Goldman Lancaster provides financial planning, portfolio management for individuals and small businesses, pension consulting, business succession planning, education planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Goldman Lancaster reports 392 clients. They include 296 individual clients, 84 high-net-worth individuals and 10 other clients. Of its assets, 93.2% ($336M across 742 accounts) are managed with discretion; $24.5M across 10 accounts are not. A wrap fee program the firm both sponsors and manages holds $17.5M. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 32% |
| High-net-worth individuals | 21% | 61% |
| Pension and profit-sharing plans | <1% | <1% |
| Other | 3% | 7% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 296 | $114M | 31.8% | $387K |
| High-net-worth individuals | 84 | $219M | 60.8% | $2.61M |
| Pension and profit-sharing plans | 2 | $2.23M | 0.6% | $1.11M |
| Other | 10 | $24.5M | 6.8% | $2.45M |
| Total | 392 | $361M | 100% | $920K |
- Clients
- 296
- Regulatory AUM
- $114M
- AUM share
- 31.8%
- Avg. per client
- $387K
- Clients
- 84
- Regulatory AUM
- $219M
- AUM share
- 60.8%
- Avg. per client
- $2.61M
- Clients
- 2
- Regulatory AUM
- $2.23M
- AUM share
- 0.6%
- Avg. per client
- $1.11M
- Clients
- 10
- Regulatory AUM
- $24.5M
- AUM share
- 6.8%
- Avg. per client
- $2.45M
Total
- Clients
- 392
- Regulatory AUM
- $361M
- AUM share
- 100%
- Avg. per client
- $920K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Goldman Lancaster charges up to 2.00% a year for its Comprehensive Portfolio and Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Minimum fees by personal net worth run from $1,500 (under $600,000) to $5,000 (over $10 million), with higher fees for complex situations; hourly consulting is also offered.
- Retirement Plan Participant Consulting
- Participant consulting is billed at $350 per hour, or at a flat fee set case by case and typically charged annually.
Glenn Goldman owns 50% to 75% of Goldman Lancaster. The leadership team of Goldman Lancaster includes President Glenn Goldman. It has 5 employees, 3 of them in advisory roles.
Leadership
- Glenn GoldmanPresident & Chief Compliance Officer
- Bradley LancasterVice President
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Glenn Robert Goldman
- Bradley Reagan Lancaster
- Michael Anthony Martin
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 50% to 75% of Goldman Lancaster, Inc.
Glenn Goldman
Control person · since February 1994
- Owns 50% to 75% of Goldman Lancaster, Inc.
Bradley Lancaster
Control person · since February 1994
Goldman Lancaster’s regulatory assets grew from $242M (March 2021) to $361M (April 2026); clients rose from 373 to 392 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $361M | 392 | 5 | 1 |
| March 2025 | $321M | 395 | 5 | 1 |
| March 2024 | $298M | 412 | 5 | 1 |
| March 2023 | $251M | 385 | 5 | 1 |
| June 2022 | $266M | 443 | 5 | 1 |
| March 2021 | $242M | 373 | 3 | 1 |
Besides its headquarters, Goldman Lancaster has 0 offices, with 1 listed address in California.
California · 1 listed address
- 301 East Ocean BLVD., Suite 1150, Long BeachHQ
Contact and registration details
- Legal name
- Goldman Lancaster, Inc.
- Headquarters
- 301 East Ocean BLVD., Suite 1150, Long Beach, CA 90802
- Website
- goldmanlancaster.com
- Phone
- 562-432-0234
- SEC file
- 801-78300
- Founded
- 1994
- Structure
- California corporation
- Fiscal year end
- December
Goldman Lancaster uses LPL Financial ($336M) as custodian for its separately managed accounts. Goldman Lancaster does not have custody of client assets.
- LPL FinancialLPL Financial LLC · San Diego, CA · $336M100%
At year end, Goldman Lancaster’s separately managed accounts were mostly in funds (50%) and stocks (38%).
What the accounts hold
- Stocks38%
- Exchange-traded equities37%
- Non-exchange-traded equities1%
- Funds50%
- Bonds9%
- U.S. government and agency bonds6%
- Investment grade corporate bonds3%
- Cash2%
- Other1%
- Variable annuities1%
How many clients does Goldman Lancaster have?
Goldman Lancaster has 392 clients and manages $361 million for them, as of April 2026. They include 296 individual clients, 84 high-net-worth individuals and 10 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026
What services does Goldman Lancaster offer?
Goldman Lancaster provides financial planning, portfolio management for individuals and small businesses, pension consulting, business succession planning, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Goldman Lancaster charge?
Goldman Lancaster charges up to 2.00% a year for its Comprehensive Portfolio and Investment Management Services. The fee is billed in advance and is negotiable.
Which custodians does Goldman Lancaster use?
Goldman Lancaster’s separately managed account assets are held at LPL Financial LLC (San Diego, CA), with $336M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026
How many financial advisors does Goldman Lancaster have?
Goldman Lancaster has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Goldman Lancaster invest in?
At the end of its last fiscal year, Goldman Lancaster’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 37% exchange-traded equities, 6% U.S. government and agency bonds, 3% investment grade corporate bonds, 2% cash and equivalents, 1% non-exchange-traded equities and 1% other. The 1% other category is described as: Variable Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Goldman Lancaster?
Goldman Lancaster’s direct owners are Glenn Goldman (50% to 75%) and Bradley Lancaster (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 29 April 2026
How does Goldman Lancaster get paid?
Goldman Lancaster is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Goldman Lancaster registered with the SEC?
Yes, Goldman Lancaster has been registered with the SEC as an investment adviser since 10 July 2013. Its CRD number is 136134 and its SEC file number is 801-78300.
Source: Form ADV Part 1A, Item 1, filed 29 April 2026; IAPD firm record
How do I contact Goldman Lancaster?
Goldman Lancaster’s main office is at 301 East Ocean BLVD., Suite 1150, Long Beach, CA 90802. Its phone number is 562-432-0234. Its website is goldmanlancaster.com.