KW Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 26–50 clients last fiscal year.
KW Wealth Management reports 80 clients. They include 50 individual clients and 30 high-net-worth individuals. Of its assets, 100.0% ($122M across 211 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 81% |
| High-net-worth individuals | 38% | 19% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 50 | $98.7M | 81.0% | $1.97M |
| High-net-worth individuals | 30 | $23.2M | 19.0% | $774K |
| Total | 80 | $122M | 100% | $1.52M |
- Clients
- 50
- Regulatory AUM
- $98.7M
- AUM share
- 81.0%
- Avg. per client
- $1.97M
- Clients
- 30
- Regulatory AUM
- $23.2M
- AUM share
- 19.0%
- Avg. per client
- $774K
Total
- Clients
- 80
- Regulatory AUM
- $122M
- AUM share
- 100%
- Avg. per client
- $1.52M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
KW Wealth Management charges 0.75%–1.35% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is a negotiated fixed fee between $1,000 and $5,500 for a financial plan and annual or semi-annual portfolio review.
- Pension consulting
- Pension consulting is billed at 0.30% to 0.40% of the plan assets consulted on, and the fees are negotiable.
Yee Wan owns 75% or more of KW Wealth Management. The leadership team of KW Wealth Management includes Chief Compliance Officer Yee Wan. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of KW Wealth Management LLC
Yee Wan
Control person · since July 2018
KW Wealth Management’s regulatory assets grew from $102M (January 2025) to $122M (February 2026); clients rose from 75 to 80 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $122M | 80 | 1 | 2 |
| Jan 2025January 2025 | $102M | 75 | 1 | 2 |
Besides its headquarters, KW Wealth Management has 1 office, with 2 listed addresses in 1 state.
California · 1 listed address
- 2377 Gold Meadow Way, Gold River
Choose a state to see its listed addresses.
Contact and registration details
- Legal name
- KW Wealth Management LLC
- Headquarters
- Not reported
- Website
- kwwealthmanagement.com
- Phone
- 916-758-9218
- SEC file
- 801-131526
- Structure
- California LLC
- Fiscal year end
- December
KW Wealth Management’s named custodian for separately managed accounts is Interactive Brokers ($122M). KW Wealth Management does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $122M100%
At year end, KW Wealth Management’s separately managed accounts were mostly in funds (51%) and stocks (33%).
What the accounts hold
- Stocks33%
- Funds51%
- Bonds9%
- U.S. government and agency bonds4%
- Investment grade corporate bonds4%
- State and local bonds1%
- Cash6%
- Other1%
- Commodity index1%
How many clients does KW Wealth Management have?
KW Wealth Management has 80 clients and manages $122 million for them, as of February 2026. They include 50 individual clients and 30 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026
What services does KW Wealth Management offer?
KW Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does KW Wealth Management charge?
KW Wealth Management charges 0.75%–1.35% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.
Source: ADV PART 2A-KW WEALTH MANAGEMENT LLC, filed 5 February 2026
Which custodians does KW Wealth Management use?
KW Wealth Management’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $122M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026
How many financial advisors does KW Wealth Management have?
KW Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does KW Wealth Management invest in?
At the end of its last fiscal year, KW Wealth Management’s separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 6% cash and equivalents, 4% U.S. government and agency bonds, 4% investment grade corporate bonds, 1% state and local bonds and 1% other. The 1% other category is described as: Commodity Index.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns KW Wealth Management?
KW Wealth Management’s direct owner is Yee Wan (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 February 2026
How does KW Wealth Management get paid?
KW Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact KW Wealth Management?
Its phone number is 916-758-9218. Its website is kwwealthmanagement.com.