Krilogy Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 2,000 clients last fiscal year. The firm advises 1 private fund.
Krilogy Financial reports 3,204 clients. They include 1,940 individual clients, 1,121 high-net-worth individuals, and 132 pension and profit-sharing plans. Of its assets, 90.2% ($4.68B across 10,985 accounts) are managed with discretion; $511M across 129 accounts are not. A wrap fee program the firm both sponsors and manages holds $175M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 13% |
| High-net-worth individuals | 35% | 72% |
| Pension and profit-sharing plans | 4% | 14% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | <1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,940 | $659M | 12.7% | $340K |
| High-net-worth individuals | 1,121 | $3.75B | 72.2% | $3.35M |
| Pension and profit-sharing plans | 132 | $734M | 14.1% | $5.56M |
| Charitable organizations | Fewer than 5 | $11.4M | 0.2% | — |
| Corporations and other businesses | 11 | $38.3M | 0.7% | $3.48M |
| Total | 3,204 | $5.2B | 100% | — |
- Clients
- 1,940
- Regulatory AUM
- $659M
- AUM share
- 12.7%
- Avg. per client
- $340K
- Clients
- 1,121
- Regulatory AUM
- $3.75B
- AUM share
- 72.2%
- Avg. per client
- $3.35M
- Clients
- 132
- Regulatory AUM
- $734M
- AUM share
- 14.1%
- Avg. per client
- $5.56M
- Clients
- Fewer than 5
- Regulatory AUM
- $11.4M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 11
- Regulatory AUM
- $38.3M
- AUM share
- 0.7%
- Avg. per client
- $3.48M
Total
- Clients
- 3,204
- Regulatory AUM
- $5.2B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 2000
Krilogy Financial charges 0.50%–1.50% a year for its Tiered blended fee schedule. The fee is billed in advance, is negotiable and has a $3,750 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Only Fees
- Hourly fee between $250 and $400 depending on scope and complexity, or a negotiated flat fee; paid in arrears upon completion.
Krilogy, LLC owns 75% or more of Krilogy Financial and is in turn owned by Sunset Crew, LLC (50–75%). Kent Skornia is CEO; the leadership team includes President Brian Fernandez, Chief Investment Officer John McArthur and Chief Financial Officer Mark Lewis. It has 103 employees, 65 of them in advisory roles.
Leadership
Kent SkorniaChief Executive Officer
Brian FernandezPresident
Mark LewisChief Financial Officer
Thomas LewisLegal Counsel & Chief Compliance Officer
John McArthurSenior Partner & Chief Investment Officer
Investment adviser representatives
64 representatives listed in the SEC register as of 9 October 2026.
- Meghan Marie Dorsey Abeln
- Michael Shelby Barbercheck
- Andrew Louis Bouquet
- Megan Breuer
- Patrick Michael Britt
- Michael R Brown
- Joel Augustus Camba
- Mason Vincent Cochran
- Taylor Knight Dade
- Bryce Morgan Dalrymple
- Stephen Joseph Eifler
- Miranda Danielle Fick
- Devon Vincent Flushing
- Kristin Elizabeth Fomon
- Byron Paul Gabriel
- Kyle Lewis Goepel
- Brittany G. Griggs
- Steven James Grigone
- Matthew J. Haywood
- Adam Daniel Henrichs
- Daniel Joseph Henrichs
- Jeffrey Albert Hercules
- Nathan S Holt
- Samuel Austin Holtmeyer
- Juliana renee Howe
- Jane B Leech
- Daniel Schoen Leritz
- James Jackson Logsdon JR
- Joseph Thomas Martinez JR.
- Karen Jeanne Maurer
- Sarah Rae Meyer
- Patrick W Monahan
- Hanh Duy Nguyen
- Lucas Edward Nikolaisen
- James Patrick Obrien
- Matthew Joseph Ott
- William John Pohrer
- Thomas Joseph Ponce
- Kristin Bence Poole
- Ryan E Powers
- Daniel Patrick Reilly
- Kevin Michael Reynolds
- William Schnoebelen Rowe
- Francisco Jose Sanchez
- Colin Schlitt
- Charles P Schulz
- Brett Thomas Siegfried
- Jeffrey Thomas Skornia
- Joshua Paul Statler
- Jacob Daniel Steingrubey
- Samuel Alexander Streb
- Daniel Teibel
- Jayme Marie Thaller
- Jacob Lee Thornton
- Zachary Thomas Unnerstall
- John Andrew Virant JR
- Geneen Marie Von Kloha
- Joshua Edward Willbrand
- Allison Taylor Wimer
- Ryan Andrew Zabrowski
Staff
- 103 employees
- 65 in advisory functions
- 55 state-registered reps
- 9 broker-dealer reps
- 36 insurance agents
- 3 soliciting firms
- Owns 75% or more of Krilogy Financial LLC
Krilogy, LLC
Control person · since December 2008
- Owns 50% to 75% of Krilogy, LLC
Sunset Crew, LLC
Control person · since October 2025
Brian Fernandez
Manager · Control person · since October 2025
Joseph Duran
Manager · Control person · since October 2025
Richard Holton
Manager · Control person · since April 2025
RGP-Krilogy, LLC
Owner · Control person · since October 2025
- Owns 75% or more of RGP-Krilogy, LLC
Rise Growth Partners, LLC
Control person · since October 2025
- Owns 75% or more of Rise Growth Partners, LLC
CB Rise Aggregator, L.P.
Control person · since October 2025
Krilogy Financial’s regulatory assets grew 3.1× from $1.7B (April 2021) to $5.2B (March 2026); clients rose from 1,859 to 3,204 and employees from 49 to 103. In 2024, Steve Robbins ($90.7M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $5.2B | 3,204 | 103 | 6 |
| July 2025 | $3.54B | 2,831 | 82 | 5 |
| March 2024 | $2.51B | 2,308 | 68 | 5 |
| March 2023 | $1.84B | 1,919 | 56 | 3 |
| April 2022 | $1.96B | 1,870 | 56 | 3 |
| April 2021 | $1.7B | 1,859 | 49 | 3 |
Firms that joined
20241 joined
- Steve RobbinsLast filed AUM $90.7M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Krilogy Financial has 5 offices, with 6 listed addresses in Illinois, Missouri and Texas.
Missouri · 4 listed addresses
- 275 N. Lindbergh, Ste. 20, St. LouisHQ
- 1 Mid Rivers Mall Drive, Suite 120, St. Peters
- 5976 Howdershell Road, Suite 107, St. Louis
- 305 W Fourth Street, Washington
Illinois · 1 listed address
- 3 Eagle Center #3, O'Fallon
Texas · 1 listed address
- 3500 Maple Ave., Dallas
Other business names
Krilogy Financial has reported 4 other business names to the SEC.
- K Plans
- KPS
- Krilogy
- Krilogy Texas
Contact and registration details
- Legal name
- Krilogy Financial LLC
- Headquarters
- 275 N. Lindbergh, Ste. 20, St. Louis, MO 63141
- Website
- krilogy.com
- Phone
- 314-884-2800
- @krilogy-financial
- SEC file
- 801-69838
- Structure
- Missouri LLC
- Fiscal year end
- December
Krilogy Financial uses Charles Schwab ($3.66B, 86%) and Fidelity ($596M, 14%) as custodians for its separately managed accounts. Krilogy Financial has custody of $2.07B in client assets for 2,359 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Franscisco, CA · $3.66B86%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $596M14%
At year end, Krilogy Financial’s separately managed accounts were mostly in funds (71%) and stocks (20%). Its reported 13F holdings for the quarter ended 30 June 2026 total $3.38B across 1,071 positions; the largest are Schwab Strategic TR (3.7%), Pimco ETF TR (3.2%) and Schwab Strategic TR (3.0%).
What the accounts hold
- Stocks20%
- Funds71%
- Registered funds69%
- Pooled vehicles2%
- Bonds4%
- State and local bonds3%
- U.S. government and agency bonds1%
- Cash5%
Reported 13F holdings
- $3.38B
- Reported 13F value
- 1,071
- Positions
- 25.9%
- In the 10 largest
- +8.9%
- Value vs. prior quarter
- Schwab Strategic TR · US Lcap GR ETF3.7%
- Pimco ETF TR · Multisector BD3.2%
- Schwab Strategic TR · US Lcap VA ETF3.0%
- Select Sector SPDR TR · ST Str Techn ETF2.8%
- Dimensional ETF Trust · US Core EQT Mkt2.5%
- Pimco ETF TR · Enhan Shrt MA AC2.3%
- Victory Portfolios II · Shs FR CA FL ETF2.3%
- American Centy ETF TR · US Sml CP Valu2.1%
- Apple Inc.2.1%
- Schwab Strategic TR · Emrg Mkteq ETF1.9%
Together, the ten largest are 25.9% of reported value.
How many clients does Krilogy Financial have?
Krilogy Financial has 3,204 clients and manages $5.2 billion for them, as of March 2026. They include 1,940 individual clients, 1,121 high-net-worth individuals, and 132 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Krilogy Financial offer?
Krilogy Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Krilogy Financial charge?
Krilogy Financial charges 0.50%–1.50% a year for its Tiered blended fee schedule. The fee is billed in advance, is negotiable and has a $3,750 annual minimum.
Source: KRILOGY FINANCIAL, LLC CLIENT BROCHURE, filed 31 March 2026
Which custodians does Krilogy Financial use?
Krilogy Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Franscisco, CA), with $3.66B and Fidelity Brokerage Services LLC (Smithfield, RI), with $596M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Krilogy Financial have?
Krilogy Financial has 55 investment adviser representatives registered with state securities authorities, out of 103 employees, and 65 perform investment advisory functions. 9 employees are registered representatives of a broker-dealer and 36 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Krilogy Financial invest in?
At the end of its last fiscal year, Krilogy Financial’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 5% cash and equivalents, 3% state and local bonds, 2% pooled vehicles (private funds and similar) and 1% U.S. government and agency bonds. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Krilogy Financial?
Krilogy Financial is owned through a chain of holding companies by CB Rise Aggregator, L.P. and Sunset Crew, LLC. Its direct owner is Krilogy, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Krilogy Financial get paid?
Krilogy Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Krilogy Financial registered with the SEC?
Yes, Krilogy Financial has been registered with the SEC as an investment adviser since 12 January 2009. Its CRD number is 149046 and its SEC file number is 801-69838.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Krilogy Financial?
Krilogy Financial’s main office is at 275 N. Lindbergh, Ste. 20, St. Louis, MO 63141. Its phone number is 314-884-2800. Its website is krilogy.com.