Legacy Solutions provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, educational seminars, estate planning, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Legacy Solutions reports 249 clients. They include 170 individual clients and 79 high-net-worth individuals. Of its assets, 100.0% ($244M across 729 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 26% |
| High-net-worth individuals | 32% | 74% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 170 | $62.9M | 25.8% | $370K |
| High-net-worth individuals | 79 | $181M | 74.1% | $2.29M |
| Corporations and other businesses | Fewer than 5 | $355K | 0.1% | — |
| Total | 249 | $244M | 100% | — |
- Clients
- 170
- Regulatory AUM
- $62.9M
- AUM share
- 25.8%
- Avg. per client
- $370K
- Clients
- 79
- Regulatory AUM
- $181M
- AUM share
- 74.1%
- Avg. per client
- $2.29M
- Clients
- Fewer than 5
- Regulatory AUM
- $355K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 249
- Regulatory AUM
- $244M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Legacy Solutions charges up to 1.50% a year for its Investment Advisory Services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting (Stand-Alone)
- Stand-alone planning and consulting fees are negotiable, generally up to $10,000 on a fixed fee basis or $400 an hour.
- Retirement Plan Services
- Pension consulting for self-directed retirement plans is an annual fee generally negotiable up to 0.75% of plan assets.
Legacy Solutions, Inc. owns 75% or more of Legacy Solutions and is in turn owned by Daniel Danese (50–75%). The leadership team of Legacy Solutions includes Chief Operating Officer Ciara Price and Chief Compliance Officer Angela Stewart. It has 6 employees, 3 of them in advisory roles.
Leadership
Ciara PriceChief Operating Officer, Member
Angela StewartChief Compliance Officer
Jeffrey HallMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- 4 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of Legacy Solutions, LLC
Legacy Solutions, Inc.
Control person · since September 2022
- Owns 50% to 75% of Legacy Solutions, Inc.
Daniel Danese
Control person · since February 2002
- Owns 10% to 25% of Legacy Solutions, LLC
Jeffrey Hall
since September 2022
- Owns 5% to 10% of Legacy Solutions, LLC
Ciara Price
Control person · since September 2022
Legacy Solutions’ regulatory assets grew 2.3× from $107M (March 2023) to $244M (March 2026); clients rose from 130 to 249 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $244M | 249 | 6 | 3 |
| March 2025 | $193M | 242 | 6 | 3 |
| March 2024 | $164M | 233 | 5 | 3 |
| March 2023 | $107M | 130 | 4 | 3 |
Besides its headquarters, Legacy Solutions has 2 offices (2 private residences, listed without an address), with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 206 N Union St, Kennett SquareHQ
Contact and registration details
- Legal name
- Legacy Solutions, LLC
- Headquarters
- 206 N Union St, Kennett Square, PA 19348
- Website
- legacysolutions.org
- Phone
- 610-444-9920
- @legacy-solutions-inc-
- SEC file
- 801-126819
- Founded
- 2022
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Legacy Solutions uses Charles Schwab ($226M) as custodian for its separately managed accounts. Legacy Solutions does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $226M100%
At year end, Legacy Solutions’ separately managed accounts were mostly in funds (83%) and stocks (12%). Its reported 13F holdings for the quarter ended 30 June 2026 total $124M across 88 positions; the largest are SPDR Series Trust (16.5%), SPDR Index Shs Fds (8.0%) and iShares TR (6.8%).
What the accounts hold
- Stocks12%
- Funds83%
- Bonds3%
- Cash2%
Reported 13F holdings
- $124M
- Reported 13F value
- 88
- Positions
- 58.9%
- In the 10 largest
- +14.5%
- Value vs. prior quarter
- SPDR Series Trust · State Street Spd16.5%
- SPDR Index Shs Fds · State Street Spd8.0%
- iShares TR · Core S&P US Gwt6.8%
- Capital Group Growth ETF · Shs Creation Uni6.5%
- iShares TR · Core S&P US Vlu6.3%
- Vanguard Admiral Fds Inc. · Midcp 400 Idx3.9%
- SPDR Series Trust · State Street Spd3.5%
- SPDR Index Shs Fds · State Street Spd2.7%
- Hartford Fds Exchange Traded · Total Rtrn ETF2.5%
- Fidelity Merrimack Str TR · Total BD ETF2.2%
Together, the ten largest are 58.9% of reported value.
How many clients does Legacy Solutions have?
Legacy Solutions has 249 clients and manages $244 million for them, as of March 2026. They include 170 individual clients and 79 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 March 2026
What services does Legacy Solutions offer?
Legacy Solutions provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, educational seminars, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Legacy Solutions charge?
Legacy Solutions charges up to 1.50% a year for its Investment Advisory Services. The fee is billed in advance or in arrears and is negotiable.
Source: ADV PART 2A, filed 20 March 2026
Which custodians does Legacy Solutions use?
Legacy Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $226M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 March 2026
How many financial advisors does Legacy Solutions have?
Legacy Solutions has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Legacy Solutions invest in?
At the end of its last fiscal year, Legacy Solutions’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 3% investment grade corporate bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Legacy Solutions?
Legacy Solutions is owned through a holding company by Daniel Danese. Its direct owners are Jeffrey Hall (10% to 25%), Ciara Price (5% to 10%) and Legacy Solutions, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 March 2026
How does Legacy Solutions get paid?
Legacy Solutions is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Legacy Solutions?
Legacy Solutions’ main office is at 206 N Union St, Kennett Square, PA 19348. Its phone number is 610-444-9920. Its website is legacysolutions.org.