Huber, Weakland & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, estate planning, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Huber, Weakland & Associates reports 174 clients. They include 105 individual clients, 62 high-net-worth individuals, and 4 corporations and other businesses. Of its assets, 90.5% ($267M across 568 accounts) are managed with discretion; $28.2M across 9 accounts are not. It advised 7 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 13% |
| High-net-worth individuals | 36% | 78% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 1% | 9% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 105 | $37.6M | 12.7% | $358K |
| High-net-worth individuals | 62 | $229M | 77.6% | $3.7M |
| Pension and profit-sharing plans | 1 | $490K | 0.2% | $490K |
| Charitable organizations | Fewer than 5 | $26.6M | 9.0% | $13.3M |
| Corporations and other businesses | Fewer than 5 | $1.52M | 0.5% | $380K |
| Total | 174 | $295M | 100% | — |
- Clients
- 105
- Regulatory AUM
- $37.6M
- AUM share
- 12.7%
- Avg. per client
- $358K
- Clients
- 62
- Regulatory AUM
- $229M
- AUM share
- 77.6%
- Avg. per client
- $3.7M
- Clients
- 1
- Regulatory AUM
- $490K
- AUM share
- 0.2%
- Avg. per client
- $490K
- Clients
- Fewer than 5
- Regulatory AUM
- $26.6M
- AUM share
- 9.0%
- Avg. per client
- $13.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.52M
- AUM share
- 0.5%
- Avg. per client
- $380K
Total
- Clients
- 174
- Regulatory AUM
- $295M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 7
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Huber, Weakland & Associates charges 0.30%–1.00% a year for its HWA Wealth Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.70% |
| $3M–$5M | 0.50% |
| $5M and above | 0.30% |
Fee details and sources
Other fees
- Investment consulting
- Investment consulting is charged an agreed fee that typically ranges from $10,000 to $70,000, depending on the accounts and assets reviewed.
- Retirement plan services
- Negotiable plan fees generally range from 0.20% to 0.75% of plan assets under advisement, depending on the scope of services.
- Stand-alone financial planning
- Financial planning is negotiable, generally $150 to $250 an hour, depending on the scope of the work and the professional performing it.
Philip Huber owns 75% or more of Huber, Weakland & Associates. Philip Huber is CEO. It has 4 employees, 3 of them in advisory roles.
Leadership
- Philip HuberPresident, Chief Executive Officer, Chief Compliance Officer
- Joseph GeldFinancial Advisor
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Joseph R Geld
- Philip E Huber JR
- Daniel Spencer Pereira
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Huber, Weakland & Associates, Inc.
Philip Huber
Control person · since January 2010
- Owns 10% to 25% of Huber, Weakland & Associates, Inc.
Joseph Geld
since January 2022
Huber, Weakland & Associates’ regulatory assets grew 1.6× from $189M (March 2021) to $295M (March 2026); clients rose from 121 to 174 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $295M | 174 | 4 | 1 |
| April 2025 | $256M | 171 | 4 | 1 |
| March 2024 | $219M | 151 | 4 | 1 |
| March 2023 | $186M | 138 | 3 | 1 |
| March 2022 | $223M | 127 | 3 | 1 |
| March 2021 | $189M | 121 | 3 | 1 |
Besides its headquarters, Huber, Weakland & Associates has 0 offices, with 1 listed address in Maryland.
Maryland · 1 listed address
- 3448 Ellicott Center Drive, Suite 101, Ellicott CityHQ
Contact and registration details
- Legal name
- Huber, Weakland & Associates, Inc.
- Headquarters
- 3448 Ellicott Center Drive, Suite 101, Ellicott City, MD 21043
- Website
- hwafinancialgroup.com
- Phone
- 410-696-4025
- @29120715
- SEC file
- 801-113612
- Structure
- Maryland corporation
- Fiscal year end
- December
Huber, Weakland & Associates uses Charles Schwab ($285M) as custodian for its separately managed accounts. Huber, Weakland & Associates does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $285M100%
At year end, Huber, Weakland & Associates’ separately managed accounts were mostly in funds (59%) and stocks (35%).
What the accounts hold
- Stocks35%
- Funds59%
- Bonds2%
- U.S. government and agency bonds1%
- High-yield corporate bonds1%
- Cash4%
How many clients does Huber, Weakland & Associates have?
Huber, Weakland & Associates has 174 clients and manages $295 million for them, as of March 2026. They include 105 individual clients, 62 high-net-worth individuals, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Huber, Weakland & Associates offer?
Huber, Weakland & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Huber, Weakland & Associates charge?
Huber, Weakland & Associates charges 0.30%–1.00% a year for its HWA Wealth Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Huber, Weakland & Associates use?
Huber, Weakland & Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $285M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Huber, Weakland & Associates have?
Huber, Weakland & Associates has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Huber, Weakland & Associates invest in?
At the end of its last fiscal year, Huber, Weakland & Associates’ separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 4% cash and equivalents, 1% U.S. government and agency bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Huber, Weakland & Associates?
Huber, Weakland & Associates’ direct owners are Philip Huber (75% or more) and Joseph Geld (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Huber, Weakland & Associates get paid?
Huber, Weakland & Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Huber, Weakland & Associates?
Huber, Weakland & Associates’ main office is at 3448 Ellicott Center Drive, Suite 101, Ellicott City, MD 21043. Its phone number is 410-696-4025. Its website is hwafinancialgroup.com.