Lateral Investment Management provides portfolio management for pooled vehicles. The firm advises 18 private funds.
Lateral Investment Management reports 23 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 84.4% ($847M across 14 accounts) are managed with discretion; $157M across 9 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 23 | $1B | 100.0% | $43.6M |
| Total | 23 | $1B | 100% | $43.6M |
- Clients
- 23
- Regulatory AUM
- $1B
- AUM share
- 100.0%
- Avg. per client
- $43.6M
Total
- Clients
- 23
- Regulatory AUM
- $1B
- AUM share
- 100%
- Avg. per client
- $43.6M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 18
Lateral Investment Management is paid through a percentage of assets under management, performance-based fees and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Dhamitha De Silva owns 75% or more of Lateral Investment Management. The leadership team of Lateral Investment Management includes Chief Financial Officer David Lin and Chief Compliance Officer Nicholas Frederick. It has 24 employees, 13 of them in advisory roles.
Leadership
- David LinChief Financial Officer
- Nicholas FrederickChief Compliance Officer and Senior Counsel
- Dhamitha De SilvaManaging Member
- Marie HickeyManaging Director of Operations and Deputy Compliance Officer
Staff
- 24 employees
- 13 in advisory functions
- Owns 75% or more of Lateral Investment Management, LLC
Dhamitha De Silva
Control person · since October 2011
- Owns 10% to 25% of Lateral Investment Management, LLC
Marie Hickey
Control person · since February 2015
Lateral Investment Management’s regulatory assets grew 2.0× from $498M (March 2021) to $1B (June 2026); clients rose from 12 to 23 and employees from 12 to 24.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $1B | 23 | 24 | 1 |
| March 2025 | $848M | 21 | 21 | 1 |
| March 2024 | $782M | 19 | 20 | 1 |
| April 2023 | $629M | 15 | 19 | 1 |
| March 2022 | $574M | 12 | 13 | 1 |
| March 2021 | $498M | 12 | 12 | 2 |
Besides its headquarters, Lateral Investment Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 250 California Drive, Suite 301, BurlingameHQ
Other business names
Lateral Investment Management has reported 1 other business name to the SEC.
- Lateral Investment Management, LLC
Contact and registration details
- Legal name
- Lateral Investment Management, LLC
- Headquarters
- 250 California Drive, Suite 301, Burlingame, CA 94010
- Website
- lateralim.com
- Phone
- 650-396-2200
- View profile
- SEC file
- 801-112357
- Structure
- Delaware LLC
- Fiscal year end
- December
Lateral Investment Management has custody of $1M in client assets for 23 clients.
How many clients does Lateral Investment Management have?
Lateral Investment Management has 23 clients and manages $1 billion for them, as of June 2026. They include 23 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 June 2026
What services does Lateral Investment Management offer?
Lateral Investment Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Lateral Investment Management have?
Lateral Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 24 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Lateral Investment Management?
Lateral Investment Management’s direct owners are Dhamitha De Silva (75% or more) and Marie Hickey (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 June 2026
How does Lateral Investment Management get paid?
Lateral Investment Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Lateral Investment Management?
Lateral Investment Management’s main office is at 250 California Drive, Suite 301, Burlingame, CA 94010. Its phone number is 650-396-2200. Its website is lateralim.com.