SEC-registered investment advisers in Kokomo
3 SEC-registered investment advisers are headquartered in Kokomo, IN, with $4.19B in combined regulatory assets under management. 2 are financial advisor firms; the rest are broker-dealers, other kinds of wealth firm, or fund and institutional managers.
- 3
- Investment advisers
- $4.19B
- Combined regulatory AUM
- 2
- Financial advisor firms
All 3 advisers
By regulatory assets under management.
| Firm | Type | Regulatory AUM |
|---|---|---|
| Creative Financial Designs | Independent broker-dealer | $2.94B |
| Sycamore Financial Group | RIA | $787M |
| Smith Financial Investment Advisors | RIA | $457M |
- Type
- Independent broker-dealer
- Type
- RIA
- Type
- RIA
Kokomo at a glance
Advisers headquartered here, by type
3
advisers
- Financial advisor firms (RIAs)$1.24B regulatory AUM2 (67%)
- Broker-dealers and other wealth firms$2.94B regulatory AUM1 (33%)
Other cities in Indiana
- Indianapolis46
- Carmel22
- Fort Wayne13
- Bloomington5
- Columbus4
- Fishers4
- South Bend4
- Evansville3
- Greenwood3
- Zionsville3
- Auburn2
- Lafayette2