Integrity Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 251–500 clients last fiscal year.
Integrity Wealth Advisors reports 832 clients. They include 641 individual clients, 177 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($285M across 1,161 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 15% |
| High-net-worth individuals | 21% | 75% |
| Banking or thrift institutions | <1% | <1% |
| Pension and profit-sharing plans | <1% | 7% |
| Charitable organizations | <1% | 2% |
| Other client typesCorporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 641 | $43.7M | 15.3% | $68.2K |
| High-net-worth individuals | 177 | $213M | 74.5% | $1.2M |
| Banking or thrift institutions | 1 | $1.82M | 0.6% | $1.82M |
| Pension and profit-sharing plans | 5 | $21.1M | 7.4% | $4.22M |
| Charitable organizations | 5 | $4.29M | 1.5% | $858K |
| Corporations and other businesses | 3 | $1.76M | 0.6% | $588K |
| Total | 832 | $285M | 100% | $343K |
- Clients
- 641
- Regulatory AUM
- $43.7M
- AUM share
- 15.3%
- Avg. per client
- $68.2K
- Clients
- 177
- Regulatory AUM
- $213M
- AUM share
- 74.5%
- Avg. per client
- $1.2M
- Clients
- 1
- Regulatory AUM
- $1.82M
- AUM share
- 0.6%
- Avg. per client
- $1.82M
- Clients
- 5
- Regulatory AUM
- $21.1M
- AUM share
- 7.4%
- Avg. per client
- $4.22M
- Clients
- 5
- Regulatory AUM
- $4.29M
- AUM share
- 1.5%
- Avg. per client
- $858K
- Clients
- 3
- Regulatory AUM
- $1.76M
- AUM share
- 0.6%
- Avg. per client
- $588K
Total
- Clients
- 832
- Regulatory AUM
- $285M
- AUM share
- 100%
- Avg. per client
- $343K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Integrity Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Planning
- A standard estate plan is a flat fee of $1,500; more complex work is billed hourly at up to $350.
- Financial Planning & Consulting
- Financial planning and consulting are billed hourly at a maximum of $350 an hour, or as a flat fee of $1,000 to $15,000.
- Retirement Plan Consulting
- Retirement plan consulting is billed hourly at up to $350, or on managed plan assets at up to 1.00%, as set out in the consulting agreement.
Stephen Wagner owns 75% or more of Integrity Wealth Advisors. Stephen Wagner is CEO; the leadership team includes Chief Compliance Officer Charles McGortey. It has 10 employees, 3 of them in advisory roles.
Leadership
- Stephen WagnerChief Executive Officer & Chief Investment Officer
- Charles McGorteyChief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Joseph M Baroni
- Robert Williams Cheatham
- Douglas Robert Ecker
- Laine Elizabeth Miller
- Mariah Lynae Nunez
- Stephen Hans Wagner
Staff
- 10 employees
- 3 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 75% or more of Integrity Wealth Advisors, Inc.
Stephen Wagner
Control person · since January 2016
Integrity Wealth Advisors’ regulatory assets fell from $310M (February 2021) to $285M (June 2026); clients were 832 in both filings and employees rose from 9 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $285M | 832 | 10 | 2 |
| March 2025 | $275M | 823 | 10 | 3 |
| April 2024 | $312M | 1,114 | 14 | 3 |
| April 2023 | $307M | 975 | 15 | 3 |
| May 2022 | $346M | 1,688 | 10 | 3 |
| February 2021 | $310M | 847 | 9 | 3 |
Besides its headquarters, Integrity Wealth Advisors has 1 office, with 2 listed addresses in California.
California · 2 listed addresses
- 196 S. Fir St., Suite 140, VenturaHQ
- 205 South Signal, Ojai
Contact and registration details
- Legal name
- Integrity Wealth Advisors, Inc.
- Headquarters
- 196 S. Fir St., Suite 140, Ventura, CA 93001
- Website
- iwaplan.com
- Phone
- 805-339-0760
- @integrity-wealth-advisors-inc
- SEC file
- 801-113205
- Structure
- California corporation
- Fiscal year end
- December
Integrity Wealth Advisors uses Charles Schwab ($285M) as custodian for its separately managed accounts. Integrity Wealth Advisors has custody of $115M in client assets for 151 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $285M100%
At year end, Integrity Wealth Advisors’ separately managed accounts were mostly in funds (80%) and stocks (18%). Its reported 13F holdings for the quarter ended 31 March 2026 total $168M across 73 positions; the largest are First TR Exchange Traded FD (12.4%), Davis Fundamental ETF TR (10.0%) and First TR Exch Traded FD Iii (7.4%).
What the accounts hold
- Stocks18%
- Funds80%
- Cash2%
Reported 13F holdings
- $168M
- Reported 13F value
- 73
- Positions
- 62.0%
- In the 10 largest
- —
- Value vs. prior quarter
- First TR Exchange Traded FD · Risng Divd Achiv12.4%
- Davis Fundamental ETF TR · Selct Intl ETF10.0%
- First TR Exch Traded FD Iii · Pfd Secs Inc. ETF7.4%
- Genasys Inc.7.0%
- Alphabet Inc. · Cap Stk CL C5.2%
- Invesco Actively Managed Exc · Total Return5.1%
- Berkshire Hathaway Inc. Del · CL B New5.0%
- J P Morgan Exchange Traded F · Ultra Shrt ETF3.5%
- Janus Detroit Str TR · Hendrson Aaa CL3.3%
- Boeing CO3.1%
Together, the ten largest are 62.0% of reported value.
How many clients does Integrity Wealth Advisors have?
Integrity Wealth Advisors has 832 clients and manages $285 million for them, as of June 2026. They include 641 individual clients, 177 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 June 2026
What services does Integrity Wealth Advisors offer?
Integrity Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Integrity Wealth Advisors use?
Integrity Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $285M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 June 2026
How many financial advisors does Integrity Wealth Advisors have?
Integrity Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 10 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Integrity Wealth Advisors invest in?
At the end of its last fiscal year, Integrity Wealth Advisors’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Integrity Wealth Advisors?
Integrity Wealth Advisors’ direct owner is Stephen Wagner (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 June 2026
How does Integrity Wealth Advisors get paid?
Integrity Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Integrity Wealth Advisors?
Integrity Wealth Advisors’ main office is at 196 S. Fir St., Suite 140, Ventura, CA 93001. Its phone number is 805-339-0760. Its website is iwaplan.com.