llc
- Headquarters
- 4647 Saucon Creek Road, Suite 101, Center Valley, PA 18034
- Website
- mblevis.com
- Phone
- 610-419-9690
- SEC file
- 801-76841
- Founded
- 2012
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
MB, Levis & Associates,llc uses Charles Schwab ($405M) as custodian for its separately managed accounts. MB, Levis & Associates,llc has custody of $97M in client assets for 59 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $405M100%
At year end, MB, Levis & Associates,llc’s separately managed accounts were mostly in funds (82%) and stocks (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $271M across 254 positions; the largest are Vanguard Index Fds (8.4%), Vanguard Intl Equity Index F (8.3%) and Wisdomtree TR (6.6%).
What the accounts hold
- Stocks13%
- Funds82%
- Bonds1%
- Cash4%
Reported 13F holdings
- $271M
- Reported 13F value
- 254
- Positions
- 59.4%
- In the 10 largest
- +13.2%
- Value vs. prior quarter
- Vanguard Index Fds · Large Cap ETF8.4%
- Vanguard Intl Equity Index F · Allwrld EX US8.3%
- Wisdomtree TR · US High Dividend6.6%
- Wisdomtree TR · US Qtly Div Grt6.1%
- Vanguard Mun BD Fds · Core Tax Exempt5.1%
- iShares TR · Ibonds Dec 20355.1%
- iShares TR · Ibonds Dec 20365.1%
- iShares TR · Ibonds Dec 20344.9%
- iShares TR · Ibonds Dec 20324.9%
- Vanguard Index Fds · Small CP ETF4.7%
Together, the ten largest are 59.4% of reported value.
How many clients does MB, Levis & Associates,llc have?
MB, Levis & Associates,llc has 170 clients and manages $412 million for them, as of March 2026. They include 92 individual clients and 78 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does MB, Levis & Associates,llc offer?
MB, Levis & Associates,llc provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does MB, Levis & Associates,llc charge?
MB, Levis & Associates,llc charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and has a $5,000 annual minimum.
Source: MB LEVIS PART ADV PART 2A BROCHURE, filed 20 March 2026
Which custodians does MB, Levis & Associates,llc use?
MB, Levis & Associates,llc’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $405M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does MB, Levis & Associates,llc have?
MB, Levis & Associates,llc has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does MB, Levis & Associates,llc invest in?
At the end of its last fiscal year, MB, Levis & Associates,llc’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 4% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns MB, Levis & Associates,llc?
MB, Levis & Associates,llc’s direct owners are John Levis (50% to 75%), Jason Henninger (5% to 10%), William Loftus (5% to 10%), William M. Loftus Irrevocable Trust Fbo Samantha (5% to 10%) and William M. Loftus Irrevocable Trust Fbo Elizabeth (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does MB, Levis & Associates,llc get paid?
MB, Levis & Associates,llc is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is MB, Levis & Associates,llc registered with the SEC?
Yes, MB, Levis & Associates,llc has been registered with the SEC as an investment adviser since 27 June 2012. Its CRD number is 164197 and its SEC file number is 801-76841.
Source: Form ADV Part 1A, Item 1, filed 20 March 2026; IAPD firm record
How do I contact MB, Levis & Associates,llc?
MB, Levis & Associates,llc’s main office is at 4647 Saucon Creek Road, Suite 101, Center Valley, PA 18034. Its phone number is 610-419-9690. Its website is mblevis.com.