Leo Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, estate planning, family office services, insurance, retirement plan services, and tax planning.
Leo Wealth reports 1,714 clients. They include 1,261 individual clients and 453 high-net-worth individuals. Of its assets, 86.9% ($2.78B across 4,876 accounts) are managed with discretion; $421M across 319 accounts are not. Of its clients, 7% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 18% |
| High-net-worth individuals | 26% | 82% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,261 | $564M | 17.6% | $448K |
| High-net-worth individuals | 453 | $2.64B | 82.4% | $5.83M |
| Total | 1,714 | $3.21B | 100% | $1.87M |
- Clients
- 1,261
- Regulatory AUM
- $564M
- AUM share
- 17.6%
- Avg. per client
- $448K
- Clients
- 453
- Regulatory AUM
- $2.64B
- AUM share
- 82.4%
- Avg. per client
- $5.83M
Total
- Clients
- 1,714
- Regulatory AUM
- $3.21B
- AUM share
- 100%
- Avg. per client
- $1.87M
- Clients outside the U.S.
- 7%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Leo Wealth charges 0.35%–1.50% for its Non-ERISA 3(21) Investment Advisory Services. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Hourly from $100 to $350, a fixed fee typically from $350 to $15,000, or a percentage of assets under advisement typically from 0.25% to 3.0%.
- Financial Planning
- Hourly from $100 to $500 per hour, or a fixed fee typically from $350 to $15,000; a retainer is capped at $500 for work not completed within six months.
Leo Capital Corp Holdings, LLC owns 75% or more of Leo Wealth and is in turn owned by Leo Capital Corp (75% or more). The leadership team of Leo Wealth includes President Jessica Papadopoulos. It has 40 employees, 31 of them in advisory roles.
Leadership
- Jessica PapadopoulosPresident
- Matthew AllainCEO/CCO
- Jon RustinCFO
Investment adviser representatives
15 representatives listed in the SEC register as of 9 October 2026.
- Matthew James Allain
- Michael Anthony Bohlinger
- Christakis Charalambous
- Ryan Alfred Corcoran
- Jimmy Daryl Curtis
- Kenneth Francis Dugan
- Charles Louis Duryee
- Ryan Thomas Gaynor
- Eric Scott Katz
- David Swee Hock Lim
- Jessica Carolyn Cutrera Papadopoulos
- Kevin Conry Roche
- Peter M Savva
- Suryaveer Singh
- Stephen Dallas Tally
Staff
- 40 employees
- 31 in advisory functions
- 27 state-registered reps
- 13 broker-dealer reps
- 15 insurance agents
- 1 soliciting firm
- Owns 75% or more of Leo Wealth, LLC
Leo Capital Corp Holdings, LLC
Control person · since August 2016
- Owns 75% or more of Leo Capital Corp Holdings, LLC
Leo Capital Corp
Control person · since July 2021
Leo Wealth’s regulatory assets grew 5.4× from $595M (June 2021) to $3.21B (September 2026); clients rose from 227 to 1,714 and employees from 10 to 40. Between 2021 and 2023, 3 advisory firms joined it. The largest by last filed assets was BFT Financial Group ($609M, December 2021). The most recent was Jachin Capital (Singapore), in January 2023.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $3.21B | 1,714 | 40 | 3 |
| July 2025 | $2.66B | 1,533 | 43 | 11 |
| March 2024 | $1.52B | 2,482 | 31 | 8 |
| March 2023 | $1.77B | 1,623 | 28 | 8 |
| March 2022 | $1.52B | 1,494 | 32 | 9 |
| June 2021 | $595M | 227 | 10 | 2 |
Firms that joined
20231 joined
- Jachin Capital (Singapore)No filed AUM
20212 joined
- BFT Financial GroupLast filed AUM $609M
- The Capital Company (Hong Kong)No filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Leo Wealth has 2 offices, with 3 listed addresses in Florida, New Jersey and New York.
Florida · 1 listed address
- 6501 Congress Avenue, Boca Raton
New Jersey · 1 listed address
- 379 Thornall St., Floor 9, Suite 9, EdisonHQ
New York · 1 listed address
- 45 Rockefeller Plaza, New York
Other business names
Leo Wealth has reported 1 other business name to the SEC.
- Rockwall Wealth Management
Contact and registration details
- Legal name
- Leo Wealth, LLC
- Headquarters
- 379 Thornall St., Floor 9, Suite 9, Edison, NJ 08837
- Website
- leowealth.com
- Phone
- 732-903-2600
- SEC file
- 801-108435
- Structure
- New Jersey LLC
- Fiscal year end
- December
Leo Wealth uses Fidelity ($1.63B, 69%) and Charles Schwab ($731M, 31%) as custodians for its separately managed accounts. Leo Wealth has custody of $811M in client assets for 592 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $731M31%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $1.63B69%
At year end, Leo Wealth’s separately managed accounts were mostly in stocks (89%) and cash (10%).
What the accounts hold
- Stocks89%
- Funds1%
- Cash10%
How many clients does Leo Wealth have?
Leo Wealth has 1,714 clients and manages $3.21 billion for them, as of September 2026. They include 1,261 individual clients and 453 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026
What services does Leo Wealth offer?
Leo Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, estate planning, family office services, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Leo Wealth charge?
Leo Wealth charges 0.35%–1.50% for its Non-ERISA 3(21) Investment Advisory Services. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Leo Wealth use?
Leo Wealth’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $1.63B and Charles Schwab & Co., Inc. (Westlake, TX), with $731M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026
How many financial advisors does Leo Wealth have?
Leo Wealth has 27 investment adviser representatives registered with state securities authorities, out of 40 employees, and 31 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 15 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Leo Wealth invest in?
At the end of its last fiscal year, Leo Wealth’s separately managed accounts held 89% exchange-traded equities, 10% cash and equivalents and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Leo Wealth?
Leo Wealth is owned through a holding company by Leo Capital Corp. Its direct owner is Leo Capital Corp Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 September 2026
How does Leo Wealth get paid?
Leo Wealth is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Leo Wealth registered with the SEC?
Yes, Leo Wealth has been registered with the SEC as an investment adviser since 26 September 2016. Its CRD number is 283891 and its SEC file number is 801-108435.
Source: Form ADV Part 1A, Item 1, filed 2 September 2026; IAPD firm record
How do I contact Leo Wealth?
Leo Wealth’s main office is at 379 Thornall St., Floor 9, Suite 9, Edison, NJ 08837. Its phone number is 732-903-2600. Its website is leowealth.com.