Gudorf Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Gudorf Financial Group reports 103 clients. They include 65 individual clients and 38 high-net-worth individuals. Of its assets, 99.8% ($121M across 231 accounts) are managed with discretion; $211K across 11 accounts are not. A wrap fee program the firm both sponsors and manages holds $121M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 18% |
| High-net-worth individuals | 37% | 81% |
| Pension and profit-sharing plans | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 65 | $21.8M | 18.0% | $336K |
| High-net-worth individuals | 38 | $97.7M | 80.7% | $2.57M |
| Pension and profit-sharing plans | Fewer than 5 | $1.6M | 1.3% | — |
| Total | 103 | $121M | 100% | — |
- Clients
- 65
- Regulatory AUM
- $21.8M
- AUM share
- 18.0%
- Avg. per client
- $336K
- Clients
- 38
- Regulatory AUM
- $97.7M
- AUM share
- 80.7%
- Avg. per client
- $2.57M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.6M
- AUM share
- 1.3%
- Avg. per client
- —
Total
- Clients
- 103
- Regulatory AUM
- $121M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Gudorf Financial Group charges 0.75%–1.50% a year for its Wealth Management Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Retirement plan advisory fees are an annual asset-based fee of up to 1.50%, billed monthly or quarterly in advance or arrears.
Daniel Gudorf owns 75% or more of Gudorf Financial Group. Daniel Gudorf is CEO. It has 4 employees, 2 of them in advisory roles.
Leadership
Daniel GudorfFounder, Chief Executive Officer, and Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Gudorf Financial Group, LLC
Daniel Gudorf
Control person · since December 2025
Besides its headquarters, Gudorf Financial Group has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 8145 North Main Street, DaytonHQ
Contact and registration details
- Legal name
- Gudorf Financial Group, LLC
- Headquarters
- 8145 North Main Street, Dayton, OH 45415
- Website
- gudorffinancial.com
- Phone
- 937-898-5430
- @gudorf-financial-group-llc
- SEC file
- 801-135186
- Structure
- Ohio LLC
- Fiscal year end
- December
Gudorf Financial Group uses Charles Schwab ($121M) as custodian for its separately managed accounts. Gudorf Financial Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $121M100%
At year end, Gudorf Financial Group’s separately managed accounts were mostly in stocks (69%) and bonds (20%).
What the accounts hold
- Stocks69%
- Bonds20%
- Investment grade corporate bonds18%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash11%
How many clients does Gudorf Financial Group have?
Gudorf Financial Group has 103 clients and manages $121 million for them, as of August 2026. They include 65 individual clients and 38 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 August 2026
What services does Gudorf Financial Group offer?
Gudorf Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Gudorf Financial Group charge?
Gudorf Financial Group charges 0.75%–1.50% a year for its Wealth Management Services. The fee is billed in arrears and is negotiable.
Source: GUDORF FINANCIAL GROUP, LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 21 August 2026
Which custodians does Gudorf Financial Group use?
Gudorf Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $121M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 August 2026
How many financial advisors does Gudorf Financial Group have?
Gudorf Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gudorf Financial Group invest in?
At the end of its last fiscal year, Gudorf Financial Group’s separately managed accounts held 69% exchange-traded equities, 18% investment grade corporate bonds, 11% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gudorf Financial Group?
Gudorf Financial Group’s direct owner is Daniel Gudorf (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 August 2026
How does Gudorf Financial Group get paid?
Gudorf Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Gudorf Financial Group?
Gudorf Financial Group’s main office is at 8145 North Main Street, Dayton, OH 45415. Its phone number is 937-898-5430. Its website is gudorffinancial.com.