HHM Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
HHM Wealth Advisors reports 1,238 clients. They include 828 individual clients, 352 high-net-worth individuals, and 33 pension and profit-sharing plans. Of its assets, 98.6% ($1.45B across 3,361 accounts) are managed with discretion; $21.2M across 22 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 22% |
| High-net-worth individuals | 28% | 75% |
| Banking or thrift institutions | <1% | <1% |
| Pension and profit-sharing plans | 3% | 1% |
| Charitable organizations | <1% | 1% |
| Other client typesCorporations and other businesses | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 828 | $320M | 21.8% | $387K |
| High-net-worth individuals | 352 | $1.1B | 74.7% | $3.12M |
| Banking or thrift institutions | Fewer than 5 | $3.48M | 0.2% | $1.16M |
| Pension and profit-sharing plans | 33 | $17.7M | 1.2% | $536K |
| Charitable organizations | 5 | $15.3M | 1.0% | $3.06M |
| Corporations and other businesses | 17 | $15.7M | 1.1% | $924K |
| Total | 1,238 | $1.47B | 100% | — |
- Clients
- 828
- Regulatory AUM
- $320M
- AUM share
- 21.8%
- Avg. per client
- $387K
- Clients
- 352
- Regulatory AUM
- $1.1B
- AUM share
- 74.7%
- Avg. per client
- $3.12M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.48M
- AUM share
- 0.2%
- Avg. per client
- $1.16M
- Clients
- 33
- Regulatory AUM
- $17.7M
- AUM share
- 1.2%
- Avg. per client
- $536K
- Clients
- 5
- Regulatory AUM
- $15.3M
- AUM share
- 1.0%
- Avg. per client
- $3.06M
- Clients
- 17
- Regulatory AUM
- $15.7M
- AUM share
- 1.1%
- Avg. per client
- $924K
Total
- Clients
- 1,238
- Regulatory AUM
- $1.47B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
HHM Wealth Advisors charges 0.50%–1.00% a year for its Portfolio Management Services. The fee is billed in advance, is negotiable and has a $3,000 annual minimum. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Annual Financial Plan Review
- Annual financial plan reviews are a fixed fee of $2,000 to $4,000, negotiable.
- Comprehensive Financial Plan
- Comprehensive financial plans are a fixed fee of $2,000 to $10,000, invoiced on delivery.
- Separate Financial Planning Consultations
- Stand-alone planning consultations are billed at $210 to $540 an hour, negotiable.
The CPA Group, LLC owns 50% to 75% of HHM Wealth Advisors and is in turn owned by Travis Horton (25–50%). The leadership team of HHM Wealth Advisors includes Chief Compliance Officer Gina Cook. It has 20 employees, 13 of them in advisory roles.
Leadership
- Gina CookChief Compliance Officer
- Travis HutchinsonManaging Partner
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Jacob Daniel Brown
- Andrew McFarlane Cook
- Joshua Wayne Cropp
- John Alexander Dunham
- Salvatore Geraci
- Bailey Richard Howard
- Travis A Hutchinson
- Jones D Krogh
- Robert James McLean
- Patrick Shane O'Connor
- Evan Jacob Seagle
- Christopher Matthew Thurman
Staff
- 20 employees
- 13 in advisory functions
- 12 state-registered reps
- 8 insurance agents
- 3 soliciting firms
- Owns 50% to 75% of HHM Wealth Advisors, LLC
The CPA Group, LLC
Control person · since July 2009
- Owns 25% to 50% of The CPA Group, LLC
Travis Horton
since January 2007
- Owns 25% to 50% of HHM Wealth Advisors, LLC
Travis Hutchinson
since July 2009
HHM Wealth Advisors’ regulatory assets grew 2.3× from $650M (March 2021) to $1.47B (March 2026); clients rose from 775 to 1,238 and employees from 12 to 20.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.47B | 1,238 | 20 | 3 |
| Apr 2025April 2025 | $1.41B | 1,177 | 18 | 3 |
| Jul 2024July 2024 | $1.07B | 1,010 | 17 | 3 |
| Mar 2023March 2023 | $918M | 928 | 16 | 1 |
| Apr 2022April 2022 | $865M | 897 | 14 | 1 |
| Mar 2021March 2021 | $650M | 775 | 12 | 1 |
Besides its headquarters, HHM Wealth Advisors has 2 offices, with 3 listed addresses across 2 states.
Tennessee · 2 listed addresses
- 1181 King Street, ChattanoogaHQ
- 1755 Kirby Pkwy, Memphis
Florida · 1 listed address
- 3250 West Navy BLVD, Pensacola
Contact and registration details
- Legal name
- HHM Wealth Advisors, LLC
- Headquarters
- 1181 King Street, Chattanooga, TN 37403
- Website
- hhmwealth.com
- Phone
- 423-826-1670
- @1651086
- SEC file
- 801-70419
- Founded
- 1999
- Structure
- Tennessee LLC
- Fiscal year end
- December
HHM Wealth Advisors’ named custodian for separately managed accounts is Charles Schwab ($1.42B). HHM Wealth Advisors has custody of $198M for 102 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.42B100%
At year end, HHM Wealth Advisors’ separately managed accounts were mostly in funds (76%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $996M across 898 positions; the largest are Schwab Strategic TR (16.9%), Schwab Strategic TR (15.3%) and Schwab Strategic TR (12.7%).
What the accounts hold
- Stocks11%
- Funds76%
- Registered funds75%
- Pooled vehicles1%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash11%
Reported 13F holdings
- $996M
- Reported 13F value
- 898
- Positions
- 67.5%
- In the 10 largest
- +14.6%
- Value vs. prior quarter
- Schwab Strategic TR · US Dividend EQ16.9%
- Schwab Strategic TR · US Brd Mkt ETF15.3%
- Schwab Strategic TR · US Lcap GR ETF12.7%
- SPDR Series Trust · ST Str P400mid5.8%
- SPDR Series Trust · ST Sho Treas ETF3.8%
- Schwab Strategic TR · Intl Eqty ETF3.1%
- Vanguard Index Fds · Real Estate ETF3.1%
- American Centy ETF TR · US Sml CP Valu2.8%
- Schwab Strategic TR · Fundamental Intl2.0%
- Apple Inc.2.0%
Together, the ten largest are 67.5% of reported value.
How many clients does HHM Wealth Advisors have?
HHM Wealth Advisors has 1,238 clients and manages $1.47 billion for them, as of March 2026. They include 828 individual clients, 352 high-net-worth individuals, and 33 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does HHM Wealth Advisors offer?
HHM Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does HHM Wealth Advisors charge?
HHM Wealth Advisors charges 0.50%–1.00% a year for its Portfolio Management Services. The fee is billed in advance, is negotiable and has a $3,000 annual minimum.
Which custodians does HHM Wealth Advisors use?
HHM Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.42B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does HHM Wealth Advisors have?
HHM Wealth Advisors has 12 investment adviser representatives registered with state securities authorities, out of 20 employees, and 13 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does HHM Wealth Advisors invest in?
At the end of its last fiscal year, HHM Wealth Advisors’ separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 11% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns HHM Wealth Advisors?
HHM Wealth Advisors is owned through a holding company by Travis Horton. Its direct owners are the CPA Group, LLC (50% to 75%) and Travis Hutchinson (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does HHM Wealth Advisors get paid?
HHM Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact HHM Wealth Advisors?
HHM Wealth Advisors’ main office is at 1181 King Street, Chattanooga, TN 37403. Its phone number is 423-826-1670. Its website is hhmwealth.com.