Jaffe Asset Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Jaffe Asset Management reports 58 clients. They include 39 high-net-worth individuals and 19 individual clients. Of its assets, 100.0% ($116M across 149 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 5% |
| High-net-worth individuals | 67% | 81% |
| Pension and profit-sharing plans | Fewer than 5 | 7% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | 6% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 19 | $5.87M | 5.1% | $309K |
| High-net-worth individuals | 39 | $93.8M | 80.7% | $2.41M |
| Pension and profit-sharing plans | Fewer than 5 | $8.36M | 7.2% | — |
| Charitable organizations | Fewer than 5 | $1.09M | 0.9% | — |
| Corporations and other businesses | Fewer than 5 | $7.05M | 6.1% | — |
| Total | 58 | $116M | 100% | — |
- Clients
- 19
- Regulatory AUM
- $5.87M
- AUM share
- 5.1%
- Avg. per client
- $309K
- Clients
- 39
- Regulatory AUM
- $93.8M
- AUM share
- 80.7%
- Avg. per client
- $2.41M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.36M
- AUM share
- 7.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.09M
- AUM share
- 0.9%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $7.05M
- AUM share
- 6.1%
- Avg. per client
- —
Total
- Clients
- 58
- Regulatory AUM
- $116M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Jaffe Asset Management charges 1.00% a year for its Investment advisory fee. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Fee details and sources
Marshall Jaffe owns 75% or more of Jaffe Asset Management. The leadership team of Jaffe Asset Management includes Chief Compliance Officer Marshall Jaffe. It has 2 employees, 1 of them in advisory roles.
Leadership
- Marshall JaffeManager/Chief Compliance Officer
- Ellie KulmanMember
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Jaffe Asset Management LLC
Marshall Jaffe
Control person · since March 1998
- Owns 5% to 10% of Jaffe Asset Management LLC
Ellie Kulman
since March 1998
Besides its headquarters, Jaffe Asset Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 9454 Wilshire BLVD, Ste M-1, Beverly HillsHQ
Contact and registration details
- Legal name
- Jaffe Asset Management LLC
- Headquarters
- 9454 Wilshire BLVD, Ste M-1, Beverly Hills, CA 90212
- Website
- Not reported
- Phone
- 310-858-0700
- SEC file
- 801-136067
- Structure
- California LLC
- Fiscal year end
- December
Jaffe Asset Management uses Charles Schwab ($116M) as custodian for its separately managed accounts. Jaffe Asset Management has custody of $42.6M in client assets for 27 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $116M100%
At year end, Jaffe Asset Management’s separately managed accounts were mostly in funds (52%) and stocks (24%).
What the accounts hold
- Stocks24%
- Funds52%
- Bonds4%
- U.S. government and agency bonds2%
- State and local bonds2%
- Cash20%
How many clients does Jaffe Asset Management have?
Jaffe Asset Management has 58 clients and manages $116 million for them, as of June 2026. They include 39 high-net-worth individuals and 19 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026
What services does Jaffe Asset Management offer?
Jaffe Asset Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Jaffe Asset Management charge?
Jaffe Asset Management charges 1.00% a year for its Investment advisory fee. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Source: JAFFE ASSET MANAGEMENT LLC ADV PART 2A & 2B (SEC INITIAL), filed 30 March 2026
Which custodians does Jaffe Asset Management use?
Jaffe Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $116M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 June 2026
How many financial advisors does Jaffe Asset Management have?
Jaffe Asset Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Jaffe Asset Management invest in?
At the end of its last fiscal year, Jaffe Asset Management’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 20% cash and equivalents, 2% U.S. government and agency bonds and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Jaffe Asset Management?
Jaffe Asset Management’s direct owners are Marshall Jaffe (75% or more) and Ellie Kulman (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 2 June 2026
How does Jaffe Asset Management get paid?
Jaffe Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Jaffe Asset Management?
Jaffe Asset Management’s main office is at 9454 Wilshire BLVD, Ste M-1, Beverly Hills, CA 90212. Its phone number is 310-858-0700.