Luken Investment Analytics provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, education planning, estate planning, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Luken Investment Analytics reports 267 clients. They include 184 individual clients and 83 high-net-worth individuals. Nearly all assets ($292M across 658 accounts) are managed with discretion; $32.1K across 6 accounts are not. A wrap fee program the firm both sponsors and manages holds $289M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 17% |
| High-net-worth individuals | 31% | 82% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 184 | $48.6M | 16.6% | $264K |
| High-net-worth individuals | 83 | $239M | 81.8% | $2.88M |
| Pension and profit-sharing plans | Fewer than 5 | $2.83M | 1.0% | — |
| Charitable organizations | Fewer than 5 | $14.4K | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $1.76M | 0.6% | — |
| Total | 267 | $292M | 100% | — |
- Clients
- 184
- Regulatory AUM
- $48.6M
- AUM share
- 16.6%
- Avg. per client
- $264K
- Clients
- 83
- Regulatory AUM
- $239M
- AUM share
- 81.8%
- Avg. per client
- $2.88M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.83M
- AUM share
- 1.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $14.4K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.76M
- AUM share
- 0.6%
- Avg. per client
- —
Total
- Clients
- 267
- Regulatory AUM
- $292M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Luken Investment Analytics charges 0.30%–1.60% a year for its Discretionary WRAP Program. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- 401(k) Management Through Pontera
- Retirement plan accounts managed through Pontera are billed quarterly in arrears; the annual fee is negotiable and most often 0.75%.
- Financial Planning Services
- Financial planning is a flat fee set by complexity, negotiable, generally $500 to $5,000, with a deposit and balance due on delivery.
Gregory Luken owns 75% or more of Luken Investment Analytics. The leadership team of Luken Investment Analytics includes President Gregory Luken and Chief Compliance Officer Carri Sanford. It has 6 employees, 4 of them in advisory roles.
Leadership
- Gregory LukenPresident
- Mary O'LearyVice-President and Wealth Advisor
- Carri SanfordChief Compliance Officer
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Jackson Andrew Hornsby
- Crawford Willis Luken
- Gregory Lee Luken
- Mary Hannah O'Leary
- Carri M Sanford
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 broker-dealer rep
- 2 insurance agents
- Owns 75% or more of Luken Investment Analytics, LLC
Gregory Luken
Control person · since May 2013
Luken Investment Analytics’ regulatory assets grew 1.8× from $164M (March 2021) to $292M (May 2026); clients rose from 165 to 267 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $292M | 267 | 6 | 1 |
| March 2025 | $237M | 234 | 6 | 1 |
| March 2024 | $201M | 182 | 6 | 1 |
| March 2023 | $189M | 180 | 5 | 1 |
| April 2022 | $229M | 183 | 5 | 1 |
| March 2021 | $164M | 165 | 4 | 1 |
Besides its headquarters, Luken Investment Analytics has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 136 Frierson Street, BrentwoodHQ
Other business names
Luken Investment Analytics has reported 1 other business name to the SEC.
- Luken Wealth Management
Contact and registration details
- Legal name
- Luken Investment Analytics, LLC
- Headquarters
- 136 Frierson Street, Brentwood, TN 37027
- Website
- lukeninvestmentanalytics.com
- Phone
- 615-550-5570
- @lukenteam
- SEC file
- 801-112496
- Founded
- 2013
- Structure
- Tennessee LLC
- Fiscal year end
- December
Luken Investment Analytics uses Charles Schwab ($0) as custodian for its separately managed accounts. Luken Investment Analytics does not have custody of client assets.
The filed values do not form a complete breakdown. Values are shown as filed.
- Charles Schwab · Charles Schwab & Co., Inc. · Westlake, TX · $0
- 0%
At year end, Luken Investment Analytics’ separately managed accounts were mostly in stocks (87%). Its reported 13F holdings for the quarter ended 30 June 2026 total $286M across 170 positions; the largest are First TR Exchange-traded FD (8.9%), SPDR Series Trust (7.4%) and Invesco Qqq TR (7.0%).
What the accounts hold
- Stocks87%
- Funds6%
- Cash7%
Reported 13F holdings
- $286M
- Reported 13F value
- 170
- Positions
- 56.3%
- In the 10 largest
- +9.5%
- Value vs. prior quarter
- First TR Exchange-traded FD · FT Vest Tec8.9%
- SPDR Series Trust · ST Str P500etf7.4%
- Invesco Qqq TR · Unit Ser 17.0%
- SPDR Index Shs Fds · ST Port Mark ETF6.6%
- First TR Exchng Traded FD VI · FT Vest Inte5.6%
- State Str SPDR S&P 500 ETF T · TR Unit5.0%
- First TR Exchange-traded FD · FT Vest Smid4.4%
- SPDR Index Shs Fds · ST Str PO EX ETF4.2%
- First TR Exchange-traded FD · Vest High Yield4.0%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt3.2%
Together, the ten largest are 56.3% of reported value.
How many clients does Luken Investment Analytics have?
Luken Investment Analytics has 267 clients and manages $292 million for them, as of May 2026. They include 184 individual clients and 83 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 May 2026
What services does Luken Investment Analytics offer?
Luken Investment Analytics provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Luken Investment Analytics charge?
Luken Investment Analytics charges 0.30%–1.60% a year for its Discretionary WRAP Program. The fee is billed in advance and is negotiable.
Which custodians does Luken Investment Analytics use?
The filing also lists Charles Schwab & Co., Inc. with no separately managed account assets.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 May 2026
How many financial advisors does Luken Investment Analytics have?
Luken Investment Analytics has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Luken Investment Analytics invest in?
At the end of its last fiscal year, Luken Investment Analytics’ separately managed accounts held 87% exchange-traded equities, 7% cash and equivalents and 6% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Luken Investment Analytics?
Luken Investment Analytics’ direct owner is Gregory Luken (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 May 2026
How does Luken Investment Analytics get paid?
Luken Investment Analytics is paid through a percentage of assets under management, subscription fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Luken Investment Analytics?
Luken Investment Analytics’ main office is at 136 Frierson Street, Brentwood, TN 37027. Its phone number is 615-550-5570. Its website is lukeninvestmentanalytics.com.