Lewis Capital Management provides portfolio management for individuals and small businesses.
Lewis Capital Management reports 83 clients. They include 70 high-net-worth individuals and 13 individual clients. Of its assets, 100.0% ($180M across 184 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 16% | 3% |
| High-net-worth individuals | 84% | 96% |
| Corporations and other businesses | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 13 | $4.73M | 2.6% | $364K |
| High-net-worth individuals | 70 | $174M | 96.4% | $2.48M |
| Corporations and other businesses | Fewer than 5 | $1.8M | 1.0% | — |
| Total | 83 | $180M | 100% | — |
- Clients
- 13
- Regulatory AUM
- $4.73M
- AUM share
- 2.6%
- Avg. per client
- $364K
- Clients
- 70
- Regulatory AUM
- $174M
- AUM share
- 96.4%
- Avg. per client
- $2.48M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.8M
- AUM share
- 1.0%
- Avg. per client
- —
Total
- Clients
- 83
- Regulatory AUM
- $180M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Lewis Capital Management charges 0.75%–1.50% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$2M | 1.00% |
| $2M and above | 0.75% |
Fee details and sources
Other fees
- Hourly consulting
- Consultations on an hourly basis are generally $250 per hour; a lower fee may apply, for example to non-profit organizations.
The Lewis Family Trust Dated February 28, 2002 owns 75% or more of Lewis Capital Management. The leadership team of Lewis Capital Management includes Chief Compliance Officer Scott Lewis. It has 1 employee.
Leadership
Scott LewisChief Compliance Officer & Portfolio Manager- Diane LewisTrustee of the Lewis Family Trust Dated February 28, 2002
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Lewis Capital Management, LLC
The Lewis Family Trust Dated February 28, 2002
Control person · since March 2026
- Owns 75% or more of Lewis Capital Management, LLC
Scott Lewis
Control person · since March 2026
- Owns 75% or more of Lewis Capital Management, LLC
Diane Lewis
Control person · since March 2026
Lewis Capital Management’s regulatory assets grew from $155M (March 2021) to $180M (March 2026); clients fell from 98 to 83 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $180M | 83 | 1 | 1 |
| June 2025 | $159M | 80 | 1 | 1 |
| February 2024 | $166M | 89 | 1 | 1 |
| March 2023 | $160M | 96 | 1 | 1 |
| March 2022 | $207M | 102 | 1 | 1 |
| March 2021 | $155M | 98 | 1 | 1 |
Besides its headquarters, Lewis Capital Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 9454 Wilshire BLVD., Suite M1, Beverly HillsHQ
Contact and registration details
- Legal name
- Lewis Capital Management, LLC
- Headquarters
- 9454 Wilshire BLVD., Suite M1, Beverly Hills, CA 90212
- Website
- lewiscm.com
- Phone
- 310-276-1262
- SEC file
- 801-63956
- Structure
- California LLC
- Fiscal year end
- December
Lewis Capital Management uses Charles Schwab ($180M) as custodian for its separately managed accounts. Lewis Capital Management has custody of $20.8M in client assets for 12 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $180M100%
At year end, Lewis Capital Management’s separately managed accounts were largely in stocks (43%) and bonds (40%). Its reported 13F holdings for the quarter ended 30 June 2026 total $358M across 42 positions; the largest are Schwab Strategic TR (9.5%), Vanguard Index Fds (7.7%) and Blackrock ETF Trust II (7.3%).
What the accounts hold
- Stocks43%
- Funds1%
- Bonds40%
- U.S. government and agency bonds30%
- Investment grade corporate bonds10%
- Cash16%
Reported 13F holdings
- $358M
- Reported 13F value
- 42
- Positions
- 63.6%
- In the 10 largest
- +22.9%
- Value vs. prior quarter
- Schwab Strategic TR · US Brd Mkt ETF9.5%
- Vanguard Index Fds · S&P 500 ETF Shs7.7%
- Blackrock ETF Trust II · Isha Flex IN ETF7.3%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF7.0%
- Franklin Templeton ETF TR · Intel Machi ETF6.8%
- Pimco ETF TR · Multisector BD6.7%
- Tema ETF Trust · Electrification5.6%
- Vanguard Index Fds · Value ETF4.8%
- SPDR Series Trust · ST Str Glb Dow4.1%
- SPDR Gold TR · Gold Shs4.1%
Together, the ten largest are 63.6% of reported value.
How many clients does Lewis Capital Management have?
Lewis Capital Management has 83 clients and manages $180 million for them, as of March 2026. They include 70 high-net-worth individuals and 13 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Lewis Capital Management offer?
Lewis Capital Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Lewis Capital Management charge?
Lewis Capital Management charges 0.75%–1.50% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable.
Source: LCM ADV PART 2A & 2B BROCHURES, filed 29 January 2026
Which custodians does Lewis Capital Management use?
Lewis Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $180M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Lewis Capital Management have?
Lewis Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lewis Capital Management invest in?
At the end of its last fiscal year, Lewis Capital Management’s separately managed accounts held 43% exchange-traded equities, 30% U.S. government and agency bonds, 16% cash and equivalents, 10% investment grade corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lewis Capital Management?
Lewis Capital Management’s direct owners are the Lewis Family Trust Dated February 28, 2002 (75% or more), Scott Lewis (75% or more) and Diane Lewis (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Lewis Capital Management get paid?
Lewis Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Lewis Capital Management?
Lewis Capital Management’s main office is at 9454 Wilshire BLVD., Suite M1, Beverly Hills, CA 90212. Its phone number is 310-276-1262. Its website is lewiscm.com.