Heritage Investment Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and estate planning. Financial planning was provided to 251–500 clients last fiscal year.
Heritage Investment Group reports 906 clients. They include 450 individual clients, 444 high-net-worth individuals and 8 charitable organizations. Of its assets, 100.0% ($2.23B across 2,239 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 9% |
| High-net-worth individuals | 49% | 89% |
| Pension and profit-sharing plans | <1% | 1% |
| Charitable organizations | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 450 | $191M | 8.6% | $425K |
| High-net-worth individuals | 444 | $1.98B | 88.9% | $4.46M |
| Pension and profit-sharing plans | Fewer than 5 | $31.2M | 1.4% | $7.8M |
| Charitable organizations | 8 | $24.8M | 1.1% | $3.09M |
| Total | 906 | $2.23B | 100% | — |
- Clients
- 450
- Regulatory AUM
- $191M
- AUM share
- 8.6%
- Avg. per client
- $425K
- Clients
- 444
- Regulatory AUM
- $1.98B
- AUM share
- 88.9%
- Avg. per client
- $4.46M
- Clients
- Fewer than 5
- Regulatory AUM
- $31.2M
- AUM share
- 1.4%
- Avg. per client
- $7.8M
- Clients
- 8
- Regulatory AUM
- $24.8M
- AUM share
- 1.1%
- Avg. per client
- $3.09M
Total
- Clients
- 906
- Regulatory AUM
- $2.23B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Heritage Investment Group charges 0.30%–1.25% a year for its Advisory Fee/Equity and Balanced Account Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.25% |
| $500K–$1M | 1.00% |
| $1M–$3M | 0.85% |
| $3M–$5M | 0.70% |
| $5M–$25M | 0.50% |
| $25M–$50M | 0.45% |
| $50M–$100M | 0.40% |
| $100M and above | 0.30% |
Fee details and sources
Laura Maclean owns 75% or more of Heritage Investment Group. The leadership team of Heritage Investment Group includes President Frederick Maclean and Chief Investment Officer Timothy Slattery. It has 21 employees, 12 of them in advisory roles.
Staff
- 21 employees
- 12 in advisory functions
- 12 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Heritage Investment Group, Inc.
Laura Maclean
Control person · since March 2026
- Owns 50% to 75% of Heritage Investment Group, Inc.
Frederick R. Maclean, JR. Rev. Trust Dated 05/31/00
Control person · since January 2005
- Owns 50% to 75% of Heritage Investment Group, Inc.
Frederick R. Maclean, JR. Rev.
Control person · since January 2005
- Owns 10% to 25% of Heritage Investment Group, Inc.
Timothy Glenn Slattery Rev. Trust Dated 10/23/03
Control person · since January 2007
- Owns 10% to 25% of Heritage Investment Group, Inc.
Timothy Glenn Slattery Rev.
Control person · since January 2007
- Owns 5% to 10% of Heritage Investment Group, Inc.
Maclean Family Trust F/B/O Frederick R. Maclean III Dated 09/30/04
Control person · since January 2005
- Owns 5% to 10% of Heritage Investment Group, Inc.
Maclean Family Trust F/B/O
Control person · since January 2005
- Owns 5% to 10% of Heritage Investment Group, Inc.
The Taylor Family Rev. Trust Dated 05/17/11
since January 2014
- Owns 5% to 10% of Heritage Investment Group, Inc.
The Taylor Family Rev. Trust
since January 2014
- Owns 5% to 10% of Heritage Investment Group, Inc.
Maclean Family Trust F/B/O Madeline R. Maclean Dated 09/30/04
Control person · since January 2005
- Owns 5% to 10% of Heritage Investment Group, Inc.
Robert Ian McCarver and Tracy
Control person · since March 2017
- Owns 5% to 10% of Heritage Investment Group, Inc.
Robert Ian McCarver and Tracy M. McCarver - Tenants by the Entirety
Control person · since March 2017
- Owns 5% to 10% of Heritage Investment Group, Inc.
Laura Maclean Irrevocable
since March 2026
- Owns 5% to 10% of Heritage Investment Group, Inc.
Laura Maclean Irrevocable Trust
since March 2026
Heritage Investment Group’s regulatory assets grew 1.6× from $1.39B (July 2021) to $2.23B (July 2026); clients rose from 752 to 906 and employees were 21 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $2.23B | 906 | 21 | 4 |
| Mar 2025March 2025 | $1.91B | 867 | 21 | 5 |
| Feb 2024February 2024 | $1.7B | 839 | 21 | 5 |
| Mar 2023March 2023 | $1.5B | 818 | 23 | 5 |
| Jul 2022July 2022 | $1.69B | 780 | 22 | 5 |
| Jul 2021July 2021 | $1.39B | 752 | 21 | 5 |
Besides its headquarters, Heritage Investment Group has 3 offices, with 4 listed addresses in 1 state.
Florida · 4 listed addresses
- 2480 N.e. 23rd Street, Pompano BeachHQ
- 2600 Northeast 14th Street Causeway - East, Pompano Beach
- 6900 Tavistock Lakes Boulevard, Orlando
- 115 South Fielding Avenue, Tampa
Contact and registration details
- Legal name
- Heritage Investment Group, Inc.
- Headquarters
- 2480 N.e. 23rd Street, Pompano Beach, FL 33062
- Website
- heritageinvestment.com
- Phone
- 954-785-5400
- @heritage-investment-group
- SEC file
- 801-60396
- Founded
- 1993
- Structure
- Florida corporation
- Fiscal year end
- December
Heritage Investment Group’s named custodian for separately managed accounts is Charles Schwab ($2.13B). Heritage Investment Group has custody of $1.6B for 743 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $2.13B100%
At year end, Heritage Investment Group’s separately managed accounts were mostly in funds (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $744M across 135 positions; the largest are Dimensional ETF Trust (13.7%), iShares TR (11.0%) and iShares TR (7.9%).
What the accounts hold
- Stocks4%
- Funds95%
- Cash1%
How many clients does Heritage Investment Group have?
Heritage Investment Group has 906 clients and manages $2.23 billion for them, as of July 2026. They include 450 individual clients, 444 high-net-worth individuals and 8 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 July 2026
What services does Heritage Investment Group offer?
Heritage Investment Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and estate planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Heritage Investment Group charge?
Heritage Investment Group charges 0.30%–1.25% a year for its Advisory Fee/Equity and Balanced Account Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: HERITAGE 2026 REVISED FORM ADV PARTS 2A AND 2B, filed 27 July 2026
Which custodians does Heritage Investment Group use?
Heritage Investment Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $2.13B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 July 2026
How many financial advisors does Heritage Investment Group have?
Heritage Investment Group has 12 investment adviser representatives registered with state securities authorities, out of 21 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Heritage Investment Group invest in?
At the end of its last fiscal year, Heritage Investment Group’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Heritage Investment Group?
Heritage Investment Group’s direct owners are Maclean Family Trust F/B/O Frederick R. Maclean III Dated 09/30/04 (5% to 10%), Maclean Family Trust F/B/O (5% to 10%), Frederick R. Maclean, JR. Rev. Trust Dated 05/31/00 (50% to 75%), Frederick R. Maclean, JR. Rev. (50% to 75%), Timothy Glenn Slattery Rev. Trust Dated 10/23/03 (10% to 25%), Timothy Glenn Slattery Rev. (10% to 25%), the Taylor Family Rev. Trust Dated 05/17/11 (5% to 10%), the Taylor Family Rev. Trust (5% to 10%), Maclean Family Trust F/B/O Madeline R. Maclean Dated 09/30/04 (5% to 10%), Robert Ian McCarver and Tracy (5% to 10%), Robert Ian McCarver and Tracy M. McCarver - Tenants by the Entirety (5% to 10%), Laura Maclean Irrevocable (5% to 10%), Laura Maclean Irrevocable Trust (5% to 10%), and Laura Maclean (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 July 2026
How does Heritage Investment Group get paid?
Heritage Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Heritage Investment Group?
Heritage Investment Group’s main office is at 2480 N.e. 23rd Street, Pompano Beach, FL 33062. Its phone number is 954-785-5400. Its website is heritageinvestment.com.