Houlihan Financial Resource Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Houlihan Financial Resource Group reports 171 clients. They include 93 high-net-worth individuals and 78 individual clients. Of its assets, 100.0% ($357M across 564 accounts) are managed with discretion. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 9% |
| High-net-worth individuals | 54% | 91% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 78 | $32.4M | 9.1% | $415K |
| High-net-worth individuals | 93 | $325M | 90.9% | $3.49M |
| Total | 171 | $357M | 100% | $2.09M |
- Clients
- 78
- Regulatory AUM
- $32.4M
- AUM share
- 9.1%
- Avg. per client
- $415K
- Clients
- 93
- Regulatory AUM
- $325M
- AUM share
- 90.9%
- Avg. per client
- $3.49M
Total
- Clients
- 171
- Regulatory AUM
- $357M
- AUM share
- 100%
- Avg. per client
- $2.09M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Houlihan Financial Resource Group charges 0.50%–1.00% a year for its Asset Management. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-Alone Financial Planning
- Stand-alone financial planning is billed hourly at $125 to $400 per hour, depending on the staff member performing the work.
Patricia Houlihan owns 50% to 75% of Houlihan Financial Resource Group. The leadership team of Houlihan Financial Resource Group includes President Patricia Houlihan and Chief Compliance Officer Ryan Houlihan. It has 4 employees, 3 of them in advisory roles.
Leadership
- Patricia HoulihanPresident
- Ryan HoulihanChief Compliance Officer/Principal
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Carlton Lee Fitch
- Patricia Powell Houlihan
- Ryan P Houlihan
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Houlihan Financial Resource Group, LTD.
Patricia Houlihan
Control person · since January 2000
- Owns 25% to 50% of Houlihan Financial Resource Group, LTD.
Ryan Houlihan
Control person · since May 2010
Houlihan Financial Resource Group’s regulatory assets grew from $283M (March 2021) to $357M (March 2026); clients fell from 180 to 171 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $357M | 171 | 4 | 1 |
| March 2025 | $324M | 185 | 4 | 1 |
| April 2024 | $322M | 191 | 4 | 1 |
| March 2023 | $287M | 185 | 4 | 1 |
| March 2022 | $313M | 186 | 4 | 1 |
| March 2021 | $283M | 180 | 4 | 1 |
Besides its headquarters, Houlihan Financial Resource Group has 0 offices, with 1 listed address in Virginia.
Virginia · 1 listed address
- 20405 Exchange Street, Suite 371, AshburnHQ
Contact and registration details
- Legal name
- Houlihan Financial Resource Group, LTD.
- Headquarters
- 20405 Exchange Street, Suite 371, Ashburn, VA 20147
- Website
- houlihanfinancial.com
- Phone
- 703-796-0800
- SEC file
- 801-61192
- Founded
- 1999
- Structure
- Virginia corporation
- Fiscal year end
- December
Houlihan Financial Resource Group uses Fidelity ($190M, 53%) and Charles Schwab ($167M, 47%) as custodians for its separately managed accounts. Houlihan Financial Resource Group has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $167M47%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $190M53%
At year end, Houlihan Financial Resource Group’s separately managed accounts were mostly in stocks (77%) and funds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $281M across 113 positions; the largest are State Str SPDR S&P 500 ETF T (10.7%), iShares TR (5.2%) and Alphabet Inc. (4.9%).
What the accounts hold
- Stocks77%
- Funds15%
- Cash8%
Reported 13F holdings
- $281M
- Reported 13F value
- 113
- Positions
- 41.7%
- In the 10 largest
- +9.3%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit10.7%
- iShares TR · Core S&P Scp ETF5.2%
- Alphabet Inc. · Cap Stk CL A4.9%
- J P Morgan Exchange Traded F · Ultra Shrt ETF4.2%
- Vanguard Index Fds · Mid Cap ETF3.9%
- iShares TR · Core Div Grwth3.0%
- iShares TR · Core S&P500 ETF2.8%
- Amazon Com Inc.2.4%
- Vanguard BD Index Fds · Short Trm Bond2.4%
- Microsoft Corp.2.2%
Together, the ten largest are 41.7% of reported value.
How many clients does Houlihan Financial Resource Group have?
Houlihan Financial Resource Group has 171 clients and manages $357 million for them, as of March 2026. They include 93 high-net-worth individuals and 78 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Houlihan Financial Resource Group offer?
Houlihan Financial Resource Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Houlihan Financial Resource Group charge?
Houlihan Financial Resource Group charges 0.50%–1.00% a year for its Asset Management. The fee is billed in advance.
Which custodians does Houlihan Financial Resource Group use?
Houlihan Financial Resource Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $190M and Charles Schwab & Co., Inc. (San Francisco, CA), with $167M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Houlihan Financial Resource Group have?
Houlihan Financial Resource Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Houlihan Financial Resource Group invest in?
At the end of its last fiscal year, Houlihan Financial Resource Group’s separately managed accounts held 77% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs) and 8% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Houlihan Financial Resource Group?
Houlihan Financial Resource Group’s direct owners are Patricia Houlihan (50% to 75%) and Ryan Houlihan (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Houlihan Financial Resource Group get paid?
Houlihan Financial Resource Group is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Houlihan Financial Resource Group registered with the SEC?
Yes, Houlihan Financial Resource Group has been registered with the SEC as an investment adviser since 22 May 2002. Its CRD number is 116670 and its SEC file number is 801-61192.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Houlihan Financial Resource Group?
Houlihan Financial Resource Group’s main office is at 20405 Exchange Street, Suite 371, Ashburn, VA 20147. Its phone number is 703-796-0800. Its website is houlihanfinancial.com.