Little House Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 11–25 clients last fiscal year.
Little House Capital reports 253 clients. They include 144 high-net-worth individuals, 56 individual clients and 37 other investment advisers. Of its assets, 87.4% ($590M across 666 accounts) are managed with discretion; $85.3M across 56 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 22% | 1% |
| High-net-worth individuals | 57% | 77% |
| Pension and profit-sharing plans | 2% | 5% |
| Charitable organizations | 2% | 5% |
| Other investment advisers | 15% | 7% |
| Other client typesCorporations and other businesses | 2% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 56 | $8.3M | 1.2% | $148K |
| High-net-worth individuals | 144 | $518M | 76.7% | $3.6M |
| Pension and profit-sharing plans | 5 | $31.9M | 4.7% | $6.38M |
| Charitable organizations | 5 | $35.8M | 5.3% | $7.16M |
| Other investment advisers | 37 | $47.5M | 7.0% | $1.28M |
| Corporations and other businesses | 6 | $33.8M | 5.0% | $5.63M |
| Total | 253 | $675M | 100% | $2.67M |
- Clients
- 56
- Regulatory AUM
- $8.3M
- AUM share
- 1.2%
- Avg. per client
- $148K
- Clients
- 144
- Regulatory AUM
- $518M
- AUM share
- 76.7%
- Avg. per client
- $3.6M
- Clients
- 5
- Regulatory AUM
- $31.9M
- AUM share
- 4.7%
- Avg. per client
- $6.38M
- Clients
- 5
- Regulatory AUM
- $35.8M
- AUM share
- 5.3%
- Avg. per client
- $7.16M
- Clients
- 37
- Regulatory AUM
- $47.5M
- AUM share
- 7.0%
- Avg. per client
- $1.28M
- Clients
- 6
- Regulatory AUM
- $33.8M
- AUM share
- 5.0%
- Avg. per client
- $5.63M
Total
- Clients
- 253
- Regulatory AUM
- $675M
- AUM share
- 100%
- Avg. per client
- $2.67M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Little House Capital charges up to 1.10% a year for its Investment Management / Wealth Management Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Hourly financial planning is $400 an hour; fixed fees range from $1,000 to $5,000, and annual planning is up to $10,000 a year.
Robert Stimson owns 75% or more of Little House Capital. Robert Stimson is CEO. It has 7 employees.
Leadership
- Robert StimsonFounder, Chief Executive Officer, and Chief Investment Officer
- Jeremy DavidPartner, Managing Director
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- Mark Stanley Cross-Powers
- Jeremy Sundance David
- Richard John Feely
- Lynn Kelly
- James Reginald Moise
- David Keating Mullen
- Luke Antonio Pata
- Robert Cheney Stimson
Staff
- 7 employees
- 7 in advisory functions
- 7 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Little House Capital, LLC
Robert Stimson
Control person · since August 2017
Little House Capital’s regulatory assets grew 3.0× from $226M (May 2021) to $675M (March 2026); clients rose from 143 to 253 and employees were 7 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $675M | 253 | 7 | 4 |
| April 2025 | $601M | 284 | 8 | 4 |
| July 2024 | $532M | 241 | 8 | 4 |
| March 2023 | $400M | 204 | 8 | 4 |
| June 2022 | $339M | 193 | 6 | 3 |
| May 2021 | $226M | 143 | 7 | 4 |
Besides its headquarters, Little House Capital has 3 offices (1 private residence, listed without an address), with 3 listed addresses in Massachusetts and New Hampshire.
Massachusetts · 2 listed addresses
- 35 Braintree Hill Park, #100, BraintreeHQ
- 100 Tradecenter, Woburn
New Hampshire · 1 listed address
- 15 Constitution Drive, Bedford
Contact and registration details
- Legal name
- Little House Capital, LLC
- Headquarters
- 35 Braintree Hill Park, #100, Braintree, MA 02184
- Website
- littlehousecapital.com
- Phone
- 617-545-5600
- @little-house-capital
- SEC file
- 801-111981
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Little House Capital uses Charles Schwab ($477M, 76%) and Fidelity ($151M, 24%) as custodians for its separately managed accounts. Little House Capital has custody of $175M in client assets for 166 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $477M76%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $151M24%
At year end, Little House Capital’s separately managed accounts were mostly in stocks (59%) and bonds (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $445M across 113 positions; the largest are Apple Inc. (5.0%), Alphabet Inc. (4.1%) and Microsoft Corp. (3.8%).
What the accounts hold
- Stocks59%
- Funds10%
- Bonds25%
- Investment grade corporate bonds14%
- U.S. government and agency bonds8%
- State and local bonds3%
- Cash6%
Reported 13F holdings
- $445M
- Reported 13F value
- 113
- Positions
- 35.5%
- In the 10 largest
- +14.9%
- Value vs. prior quarter
- Apple Inc.5.0%
- Alphabet Inc. · Cap Stk CL A4.1%
- Microsoft Corp.3.8%
- Fidelity Covington Trust · Enhanced Sml Cap3.6%
- Nvidia Corporation3.6%
- iShares TR · Core S&P Mcp ETF3.4%
- Taiwan Semiconductor Manufac · Sponsored ADS3.1%
- iShares TR · MSCI Eafe ETF3.1%
- Broadcom Inc.2.9%
- Amazon Com Inc.2.8%
Together, the ten largest are 35.5% of reported value.
How many clients does Little House Capital have?
Little House Capital has 253 clients and manages $675 million for them, as of March 2026. They include 144 high-net-worth individuals, 56 individual clients and 37 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Little House Capital offer?
Little House Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Little House Capital charge?
Little House Capital charges up to 1.10% a year for its Investment Management / Wealth Management Services. The fee is billed in arrears and is negotiable.
Which custodians does Little House Capital use?
Little House Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $477M and Fidelity Brokerage Services LLC (Smithfield, RI), with $151M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Little House Capital have?
Little House Capital has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Little House Capital invest in?
At the end of its last fiscal year, Little House Capital’s separately managed accounts held 59% exchange-traded equities, 14% investment grade corporate bonds, 10% registered funds (mutual funds, ETFs, BDCs), 8% U.S. government and agency bonds, 6% cash and equivalents and 3% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Little House Capital?
Little House Capital’s direct owner is Robert Stimson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Little House Capital get paid?
Little House Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Little House Capital?
Little House Capital’s main office is at 35 Braintree Hill Park, #100, Braintree, MA 02184. Its phone number is 617-545-5600. Its website is littlehousecapital.com.