Gross & Hartman Investments provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Gross & Hartman Investments reports 136 clients. They include 91 individual clients, 38 high-net-worth individuals and 6 charitable organizations. Of its assets, 92.1% ($531M across 410 accounts) are managed with discretion; $45.4M across 53 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 6% |
| High-net-worth individuals | 28% | 52% |
| Charitable organizations | 4% | 42% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 91 | $34.9M | 6.1% | $383K |
| High-net-worth individuals | 38 | $298M | 51.7% | $7.84M |
| Charitable organizations | 6 | $243M | 42.1% | $40.4M |
| Corporations and other businesses | Fewer than 5 | $541K | 0.1% | $541K |
| Total | 136 | $576M | 100% | — |
- Clients
- 91
- Regulatory AUM
- $34.9M
- AUM share
- 6.1%
- Avg. per client
- $383K
- Clients
- 38
- Regulatory AUM
- $298M
- AUM share
- 51.7%
- Avg. per client
- $7.84M
- Clients
- 6
- Regulatory AUM
- $243M
- AUM share
- 42.1%
- Avg. per client
- $40.4M
- Clients
- Fewer than 5
- Regulatory AUM
- $541K
- AUM share
- 0.1%
- Avg. per client
- $541K
Total
- Clients
- 136
- Regulatory AUM
- $576M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Gross & Hartman Investments is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Investment Consulting
- Investment consulting is billed hourly at $116 to $172 per hour, with variable secretarial rates, at project completion or monthly for ongoing clients.
Jeffrey Hartman owns 75% or more of Gross & Hartman Investments. The leadership team of Gross & Hartman Investments includes President Jeffrey Hartman. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Gross & Hartman Investments, LLC
Jeffrey Hartman
Control person · since November 2021
Gross & Hartman Investments’ regulatory assets grew 1.6× from $355M (March 2022) to $576M (March 2026); clients rose from 106 to 136 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $576M | 136 | 4 | 1 |
| Mar 2025March 2025 | $501M | 114 | 4 | 1 |
| Mar 2024March 2024 | $456M | 113 | 4 | 1 |
| Jun 2023June 2023 | $391M | 106 | 3 | 1 |
| Mar 2022March 2022 | $355M | 106 | 3 | 1 |
Besides its headquarters, Gross & Hartman Investments has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 349 W Main Street, Suite 108, LeolaHQ
Contact and registration details
- Legal name
- Gross & Hartman Investments, LLC
- Headquarters
- 349 W Main Street, Suite 108, Leola, PA 17540
- Website
- gross-investments.com
- Phone
- 717-295-4425
- SEC file
- 801-122984
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Gross & Hartman Investments’ named custodian for separately managed accounts is Charles Schwab ($576M). Gross & Hartman Investments does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $576M100%
At year end, Gross & Hartman Investments’ separately managed accounts were largely in stocks (34%) and bonds (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $226M across 80 positions; the largest are Vanguard Total Stock Market Index Fund ETF Shares (21.7%), iShares Short-term National Muni Bond ETF (13.2%) and Vanguard Core Bond ETF (12.3%).
What the accounts hold
- Stocks34%
- Funds22%
- Bonds31%
- State and local bonds17%
- U.S. government and agency bonds11%
- Investment grade corporate bonds3%
- Cash13%
How many clients does Gross & Hartman Investments have?
Gross & Hartman Investments has 136 clients and manages $576 million for them, as of March 2026. They include 91 individual clients, 38 high-net-worth individuals and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Gross & Hartman Investments offer?
Gross & Hartman Investments provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Gross & Hartman Investments use?
Gross & Hartman Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $576M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Gross & Hartman Investments have?
Gross & Hartman Investments has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gross & Hartman Investments invest in?
At the end of its last fiscal year, Gross & Hartman Investments’ separately managed accounts held 34% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 17% state and local bonds, 13% cash and equivalents, 11% U.S. government and agency bonds and 3% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gross & Hartman Investments?
Gross & Hartman Investments’ direct owner is Jeffrey Hartman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Gross & Hartman Investments get paid?
Gross & Hartman Investments is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Gross & Hartman Investments?
Gross & Hartman Investments’ main office is at 349 W Main Street, Suite 108, Leola, PA 17540. Its phone number is 717-295-4425. Its website is gross-investments.com.