Leo Fund Services provides portfolio management for pooled vehicles and selecting other managers. The firm advises 4 private funds.
Leo Fund Services reports 4 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($151M across 4 accounts) are managed with discretion. Of its clients, 37% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 4 | $151M | 100.0% | $37.8M |
| Total | 4 | $151M | 100% | $37.8M |
- Clients
- 4
- Regulatory AUM
- $151M
- AUM share
- 100.0%
- Avg. per client
- $37.8M
Total
- Clients
- 4
- Regulatory AUM
- $151M
- AUM share
- 100%
- Avg. per client
- $37.8M
- Clients outside the U.S.
- 37%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
Leo Fund Services is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Leo Capital Operations owns 75% or more of Leo Fund Services and is in turn owned by Leo Capital Corp (75% or more). The leadership team of Leo Fund Services includes Chief Financial Officer Jon Rustin and Chief Compliance Officer Matthew Allain. It has 6 employees, 5 of them in advisory roles.
Leadership
- Jon RustinChief Financial Officer
- Matthew AllainChief Compliance Officer
- Matthew AllainCEO
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Matthew James Allain
- Michael Anthony Bohlinger
- Kenneth Francis Dugan
- Eric Scott Katz
- Peter M Savva
Staff
- 6 employees
- 5 in advisory functions
- 5 state-registered reps
- 3 broker-dealer reps
- 5 insurance agents
- Owns 75% or more of Leo Fund Services, LLC
Leo Capital Operations
Control person · since October 2017
- Owns 75% or more of Leo Capital Operations
Leo Capital Corp
Control person · since July 2021
Leo Fund Services’ regulatory assets grew 2.9× from $52.5M (May 2021) to $151M (March 2026); clients rose from 1 to 4 and employees fell from 10 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $151M | 4 | 6 | 2 |
| March 2025 | $168M | 4 | 6 | 2 |
| March 2024 | $107M | 3 | 7 | 2 |
| March 2023 | $105M | 2 | 7 | 2 |
| May 2022 | $82.6M | 2 | 10 | 2 |
| May 2021 | $52.5M | 1 | 10 | 2 |
Besides its headquarters, Leo Fund Services has 1 office, with 2 listed addresses in New Jersey and New York.
New Jersey · 1 listed address
- 379 Thornall Street, Floor 9-Suite 9, EdisonHQ
New York · 1 listed address
- 45 Rockefeller Plaza, New York
Contact and registration details
- Legal name
- Leo Fund Services, LLC
- Headquarters
- 379 Thornall Street, Floor 9-Suite 9, Edison, NJ 08837
- Website
- Not reported
- Phone
- 732-903-2600
- SEC file
- 801-76889
- Structure
- Delaware LLC
- Fiscal year end
- December
Leo Fund Services has custody of $82.6M in client assets for 2 clients.
How many clients does Leo Fund Services have?
Leo Fund Services has 4 clients and manages $151 million for them, as of March 2026. They include 4 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Leo Fund Services offer?
Leo Fund Services provides portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Leo Fund Services have?
Leo Fund Services has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Leo Fund Services?
Leo Fund Services is owned through a holding company by Leo Capital Corp. Its direct owner is Leo Capital Operations (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Leo Fund Services get paid?
Leo Fund Services is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Leo Fund Services registered with the SEC?
Yes, Leo Fund Services has been registered with the SEC as an investment adviser since 2 August 2012. Its CRD number is 163259 and its SEC file number is 801-76889.
Source: Form ADV Part 1A, Item 1, filed 19 March 2026; IAPD firm record
How do I contact Leo Fund Services?
Leo Fund Services’ main office is at 379 Thornall Street, Floor 9-Suite 9, Edison, NJ 08837. Its phone number is 732-903-2600.