Kerr Financial Planning provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Kerr Financial Planning reports 550 clients. They include 412 individual clients, 131 high-net-worth individuals, and 7 corporations and other businesses. Of its assets, 100.0% ($131M across 904 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 10% |
| High-net-worth individuals | 24% | 88% |
| Corporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 412 | $12.6M | 9.6% | $30.6K |
| High-net-worth individuals | 131 | $115M | 88.1% | $881K |
| Corporations and other businesses | 7 | $3.02M | 2.3% | $431K |
| Total | 550 | $131M | 100% | $238K |
- Clients
- 412
- Regulatory AUM
- $12.6M
- AUM share
- 9.6%
- Avg. per client
- $30.6K
- Clients
- 131
- Regulatory AUM
- $115M
- AUM share
- 88.1%
- Avg. per client
- $881K
- Clients
- 7
- Regulatory AUM
- $3.02M
- AUM share
- 2.3%
- Avg. per client
- $431K
Total
- Clients
- 550
- Regulatory AUM
- $131M
- AUM share
- 100%
- Avg. per client
- $238K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Kerr Financial Planning charges 0.50%–3.00% a year for its Asset-Based Fees for Individual Portfolio Management. The fee is negotiable. The brochure also prices 5 other services, listed under fee details.
Fee details and sources
Other fees
- 529 Plan Advisory
- A fixed annual advisory fee of $250.00; no asset-based fee is charged for 529 plans.
- ERISA Plan Design and Asset Management
- Annual fees based on plan assets, negotiable, that will not exceed 2.5%.
- Financial Planning and Consulting
- Billed at $150 an hour, or a fixed fee from $175 to $25,000 (negotiable); mediation or attorney-requested expert services are $450 an hour.
- Held-Away Account Advice
- Negotiated as a fixed fee or a percentage of assets under management, billed at month end in arrears.
- Retirement Plan Services
- Billed at $150 an hour, or a negotiated flat amount for projects priced on scope of work.
Andrew Kerr owns 75% or more of Kerr Financial Planning. It has 3 employees.
Leadership
Andrew KerrCEO/CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Kerr Financial Planning Corporation
Andrew Kerr
Control person · since January 2014
Kerr Financial Planning’s regulatory assets grew from $110M (June 2025) to $131M (September 2026); clients rose from 332 to 550 and employees fell from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $131M | 550 | 3 | 2 |
| June 2025 | $110M | 332 | 4 | 2 |
Besides its headquarters, Kerr Financial Planning has 1 office, with 2 listed addresses in California.
California · 1 listed address
- 7255 N 1st Street, Fresno
Other business names
Kerr Financial Planning has reported 1 other business name to the SEC.
- Kerr Wealth Management
Contact and registration details
- Legal name
- Kerr Financial Planning Corporation
- Headquarters
- Not reported
- Website
- kerrwealth.com
- Phone
- 559-277-4772
- SEC file
- 801-133713
- Structure
- California corporation
- Fiscal year end
- December
Kerr Financial Planning uses Charles Schwab ($128M) as custodian for its separately managed accounts. Kerr Financial Planning has custody of $3K in client assets for 5 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $128M100%
At year end, Kerr Financial Planning’s separately managed accounts were mostly in funds (69%) and stocks (30%). Its reported 13F holdings for the quarter ended 30 June 2026 total $89.6M across 545 positions; the largest are Invesco Qqq TR (6.3%), Tesla Inc. (5.1%) and Nvidia Corp. (5.0%).
What the accounts hold
- Stocks30%
- Funds69%
- Cash1%
Reported 13F holdings
- $89.6M
- Reported 13F value
- 545
- Positions
- 37.6%
- In the 10 largest
- −36.8%
- Value vs. prior quarter
- Invesco Qqq TRETF6.3%
- Tesla Inc.5.1%
- Nvidia Corp.5.0%
- Apple Inc.4.7%
- Advanced Micro Devices I3.4%
- Amazon.com Inc.3.2%
- Ark Innovation ETFETF3.1%
- iShares Core S&P 500 ETFETF2.7%
- JPMORGAN Equity Premium Income ETFETF2.2%
- iShares Dow Jones U.S. ETFETF2.0%
Together, the ten largest are 37.6% of reported value.
How many clients does Kerr Financial Planning have?
Kerr Financial Planning has 550 clients and manages $131 million for them, as of September 2026. They include 412 individual clients, 131 high-net-worth individuals, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026
What services does Kerr Financial Planning offer?
Kerr Financial Planning provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kerr Financial Planning charge?
Kerr Financial Planning charges 0.50%–3.00% a year for its Asset-Based Fees for Individual Portfolio Management. The fee is negotiable.
Which custodians does Kerr Financial Planning use?
Kerr Financial Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $128M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026
How many financial advisors does Kerr Financial Planning have?
Kerr Financial Planning has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kerr Financial Planning invest in?
At the end of its last fiscal year, Kerr Financial Planning’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kerr Financial Planning?
Kerr Financial Planning’s direct owner is Andrew Kerr (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 September 2026
How does Kerr Financial Planning get paid?
Kerr Financial Planning is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kerr Financial Planning?
Its phone number is 559-277-4772. Its website is kerrwealth.com.