KOM Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, insurance, and tax planning.
KOM Wealth Management Group reports 575 clients. They include 411 individual clients, 156 high-net-worth individuals, and 8 corporations and other businesses. Of its assets, 99.4% ($405M across 2,110 accounts) are managed with discretion; $2.38M across 16 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 33% |
| High-net-worth individuals | 27% | 67% |
| Corporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 411 | $135M | 33.2% | $329K |
| High-net-worth individuals | 156 | $272M | 66.7% | $1.74M |
| Corporations and other businesses | 8 | $563K | 0.1% | $70.4K |
| Total | 575 | $408M | 100% | $709K |
- Clients
- 411
- Regulatory AUM
- $135M
- AUM share
- 33.2%
- Avg. per client
- $329K
- Clients
- 156
- Regulatory AUM
- $272M
- AUM share
- 66.7%
- Avg. per client
- $1.74M
- Clients
- 8
- Regulatory AUM
- $563K
- AUM share
- 0.1%
- Avg. per client
- $70.4K
Total
- Clients
- 575
- Regulatory AUM
- $408M
- AUM share
- 100%
- Avg. per client
- $709K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
KOM Wealth Management Group charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting fees are negotiable, generally $1,250 to $14,000 a year on a fixed fee basis or $125 to $400 an hour.
James McGlone owns 50% to 75% of KOM Wealth Management Group. The leadership team of KOM Wealth Management Group includes Chief Compliance Officer James McGlone. It has 7 employees.
Staff
- 7 employees
- 7 in advisory functions
- 7 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Kom Wealth Management Group, LLC
James McGlone
Control person · since February 2007
- Owns 25% to 50% of Kom Wealth Management Group, LLC
Kenneth McGlone
Control person · since January 2024
- Owns 5% to 10% of Kom Wealth Management Group, LLC
Kaley Klepps
since January 2024
- Owns 5% to 10% of Kom Wealth Management Group, LLC
Troy Sommerfeld
since January 2024
KOM Wealth Management Group’s regulatory assets fell from $566M (June 2021) to $408M (March 2026); clients fell from 884 to 575 and employees from 9 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $408M | 575 | 7 | 1 |
| Mar 2025March 2025 | $385M | 656 | 7 | 1 |
| Mar 2024March 2024 | $343M | 616 | 6 | 1 |
| Mar 2023March 2023 | $298M | 616 | 7 | 1 |
| Jun 2022June 2022 | $330M | 596 | 12 | 1 |
| Jun 2021June 2021 | $566M | 884 | 9 | 1 |
Besides its headquarters, KOM Wealth Management Group has 0 offices, with 1 listed address in 1 state.
Wisconsin · 1 listed address
- 3601 E. Evergreen Drive, Suite 100, AppletonHQ
Contact and registration details
- Legal name
- Kom Wealth Management Group, LLC
- Headquarters
- 3601 E. Evergreen Drive, Suite 100, Appleton, WI 54913
- Website
- onekom.com
- Phone
- 920-733-3865
- SEC file
- 801-67464
- Structure
- Wisconsin LLC
- Fiscal year end
- December
KOM Wealth Management Group’s named custodian for separately managed accounts is Fidelity ($407M). KOM Wealth Management Group has custody of $108M for 221 clients.
- FidelityNational Financial Services LLC · Boston, MA · $407M100%
At year end, KOM Wealth Management Group’s separately managed accounts were mostly in funds (90%). Its reported 13F holdings for the quarter ended 30 June 2026 total $165M across 96 positions; the largest are Vanguard Index Fds (20.2%), Fidelity Covington Trust (9.7%) and iShares TR (9.5%).
What the accounts hold
- Stocks8%
- Funds90%
- Registered funds89%
- Pooled vehicles1%
- Cash2%
How many clients does KOM Wealth Management Group have?
KOM Wealth Management Group has 575 clients and manages $408 million for them, as of March 2026. They include 411 individual clients, 156 high-net-worth individuals, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026
What services does KOM Wealth Management Group offer?
KOM Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does KOM Wealth Management Group charge?
KOM Wealth Management Group charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: ADV PART 2, filed 4 March 2026
Which custodians does KOM Wealth Management Group use?
KOM Wealth Management Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $407M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026
How many financial advisors does KOM Wealth Management Group have?
KOM Wealth Management Group has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does KOM Wealth Management Group invest in?
At the end of its last fiscal year, KOM Wealth Management Group’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 2% cash and equivalents and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns KOM Wealth Management Group?
KOM Wealth Management Group’s direct owners are James McGlone (50% to 75%), Kaley Klepps (5% to 10%), Troy Sommerfeld (5% to 10%) and Kenneth McGlone (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 March 2026
How does KOM Wealth Management Group get paid?
KOM Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact KOM Wealth Management Group?
KOM Wealth Management Group’s main office is at 3601 E. Evergreen Drive, Suite 100, Appleton, WI 54913. Its phone number is 920-733-3865. Its website is onekom.com.