Greenwich Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Greenwich Wealth Management reports 625 clients. They include 491 high-net-worth individuals, 98 individual clients, and 20 corporations and other businesses. Of its assets, 82.0% ($2.88B across 617 accounts) are managed with discretion; $634M across 8 accounts are not. A wrap fee program the firm both sponsors and manages holds $39.2M. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 16% | <1% |
| High-net-worth individuals | 79% | 63% |
| Pension and profit-sharing plans | <1% | 1% |
| Charitable organizations | 2% | 2% |
| Corporations and other businesses | 3% | 33% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 98 | $16M | 0.5% | $163K |
| High-net-worth individuals | 491 | $2.23B | 63.4% | $4.55M |
| Pension and profit-sharing plans | 6 | $35.5M | 1.0% | $5.91M |
| Charitable organizations | 10 | $73.3M | 2.1% | $7.33M |
| Corporations and other businesses | 20 | $1.16B | 33.0% | $58.1M |
| Total | 625 | $3.52B | 100% | $5.63M |
- Clients
- 98
- Regulatory AUM
- $16M
- AUM share
- 0.5%
- Avg. per client
- $163K
- Clients
- 491
- Regulatory AUM
- $2.23B
- AUM share
- 63.4%
- Avg. per client
- $4.55M
- Clients
- 6
- Regulatory AUM
- $35.5M
- AUM share
- 1.0%
- Avg. per client
- $5.91M
- Clients
- 10
- Regulatory AUM
- $73.3M
- AUM share
- 2.1%
- Avg. per client
- $7.33M
- Clients
- 20
- Regulatory AUM
- $1.16B
- AUM share
- 33.0%
- Avg. per client
- $58.1M
Total
- Clients
- 625
- Regulatory AUM
- $3.52B
- AUM share
- 100%
- Avg. per client
- $5.63M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Greenwich Wealth Management charges 1.50%–2.00% a year for its Portfolio Management Services. The fee is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Retirement plan advisory services
- Plan advisory fee of 0.75% of plan assets up to $1,000,000, 0.55% from $1,000,001 to $10,000,000 and 0.50% above $10,000,000, paid by the plan custodian.
- Third party investment management and monitoring
- Selection and monitoring of third-party managers at 0.25%, billed annually after services are rendered; the fee is negotiable.
- Wrap Fee Asset Management Program
- Wrap fee program: one asset-based fee covering advisory, custody and trading, at a maximum of 1.50%/year up to $1,000,000, 1.25%/year to $5,000,000 and 1.00%/year above $5,000,000.
Michael Freeburg owns 75% or more of Greenwich Wealth Management. The leadership team of Greenwich Wealth Management includes Chief Compliance Officer Daniel Sullivan. It has 13 employees, 11 of them in advisory roles.
Leadership
- Daniel SullivanChief Compliance Officer, Member
- Michael FreeburgManaging Member
- Harry FiggieMember
- Jackson KleinertMember
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Harry Edward Figgie
- Michael James Freeburg
- francis joseph gilbride
- Vahan Janjigian
- Denton Marcus Jones
- Jackson Henry Kleinert
- Robert Smith Longsworth
- Paul J Lynch
- Christopher Jefferson Allen Parker JR.
- Harriet Madoff Parker
- Daniel Jerry Sullivan
- Charles W Tricomi Jr.
Staff
- 13 employees
- 11 in advisory functions
- 12 state-registered reps
- Owns 75% or more of Greenwich Wealth Management LLC
Michael Freeburg
Control person · since January 2007
- Owns 10% to 25% of Greenwich Wealth Management LLC
Harry Figgie
since March 2023
- Owns 10% to 25% of Greenwich Wealth Management LLC
Jackson Kleinert
since March 2023
- Owns 5% to 10% of Greenwich Wealth Management LLC
Daniel Sullivan
Control person · since March 2023
Greenwich Wealth Management’s regulatory assets grew 1.6× from $2.2B (March 2021) to $3.52B (July 2026); clients rose from 302 to 625 and employees from 8 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $3.52B | 625 | 13 | 3 |
| March 2025 | $2.71B | 491 | 13 | 3 |
| March 2024 | $2.19B | 393 | 11 | 3 |
| April 2023 | $2.05B | 397 | 11 | 2 |
| March 2022 | $2.48B | 332 | 11 | 2 |
| March 2021 | $2.2B | 302 | 8 | 2 |
Besides its headquarters, Greenwich Wealth Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Connecticut and Florida.
Connecticut · 1 listed address
- 45 East Putnam Avenue, Suite 128, GreenwichHQ
Florida · 1 listed address
- 777 S. Flagler Drive, East Tower, West Palm Beach
Contact and registration details
- Legal name
- Greenwich Wealth Management LLC
- Headquarters
- 45 East Putnam Avenue, Suite 128, Greenwich, CT 06830
- Website
- greenwichwealth.com
- Phone
- 203-618-0100
- SEC file
- 801-68897
- Structure
- Connecticut LLC
- Fiscal year end
- December
Greenwich Wealth Management uses Interactive Brokers ($3.4B) as custodian for its separately managed accounts. Greenwich Wealth Management does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $3.4B100%
At year end, Greenwich Wealth Management’s separately managed accounts were largely in stocks (48%) and cash (29%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.74M across 296 positions; the largest are Interactive Brokers Group IN (31.5%), Newsmax Inc. (6.9%) and SPDR S&P 500 ETF TR TR (6.7%).
What the accounts hold
- Stocks48%
- Funds2%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash29%
- Other18%
- Derivatives18%
Reported 13F holdings
- $2.74M
- Reported 13F value
- 296
- Positions
- 59.8%
- In the 10 largest
- +12.0%
- Value vs. prior quarter
- Interactive Brokers Group IN · CL A31.5%
- Newsmax Inc. · Com Shs Class B6.9%
- SPDR S&P 500 ETF TR TR · Unit6.7%
- Futu Hldgs Ltd · Spon ADS CL A5.1%
- Schwab Charles Corp. New2.0%
- Alphabet Inc. Cap Stk · CL C1.8%
- Apple Inc.1.6%
- Invesco Qqq TR · Unit Ser 11.5%
- Applied Matls Inc.1.4%
- Robinhood Mkts Inc. · CL A1.4%
Together, the ten largest are 59.8% of reported value.
How many clients does Greenwich Wealth Management have?
Greenwich Wealth Management has 625 clients and manages $3.52 billion for them, as of July 2026. They include 491 high-net-worth individuals, 98 individual clients, and 20 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 July 2026
What services does Greenwich Wealth Management offer?
Greenwich Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Greenwich Wealth Management charge?
Greenwich Wealth Management charges 1.50%–2.00% a year for its Portfolio Management Services. The fee is negotiable.
Which custodians does Greenwich Wealth Management use?
Greenwich Wealth Management’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $3.4B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 July 2026
How many financial advisors does Greenwich Wealth Management have?
Greenwich Wealth Management has 12 investment adviser representatives registered with state securities authorities, out of 13 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Greenwich Wealth Management invest in?
At the end of its last fiscal year, Greenwich Wealth Management’s separately managed accounts held 48% exchange-traded equities, 29% cash and equivalents, 18% derivatives, 2% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Greenwich Wealth Management?
Greenwich Wealth Management’s direct owners are Michael Freeburg (75% or more), Daniel Sullivan (5% to 10%), Harry Figgie (10% to 25%) and Jackson Kleinert (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 July 2026
How does Greenwich Wealth Management get paid?
Greenwich Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Greenwich Wealth Management registered with the SEC?
Yes, Greenwich Wealth Management has been registered with the SEC as an investment adviser since 20 March 2008. Its CRD number is 142820 and its SEC file number is 801-68897.
Source: Form ADV Part 1A, Item 1, filed 28 July 2026; IAPD firm record
How do I contact Greenwich Wealth Management?
Greenwich Wealth Management’s main office is at 45 East Putnam Avenue, Suite 128, Greenwich, CT 06830. Its phone number is 203-618-0100. Its website is greenwichwealth.com.