Grupp Financial provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Grupp Financial reports 10 clients. They include 4 corporations and other businesses, 3 high-net-worth individuals, and 2 individual clients. Of its assets, 100.0% ($100M across 37 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 20% | <1% |
| High-net-worth individuals | 30% | 2% |
| Charitable organizations | 10% | <1% |
| Corporations and other businesses | 40% | 98% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $191K | 0.2% | $95.6K |
| High-net-worth individuals | Fewer than 5 | $1.96M | 2.0% | $652K |
| Charitable organizations | 1 | $26 | 0.0% | $26 |
| Corporations and other businesses | Fewer than 5 | $97.9M | 97.9% | $24.5M |
| Total | 10 | $100M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $191K
- AUM share
- 0.2%
- Avg. per client
- $95.6K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.96M
- AUM share
- 2.0%
- Avg. per client
- $652K
- Clients
- 1
- Regulatory AUM
- $26
- AUM share
- 0.0%
- Avg. per client
- $26
- Clients
- Fewer than 5
- Regulatory AUM
- $97.9M
- AUM share
- 97.9%
- Avg. per client
- $24.5M
Total
- Clients
- 10
- Regulatory AUM
- $100M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Grupp Financial is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Grupp Organization LLC owns 75% or more of Grupp Financial and is in turn owned by Matthew Grupp (75% or more). Matthew Grupp is CEO. It has 3 employees.
Leadership
- Matthew GruppPresident/Chief Executive Officer/Chief Compliance Officer
- Joseph GruppPrivate Wealth Services Manager
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Michael John Estrada
- Joseph Daniel Grupp
- Matthew Peter Grupp
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Grupp Financial LLC
Grupp Organization LLC
Control person · since January 2017
- Owns 75% or more of Grupp Organization LLC
Matthew Grupp
Control person · since April 2018
Grupp Financial’s regulatory assets went from $104M (June 2022) to $100M (January 2026); clients fell from 13 to 10 and employees from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $100M | 10 | 3 | 5 |
| April 2024 | $81.7M | 7 | 4 | 4 |
| August 2023 | $93M | 10 | 3 | 3 |
| June 2022 | $104M | 13 | 4 | 4 |
Besides its headquarters, Grupp Financial has 4 offices (2 private residences, listed without an address), with 3 listed addresses in Idaho and Wyoming.
Wyoming · 2 listed addresses
- 1705 High School Road, Unit #140, JacksonHQ
- 1705 High School RD, Jackson
Idaho · 1 listed address
- 607 E 6th Ave, Post Falls
Contact and registration details
- Legal name
- Grupp Financial LLC
- Headquarters
- 1705 High School Road, Unit #140, Jackson, WY 83001
- Website
- gruppfinancial.com
- Phone
- 13072006579
- SEC file
- 801-135382
- Structure
- Wyoming LLC
- Fiscal year end
- December
Grupp Financial uses Charles Schwab ($100M) as custodian for its separately managed accounts. Grupp Financial has custody of $97.9M in client assets for 4 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $100M100%
At year end, Grupp Financial’s separately managed accounts were mostly in stocks (54%) and funds (31%).
What the accounts hold
- Stocks54%
- Funds31%
- Bonds6%
- Cash9%
How many clients does Grupp Financial have?
Grupp Financial has 10 clients and manages $100 million for them, as of January 2026. They include 4 corporations and other businesses, 3 high-net-worth individuals, and 2 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 January 2026
What services does Grupp Financial offer?
Grupp Financial provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Grupp Financial use?
Grupp Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $100M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 January 2026
How many financial advisors does Grupp Financial have?
Grupp Financial has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Grupp Financial invest in?
At the end of its last fiscal year, Grupp Financial’s separately managed accounts held 54% exchange-traded equities, 31% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents and 6% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Grupp Financial?
Grupp Financial is owned through a holding company by Matthew Grupp. Its direct owner is Grupp Organization LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 January 2026
How does Grupp Financial get paid?
Grupp Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Grupp Financial?
Grupp Financial’s main office is at 1705 High School Road, Unit #140, Jackson, WY 83001. Its phone number is 13072006579. Its website is gruppfinancial.com.