Graham Capital Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Graham Capital Wealth Management reports 710 clients. They include 643 individual clients, 62 high-net-worth individuals, and 5 corporations and other businesses. Of its assets, 100.0% ($251M across 1,251 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 66% |
| High-net-worth individuals | 9% | 34% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 643 | $165M | 65.8% | $257K |
| High-net-worth individuals | 62 | $84.4M | 33.6% | $1.36M |
| Corporations and other businesses | 5 | $1.54M | 0.6% | $309K |
| Total | 710 | $251M | 100% | $354K |
- Clients
- 643
- Regulatory AUM
- $165M
- AUM share
- 65.8%
- Avg. per client
- $257K
- Clients
- 62
- Regulatory AUM
- $84.4M
- AUM share
- 33.6%
- Avg. per client
- $1.36M
- Clients
- 5
- Regulatory AUM
- $1.54M
- AUM share
- 0.6%
- Avg. per client
- $309K
Total
- Clients
- 710
- Regulatory AUM
- $251M
- AUM share
- 100%
- Avg. per client
- $354K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Graham Capital Wealth Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Ssa Holding Company, LLC owns 75% or more of Graham Capital Wealth Management and is in turn owned by Graham Capital Holdings LLC (50–75%) and Stash Graham (50–75%). The leadership team of Graham Capital Wealth Management includes Chief Compliance Officer Stash Graham. It has 8 employees, 7 of them in advisory roles.
Leadership
- Stash GrahamManaging Member and Chief Compliance Officer
- Alex GrahamContractor
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Justin Francis Bass
- Michael Sullivan Berkhahn
- John Edward Darby
- Alex Joseph Graham
- Stash John Graham
- Stimson Pryor Schantz
- Raisa Siddique
Staff
- 8 employees
- 7 in advisory functions
- 7 state-registered reps
- 3 insurance agents
- 1 soliciting firm
- Owns 75% or more of Graham Capital Wealth Management, LLC
Ssa Holding Company, LLC
Control person · since August 2015
- Owns 50% to 75% of Ssa Holding Company, LLC
Graham Capital Holdings LLC
Control person · since November 2015
- Owns 50% to 75% of Graham Capital Holdings LLC
David Graham
Control person · since November 2015
- Owns 50% to 75% of Ssa Holding Company, LLC
Stash Graham
Control person · since August 2015
Graham Capital Wealth Management’s regulatory assets grew 1.9× from $134M (May 2021) to $251M (February 2026); clients rose from 545 to 710 and employees from 5 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $251M | 710 | 8 | 3 |
| May 2025 | $226M | 615 | 7 | 3 |
| March 2024 | $196M | 1,115 | 6 | 3 |
| March 2023 | $169M | 516 | 6 | 3 |
| February 2022 | $146M | 570 | 6 | 3 |
| May 2021 | $134M | 545 | 5 | 3 |
Besides its headquarters, Graham Capital Wealth Management has 2 offices, with 3 listed addresses in District of Columbia and Florida.
Florida · 2 listed addresses
- 4950 W. Kennedy BLVD, Tampa
- 1991 Ringling BLVD, Sarasota
District of Columbia · 1 listed address
- 1120 Connecticut Ave. NW, Suite 1021, WashingtonHQ
Contact and registration details
- Legal name
- Graham Capital Wealth Management, LLC
- Headquarters
- 1120 Connecticut Ave. NW, Suite 1021, Washington, DC 20036
- Website
- grahamcapitalwealth.com
- Phone
- 202-780-7726
- SEC file
- 801-115029
- Structure
- Delaware LLC
- Fiscal year end
- December
Graham Capital Wealth Management uses Fidelity ($251M) as custodian for its separately managed accounts. Graham Capital Wealth Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $251M100%
At year end, Graham Capital Wealth Management’s separately managed accounts were mostly in stocks (65%) and bonds (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $129M across 62 positions; the largest are American Exceptionalism Acqu (8.6%), Invesco Exchange Traded FD T (6.1%) and Eagle Finl Svcs Inc. (4.3%).
What the accounts hold
- Stocks65%
- Exchange-traded equities58%
- Non-exchange-traded equities7%
- Funds4%
- Bonds25%
- High-yield corporate bonds15%
- Investment grade corporate bonds5%
- U.S. government and agency bonds4%
- State and local bonds1%
- Cash6%
Reported 13F holdings
- $129M
- Reported 13F value
- 62
- Positions
- 43.8%
- In the 10 largest
- +14.9%
- Value vs. prior quarter
- American Exceptionalism Acqu · Ord CL A8.6%
- Invesco Exchange Traded FD T · S&P500 Eql Tec6.1%
- Eagle Finl Svcs Inc.4.3%
- Cantor Equity Partners IV IN · Shs CL A4.1%
- Invesco Exchange Traded FD T · S&P 500a Eql3.8%
- Sound Finl Bancorp Inc.3.8%
- Cmb.tech NV3.6%
- Transunion3.3%
- Invesco Exchange Traded FD T · S&P500 Eql Ind3.2%
- Coastal Finl Corp. WA3.0%
Together, the ten largest are 43.8% of reported value.
How many clients does Graham Capital Wealth Management have?
Graham Capital Wealth Management has 710 clients and manages $251 million for them, as of February 2026. They include 643 individual clients, 62 high-net-worth individuals, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026
What services does Graham Capital Wealth Management offer?
Graham Capital Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Graham Capital Wealth Management use?
Graham Capital Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $251M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026
How many financial advisors does Graham Capital Wealth Management have?
Graham Capital Wealth Management has 7 investment adviser representatives registered with state securities authorities, out of 8 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Graham Capital Wealth Management invest in?
At the end of its last fiscal year, Graham Capital Wealth Management’s separately managed accounts held 58% exchange-traded equities, 15% high-yield corporate bonds, 7% non-exchange-traded equities, 6% cash and equivalents, 5% investment grade corporate bonds, 4% U.S. government and agency bonds, 4% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Graham Capital Wealth Management?
Graham Capital Wealth Management is owned through a chain of holding companies by Stash Graham and David Graham. Its direct owner is Ssa Holding Company, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 February 2026
How does Graham Capital Wealth Management get paid?
Graham Capital Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Graham Capital Wealth Management registered with the SEC?
Yes, Graham Capital Wealth Management has been registered with the SEC as an investment adviser since 18 April 2019. Its CRD number is 281772 and its SEC file number is 801-115029.
Source: Form ADV Part 1A, Item 1, filed 10 February 2026; IAPD firm record
How do I contact Graham Capital Wealth Management?
Graham Capital Wealth Management’s main office is at 1120 Connecticut Ave. NW, Suite 1021, Washington, DC 20036. Its phone number is 202-780-7726. Its website is grahamcapitalwealth.com.