Haykin, Michael provides portfolio management for individuals and small businesses.
Haykin, Michael reports 60 clients. They include 30 individual clients and 30 high-net-worth individuals. Of its assets, 100.0% ($125M across 190 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 11% |
| High-net-worth individuals | 50% | 89% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 30 | $13.2M | 10.6% | $441K |
| High-net-worth individuals | 30 | $111M | 89.4% | $3.71M |
| Total | 60 | $125M | 100% | $2.08M |
- Clients
- 30
- Regulatory AUM
- $13.2M
- AUM share
- 10.6%
- Avg. per client
- $441K
- Clients
- 30
- Regulatory AUM
- $111M
- AUM share
- 89.4%
- Avg. per client
- $3.71M
Total
- Clients
- 60
- Regulatory AUM
- $125M
- AUM share
- 100%
- Avg. per client
- $2.08M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Haykin, Michael charges 0.65%–1.00% a year for its Investment management fee. The fee is not negotiable.
Fee details and sources
Michael Haykin owns 75% or more of Haykin, Michael. It has 2 employees.
Leadership
- Michael HaykinCEO, CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Haykin, Michael
Michael Haykin
Control person · since June 1988
Besides its headquarters, Haykin, Michael has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Haykin, Michael
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 303-699-9420
- SEC file
- 801-135979
- Structure
- Colorado sole proprietorship
- Fiscal year end
- December
Haykin, Michael uses Charles Schwab ($69.7M) as custodian for its separately managed accounts. Haykin, Michael does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $69.7M100%
At year end, Haykin, Michael’s separately managed accounts were mostly in stocks (94%).
What the accounts hold
- Stocks94%
- Bonds3%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- Cash3%
How many clients does Haykin, Michael have?
Haykin, Michael has 60 clients and manages $125 million for them, as of June 2026. They include 30 individual clients and 30 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 June 2026
What services does Haykin, Michael offer?
Haykin, Michael provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Haykin, Michael charge?
Haykin, Michael charges 0.65%–1.00% a year for its Investment management fee. The fee is not negotiable.
Which custodians does Haykin, Michael use?
Haykin, Michael’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $69.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 June 2026
How many financial advisors does Haykin, Michael have?
Haykin, Michael has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Haykin, Michael invest in?
At the end of its last fiscal year, Haykin, Michael’s separately managed accounts held 94% exchange-traded equities, 3% cash and equivalents, 2% investment grade corporate bonds and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Haykin, Michael?
Haykin, Michael’s direct owner is Michael Haykin (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 15 June 2026
How does Haykin, Michael get paid?
Haykin, Michael is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Haykin, Michael?
Its phone number is 303-699-9420.