Greenberg Gary Louis provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Greenberg Gary Louis reports 67 clients. They include 34 individual clients, 29 high-net-worth individuals and 3 charitable organizations. Of its assets, 100.0% ($141M across 124 accounts) are managed with discretion. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 51% | 14% |
| High-net-worth individuals | 43% | 74% |
| Charitable organizations | 4% | 3% |
| Other | 1% | 10% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 34 | $20.3M | 14.4% | $598K |
| High-net-worth individuals | 29 | $104M | 73.5% | $3.58M |
| Charitable organizations | Fewer than 5 | $3.54M | 2.5% | $1.18M |
| Other | 1 | $13.4M | 9.5% | $13.4M |
| Total | 67 | $141M | 100% | — |
- Clients
- 34
- Regulatory AUM
- $20.3M
- AUM share
- 14.4%
- Avg. per client
- $598K
- Clients
- 29
- Regulatory AUM
- $104M
- AUM share
- 73.5%
- Avg. per client
- $3.58M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.54M
- AUM share
- 2.5%
- Avg. per client
- $1.18M
- Clients
- 1
- Regulatory AUM
- $13.4M
- AUM share
- 9.5%
- Avg. per client
- $13.4M
Total
- Clients
- 67
- Regulatory AUM
- $141M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Greenberg Gary Louis is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-alone consulting
- A negotiable flat fee set by the scope and complexity of the services, generally half payable on signing; an asset-based fee may apply to consulting on assets not under management.
Gary Greenberg owns 75% or more of Greenberg Gary Louis. The leadership team of Greenberg Gary Louis includes Chief Compliance Officer Gary Greenberg. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Greenberg Gary Louis
Gary Greenberg
Control person · since January 1985
Greenberg Gary Louis’ regulatory assets went from $139M (March 2021) to $141M (March 2026); clients fell from 82 to 67 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $141M | 67 | 1 | 1 |
| Mar 2025March 2025 | $142M | 56 | 1 | 1 |
| Mar 2024March 2024 | $133M | 57 | 1 | 1 |
| Mar 2023March 2023 | $130M | 68 | 1 | 1 |
| Mar 2022March 2022 | $149M | 79 | 1 | 1 |
| Mar 2021March 2021 | $139M | 82 | 1 | 1 |
Besides its headquarters, Greenberg Gary Louis has 0 offices, with 1 listed address in 1 state.
Minnesota · 1 listed address
- 6955 Sand Ridge Road, Eden PrairieHQ
Contact and registration details
- Legal name
- Greenberg Gary Louis
- Headquarters
- 6955 Sand Ridge Road, Eden Prairie, MN 55346
- Website
- Not reported
- Phone
- 612-360-4557
- SEC file
- 801-24149
- Structure
- Minnesota sole proprietorship
- Fiscal year end
- December
Greenberg Gary Louis’ named custodian for separately managed accounts is Fidelity ($126M). Greenberg Gary Louis does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $126M100%
At year end, Greenberg Gary Louis’ separately managed accounts were largely in funds (40%) and stocks (36%).
What the accounts hold
- Stocks36%
- Funds40%
- Bonds15%
- U.S. government and agency bonds14%
- State and local bonds1%
- Cash9%
How many clients does Greenberg Gary Louis have?
Greenberg Gary Louis has 67 clients and manages $141 million for them, as of March 2026. They include 34 individual clients, 29 high-net-worth individuals and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Greenberg Gary Louis offer?
Greenberg Gary Louis provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Greenberg Gary Louis use?
Greenberg Gary Louis’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $126M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Greenberg Gary Louis have?
Greenberg Gary Louis has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Greenberg Gary Louis invest in?
At the end of its last fiscal year, Greenberg Gary Louis’ separately managed accounts held 40% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 14% U.S. government and agency bonds, 9% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Greenberg Gary Louis?
Greenberg Gary Louis’ direct owner is Gary Greenberg (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Greenberg Gary Louis get paid?
Greenberg Gary Louis is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Greenberg Gary Louis?
Greenberg Gary Louis’ main office is at 6955 Sand Ridge Road, Eden Prairie, MN 55346. Its phone number is 612-360-4557.