LJI Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
LJI Wealth Management reports 1,573 clients. They include 1,259 individual clients, 231 high-net-worth individuals, and 55 pension and profit-sharing plans. Of its assets, 87.2% ($1.2B across 3,546 accounts) are managed with discretion; $176M across 28 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 26% |
| High-net-worth individuals | 15% | 50% |
| Pension and profit-sharing plans | 3% | 12% |
| State or municipal government entities | 2% | 13% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,259 | $353M | 25.7% | $280K |
| High-net-worth individuals | 231 | $686M | 49.9% | $2.97M |
| Pension and profit-sharing plans | 55 | $161M | 11.8% | $2.93M |
| State or municipal government entities | 28 | $174M | 12.6% | $6.2M |
| Total | 1,573 | $1.37B | 100% | $873K |
- Clients
- 1,259
- Regulatory AUM
- $353M
- AUM share
- 25.7%
- Avg. per client
- $280K
- Clients
- 231
- Regulatory AUM
- $686M
- AUM share
- 49.9%
- Avg. per client
- $2.97M
- Clients
- 55
- Regulatory AUM
- $161M
- AUM share
- 11.8%
- Avg. per client
- $2.93M
- Clients
- 28
- Regulatory AUM
- $174M
- AUM share
- 12.6%
- Avg. per client
- $6.2M
Total
- Clients
- 1,573
- Regulatory AUM
- $1.37B
- AUM share
- 100%
- Avg. per client
- $873K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
LJI Wealth Management charges up to 1.40% a year for its Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Standalone Financial Planning
- Financial planning is billed at $500 per hour or as a fixed fee mutually agreed in advance, generally $1,000 to $10,000 depending on scope and complexity.
Layton John owns 50% to 75% of LJI Wealth Management. The leadership team of LJI Wealth Management includes President Layton John and Chief Compliance Officer Bradley Owens. It has 13 employees.
Leadership
- Layton JohnPresident
- Bradley OwensChief Compliance Officer
- Joshua JohnInvestment Adviser Representative
- Daniel LucasInvestment Adviser Representative
- Jonathan RussellInvestment Adviser Representative
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
- Tanner Shaffer Coulter
- Luke Nolen Drye
- Jade Thomas Holt
- Bruce Frederick Hubbell
- Joshua David John
- Layton Leon John
- Daniel Keith Lucas
- Strawn Christian Markle
- Zachary Nicholas Melloh
- James Aaron Morrow
- Bradley Heath Owens
- Scott Matthew Riethman
- Jonathan William Russell
Staff
- 13 employees
- 13 in advisory functions
- 13 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Lji Wealth Management, LLC
Layton John
Control person · since October 2008
- Owns 10% to 25% of Lji Wealth Management, LLC
Jonathan Russell
since August 2016
- Owns 5% to 10% of Lji Wealth Management, LLC
Bradley Owens
Control person · since February 2012
- Owns 5% to 10% of Lji Wealth Management, LLC
Joshua John
since August 2016
- Owns 5% to 10% of Lji Wealth Management, LLC
Daniel Lucas
since August 2016
LJI Wealth Management’s regulatory assets grew 3.2× from $431M (March 2021) to $1.37B (August 2026); clients rose from 1,114 to 1,573 and employees from 9 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.37B | 1,573 | 13 | 3 |
| May 2025 | $1.07B | 1,613 | 13 | 3 |
| March 2024 | $853M | 1,521 | 15 | 3 |
| March 2023 | $647M | 1,352 | 15 | 3 |
| March 2022 | $554M | 1,166 | 11 | 3 |
| March 2021 | $431M | 1,114 | 9 | 3 |
Besides its headquarters, LJI Wealth Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Indiana.
Indiana · 2 listed addresses
- 6569 Carrollton Avenue, IndianapolisHQ
- 619 Virginia Avenue, Indianapolis
Contact and registration details
- Legal name
- Lji Wealth Management, LLC
- Headquarters
- 6569 Carrollton Avenue, Indianapolis, IN 46220
- Website
- ljiwm.com
- Phone
- 317-466-9702
- @lji-wealth-management
- SEC file
- 801-77820
- Structure
- Indiana LLC
- Fiscal year end
- December
LJI Wealth Management uses Fidelity ($832M, 84%) and Nationwide Trust Company FSB ($159M, 16%) as custodians for its separately managed accounts. LJI Wealth Management has custody of $403M in client assets for 276 clients.
- FidelityNational Financial Services LLC · Boston, MA · $832M84%
- Nationwide Trust Company FSBNationwide Trust Company FSB · Columbus, OH · $159M16%
At year end, LJI Wealth Management’s separately managed accounts were mostly in funds (78%). Its reported 13F holdings for the quarter ended 30 June 2026 total $714M across 201 positions; the largest are iShares TR (27.2%), iShares TR (11.5%) and iShares TR (8.1%).
What the accounts hold
- Stocks9%
- Funds78%
- Bonds5%
- U.S. government and agency bonds2%
- State and local bonds2%
- Investment grade corporate bonds1%
- Cash7%
- Other1%
- Derivatives1%
Reported 13F holdings
- $714M
- Reported 13F value
- 201
- Positions
- 69.8%
- In the 10 largest
- +14.0%
- Value vs. prior quarter
- iShares TR · Core S&P Ttl Stk27.2%
- iShares TR · 0-5yr Invt GR CP11.5%
- iShares TR · Core 1 5 YR Usd8.1%
- iShares TR · Fltg Rate NT ETF5.2%
- Vanguard Index Fds · Total Stk Mkt4.2%
- Fidelity Comwlth TR · Nasdaq Compsit3.5%
- iShares TR · Rus Mid Cap ETF3.0%
- Invesco Qqq TR · Unit Ser 12.6%
- Apple Inc.2.4%
- Vanguard Admiral Fds Inc. · Midcp 400 Grth2.1%
Together, the ten largest are 69.8% of reported value.
How many clients does LJI Wealth Management have?
LJI Wealth Management has 1,573 clients and manages $1.37 billion for them, as of August 2026. They include 1,259 individual clients, 231 high-net-worth individuals, and 55 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026
What services does LJI Wealth Management offer?
LJI Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does LJI Wealth Management charge?
LJI Wealth Management charges up to 1.40% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Which custodians does LJI Wealth Management use?
LJI Wealth Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $832M and Nationwide Trust Company FSB (Columbus, OH), with $159M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 August 2026
How many financial advisors does LJI Wealth Management have?
LJI Wealth Management has 13 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does LJI Wealth Management invest in?
At the end of its last fiscal year, LJI Wealth Management’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 7% cash and equivalents, 2% U.S. government and agency bonds, 2% state and local bonds, 1% investment grade corporate bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns LJI Wealth Management?
LJI Wealth Management’s direct owners are Layton John (50% to 75%), Bradley Owens (5% to 10%), Joshua John (5% to 10%), Daniel Lucas (5% to 10%) and Jonathan Russell (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 August 2026
How does LJI Wealth Management get paid?
LJI Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is LJI Wealth Management registered with the SEC?
Yes, LJI Wealth Management has been registered with the SEC as an investment adviser since 4 April 2013. Its CRD number is 145399 and its SEC file number is 801-77820.
Source: Form ADV Part 1A, Item 1, filed 27 August 2026; IAPD firm record
How do I contact LJI Wealth Management?
LJI Wealth Management’s main office is at 6569 Carrollton Avenue, Indianapolis, IN 46220. Its phone number is 317-466-9702. Its website is ljiwm.com.