Ivanoff Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Ivanoff Wealth Management reports 618 clients. They include 603 individual clients and 15 high-net-worth individuals. Of its assets, 100.0% ($174M across 618 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 98% | 54% |
| High-net-worth individuals | 2% | 46% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 603 | $94M | 54.0% | $156K |
| High-net-worth individuals | 15 | $80M | 46.0% | $5.33M |
| Total | 618 | $174M | 100% | $282K |
- Clients
- 603
- Regulatory AUM
- $94M
- AUM share
- 54.0%
- Avg. per client
- $156K
- Clients
- 15
- Regulatory AUM
- $80M
- AUM share
- 46.0%
- Avg. per client
- $5.33M
Total
- Clients
- 618
- Regulatory AUM
- $174M
- AUM share
- 100%
- Avg. per client
- $282K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Ivanoff Wealth Management charges 0.30%–1.00% a year for its Investment Advisory Fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.80% |
| $3M–$5M | 0.60% |
| $5M–$10M | 0.50% |
| $10M–$25M | 0.40% |
| $25M and above | 0.30% |
Fee details and sources
Travis Ivanoff owns 75% or more of Ivanoff Wealth Management. The leadership team of Ivanoff Wealth Management includes Chief Compliance Officer Leila Shaver. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Ivanoff Wealth Management Inc.
Travis Ivanoff
Control person · since February 2023
Ivanoff Wealth Management’s regulatory assets grew 1.6× from $109M (April 2025) to $174M (September 2026); clients rose from 536 to 618 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $174M | 618 | 3 | 2 |
| Apr 2025April 2025 | $109M | 536 | 3 | 1 |
Besides its headquarters, Ivanoff Wealth Management has 1 office, with 2 listed addresses across 2 states.
California · 1 listed address
- 6021 Katella Ave, Suite 125, CypressHQ
Tennessee · 1 listed address
- 2684 Townsend CT, Clarksville
Contact and registration details
- Legal name
- Ivanoff Wealth Management Inc.
- Headquarters
- 6021 Katella Ave, Suite 125, Cypress, CA 90630
- Website
- ivanoffwealthmanagement.com
- Phone
- 714-262-1658
- SEC file
- 801-132334
- Structure
- California corporation
- Fiscal year end
- December
Ivanoff Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($174M). Ivanoff Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $174M100%
At year end, Ivanoff Wealth Management’s separately managed accounts were mostly in funds (56%) and stocks (31%).
What the accounts hold
- Stocks31%
- Funds56%
- Bonds7%
- Investment grade corporate bonds5%
- U.S. government and agency bonds2%
- Cash6%
How many clients does Ivanoff Wealth Management have?
Ivanoff Wealth Management has 618 clients and manages $174 million for them, as of September 2026. They include 603 individual clients and 15 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026
What services does Ivanoff Wealth Management offer?
Ivanoff Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ivanoff Wealth Management charge?
Ivanoff Wealth Management charges 0.30%–1.00% a year for its Investment Advisory Fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Ivanoff Wealth Management use?
Ivanoff Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $174M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 September 2026
How many financial advisors does Ivanoff Wealth Management have?
Ivanoff Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ivanoff Wealth Management invest in?
At the end of its last fiscal year, Ivanoff Wealth Management’s separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 6% cash and equivalents, 5% investment grade corporate bonds and 2% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ivanoff Wealth Management?
Ivanoff Wealth Management’s direct owner is Travis Ivanoff (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 September 2026
How does Ivanoff Wealth Management get paid?
Ivanoff Wealth Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ivanoff Wealth Management?
Ivanoff Wealth Management’s main office is at 6021 Katella Ave, Suite 125, Cypress, CA 90630. Its phone number is 714-262-1658. Its website is ivanoffwealthmanagement.com.
