Highview Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Highview Capital Management reports 97 clients. They include 81 high-net-worth individuals and 16 individual clients. Of its assets, 100.0% ($416M across 257 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 16% | <1% |
| High-net-worth individuals | 84% | 97% |
| Charitable organizations | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 16 | $2.07M | 0.5% | $129K |
| High-net-worth individuals | 81 | $406M | 97.4% | $5.01M |
| Charitable organizations | Fewer than 5 | $8.63M | 2.1% | — |
| Total | 97 | $416M | 100% | — |
- Clients
- 16
- Regulatory AUM
- $2.07M
- AUM share
- 0.5%
- Avg. per client
- $129K
- Clients
- 81
- Regulatory AUM
- $406M
- AUM share
- 97.4%
- Avg. per client
- $5.01M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.63M
- AUM share
- 2.1%
- Avg. per client
- —
Total
- Clients
- 97
- Regulatory AUM
- $416M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Highview Capital Management charges 0.60%–1.00% a year for its Wealth Management. The fee is billed in arrears, is negotiable, has a $20,000 annual minimum and requires an account of at least $2,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning (flat fee)
- Financial planning under a Planning Agreement is a flat annual fee set by the scope of the engagement, with a $10,000 annual minimum, paid 25% at signing and 25% at the start of each later quarter.
Mark Sansoterra owns 25% to 50% of Highview Capital Management. The leadership team of Highview Capital Management includes Chief Investment Officer Mark Sansoterra. It has 5 employees, 3 of them in advisory roles.
Leadership
Mark SansoterraManaging Partner, Chief Investment Officer & Chief Compliance Officer- Michael McNittManaging Partner
- Nicklaus StreitManaging Partner
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 4 state-registered reps
- Owns 25% to 50% of Highview Capital Management, LLC
Mark Sansoterra
Control person · since March 2020
- Owns 25% to 50% of Highview Capital Management, LLC
Michael McNitt
Control person · since March 2020
- Owns 25% to 50% of Highview Capital Management, LLC
Nicklaus Streit
Control person · since March 2020
Highview Capital Management’s regulatory assets grew 3.4× from $121M (May 2021) to $416M (March 2026); clients rose from 20 to 97 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $416M | 97 | 5 | 1 |
| February 2025 | $364M | 73 | 5 | 1 |
| June 2024 | $281M | 61 | 5 | 1 |
| April 2023 | $278M | 45 | 5 | 1 |
| March 2022 | $283M | 45 | 4 | 1 |
| May 2021 | $121M | 20 | 3 | 1 |
Besides its headquarters, Highview Capital Management has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 2150 E. Lake Cook Road, Suite 820, Buffalo GroveHQ
Contact and registration details
- Legal name
- Highview Capital Management, LLC
- Headquarters
- 2150 E. Lake Cook Road, Suite 820, Buffalo Grove, IL 60089
- Website
- hv-cap.com
- Phone
- 888-757-6610
- @highview-capital-management
- SEC file
- 801-121296
- Founded
- 2019
- Structure
- Delaware LLC
- Fiscal year end
- December
Highview Capital Management uses Pershing ($416M) as custodian for its separately managed accounts. Highview Capital Management has custody of $163M in client assets for 50 clients.
- PershingPershing LLC · Jersey City, NJ · $416M100%
At year end, Highview Capital Management’s separately managed accounts were mostly in stocks (76%) and funds (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $347M across 118 positions; the largest are State Str SPDR S&P 500 ETF T (5.8%), iShares TR (5.6%) and iShares TR (5.5%).
What the accounts hold
- Stocks76%
- Exchange-traded equities70%
- Non-exchange-traded equities6%
- Funds22%
- Bonds1%
- Cash1%
Reported 13F holdings
- $347M
- Reported 13F value
- 118
- Positions
- 40.4%
- In the 10 largest
- +26.3%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit5.8%
- iShares TR · Core S&P500 ETF5.6%
- iShares TR · Core S&P Mcp ETF5.5%
- Apple Inc.4.9%
- Nvidia Corporation4.2%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.8%
- Alphabet Inc. · Cap Stk CL A3.2%
- iShares TR · MSCI USA Qlt Fct2.9%
- Microsoft Corp.2.4%
- iShares TR · MSCI Emg Mkt ETF2.1%
Together, the ten largest are 40.4% of reported value.
How many clients does Highview Capital Management have?
Highview Capital Management has 97 clients and manages $416 million for them, as of March 2026. They include 81 high-net-worth individuals and 16 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Highview Capital Management offer?
Highview Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Highview Capital Management charge?
Highview Capital Management charges 0.60%–1.00% a year for its Wealth Management. The fee is billed in arrears, is negotiable, has a $20,000 annual minimum and requires an account of at least $2,000,000.
Source: 2026 HVCM ADV PART 2A (3.27.26), filed 27 March 2026
Which custodians does Highview Capital Management use?
Highview Capital Management’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $416M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Highview Capital Management have?
Highview Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Highview Capital Management invest in?
At the end of its last fiscal year, Highview Capital Management’s separately managed accounts held 70% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 6% non-exchange-traded equities, 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Highview Capital Management have a minimum investment?
Yes, Highview Capital Management’s minimum account size for its Wealth Management is $2M. It charges a $20K annual minimum fee.
Source: 2026 HVCM ADV PART 2A (3.27.26), filed 27 March 2026
Who owns Highview Capital Management?
Highview Capital Management’s direct owners are Mark Sansoterra, Michael McNitt and Nicklaus Streit, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Highview Capital Management get paid?
Highview Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Highview Capital Management?
Highview Capital Management’s main office is at 2150 E. Lake Cook Road, Suite 820, Buffalo Grove, IL 60089. Its phone number is 888-757-6610. Its website is hv-cap.com.