Harvest Investment Advisors provides portfolio management for individuals and small businesses.
Harvest Investment Advisors reports 125 clients. They include 79 individual clients, 43 high-net-worth individuals and 3 charitable organizations. Of its assets, 99.0% ($198M across 270 accounts) are managed with discretion; $2.1M across 10 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 13% |
| High-net-worth individuals | 34% | 86% |
| Charitable organizations | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 79 | $26M | 13.0% | $329K |
| High-net-worth individuals | 43 | $173M | 86.4% | $4.02M |
| Charitable organizations | Fewer than 5 | $1.28M | 0.6% | $427K |
| Total | 125 | $200M | 100% | — |
- Clients
- 79
- Regulatory AUM
- $26M
- AUM share
- 13.0%
- Avg. per client
- $329K
- Clients
- 43
- Regulatory AUM
- $173M
- AUM share
- 86.4%
- Avg. per client
- $4.02M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.28M
- AUM share
- 0.6%
- Avg. per client
- $427K
Total
- Clients
- 125
- Regulatory AUM
- $200M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Harvest Investment Advisors is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Millard Roberts owns 75% or more of Harvest Investment Advisors. The leadership team of Harvest Investment Advisors includes Chief Compliance Officer Millard Roberts. It has 2 employees, 1 of them in advisory roles.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Harvest Investment Advisors, LLC
Millard Roberts
Control person · since May 2004
- Owns 5% to 10% of Harvest Investment Advisors, LLC
Kristin Roberts
since January 2007
Harvest Investment Advisors’ regulatory assets grew 1.7× from $121M (June 2021) to $200M (March 2026); clients rose from 106 to 125 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $200M | 125 | 2 | 1 |
| Mar 2025March 2025 | $163M | 116 | 2 | 1 |
| Mar 2024March 2024 | $143M | 112 | 2 | 1 |
| Mar 2023March 2023 | $124M | 109 | 2 | 1 |
| Mar 2022March 2022 | $148M | 113 | 2 | 1 |
| Jun 2021June 2021 | $121M | 106 | 2 | 1 |
Besides its headquarters, Harvest Investment Advisors has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Harvest Investment Advisors, LLC
- Headquarters
- Not reported
- Phone
- 850-893-4414
- SEC file
- 801-121340
- Structure
- Florida LLC
- Fiscal year end
- December
Harvest Investment Advisors’ named custodian for separately managed accounts is Charles Schwab ($199M). Harvest Investment Advisors has custody of $200M for 125 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $199M100%
At year end, Harvest Investment Advisors’ separately managed accounts were mostly in stocks (51%) and funds (39%). Its reported 13F holdings for the quarter ended 30 June 2026 total $202M across 58 positions; the largest are Powershares Qqq Trust (20.5%), iShares MSCI Eafe Fund (7.1%) and iShares Russell 2000 Fund (6.6%).
What the accounts hold
- Stocks51%
- Funds39%
- Bonds7%
- State and local bonds3%
- Investment grade corporate bonds3%
- U.S. government and agency bonds1%
- Cash3%
How many clients does Harvest Investment Advisors have?
Harvest Investment Advisors has 125 clients and manages $200 million for them, as of March 2026. They include 79 individual clients, 43 high-net-worth individuals and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Harvest Investment Advisors offer?
Harvest Investment Advisors provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Harvest Investment Advisors use?
Harvest Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $199M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Harvest Investment Advisors have?
Harvest Investment Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Harvest Investment Advisors invest in?
At the end of its last fiscal year, Harvest Investment Advisors’ separately managed accounts held 51% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 3% state and local bonds, 3% investment grade corporate bonds, 3% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Harvest Investment Advisors?
Harvest Investment Advisors’ direct owners are Millard Roberts (75% or more) and Kristin Roberts (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Harvest Investment Advisors get paid?
Harvest Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Harvest Investment Advisors?
Its phone number is 850-893-4414. Its website is harvestinvestmentadvisors.com.
