Goldberg Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Goldberg Financial Advisors reports 60 clients. They include 39 high-net-worth individuals, 18 individual clients, and 2 corporations and other businesses. Of its assets, 100.0% ($120M across 236 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 30% | 6% |
| High-net-worth individuals | 65% | 92% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | 3% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 18 | $7.64M | 6.3% | $424K |
| High-net-worth individuals | 39 | $111M | 92.4% | $2.85M |
| Charitable organizations | Fewer than 5 | $47K | 0.0% | $47K |
| Corporations and other businesses | 2 | $1.43M | 1.2% | $715K |
| Total | 60 | $120M | 100% | — |
- Clients
- 18
- Regulatory AUM
- $7.64M
- AUM share
- 6.3%
- Avg. per client
- $424K
- Clients
- 39
- Regulatory AUM
- $111M
- AUM share
- 92.4%
- Avg. per client
- $2.85M
- Clients
- Fewer than 5
- Regulatory AUM
- $47K
- AUM share
- 0.0%
- Avg. per client
- $47K
- Clients
- 2
- Regulatory AUM
- $1.43M
- AUM share
- 1.2%
- Avg. per client
- $715K
Total
- Clients
- 60
- Regulatory AUM
- $120M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Goldberg Financial Advisors charges 1.00% a year for its Comprehensive Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly fees of $500 for financial planning and consulting services.
- Retirement Plan Consulting
- Billed hourly up to $750, as a flat fee from $5,000 to $100,000 a year, or at 0.50% a year of managed plan assets.
Daniel Goldberg owns 75% or more of Goldberg Financial Advisors. The leadership team of Goldberg Financial Advisors includes Chief Compliance Officer Daniel Goldberg. It has 1 employee.
Leadership
- Daniel GoldbergManaging Member and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Goldberg Financial Advisors, LLC
Daniel Goldberg
Control person · since May 2011
Besides its headquarters, Goldberg Financial Advisors has 0 offices, with 1 listed address in California.
California · 1 listed address
- 222 Pacific Coast Highway, 10th Floor, El SegundoHQ
Contact and registration details
- Legal name
- Goldberg Financial Advisors, LLC
- Headquarters
- 222 Pacific Coast Highway, 10th Floor, El Segundo, CA 90245
- Website
- Not reported
- Phone
- 310-995-3396
- SEC file
- 801-135873
- Structure
- California LLC
- Fiscal year end
- December
Goldberg Financial Advisors uses Charles Schwab ($120M) as custodian for its separately managed accounts. Goldberg Financial Advisors has custody of $8.54M in client assets for 3 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $120M100%
At year end, Goldberg Financial Advisors’ separately managed accounts were mostly in funds (50%) and bonds (33%).
What the accounts hold
- Stocks15%
- Funds50%
- Bonds33%
- U.S. government and agency bonds25%
- Investment grade corporate bonds5%
- High-yield corporate bonds2%
- State and local bonds1%
- Other2%
- 2 private reits custodied at charles schwab - blackstone reit + lone oak fund2%
How many clients does Goldberg Financial Advisors have?
Goldberg Financial Advisors has 60 clients and manages $120 million for them, as of April 2026. They include 39 high-net-worth individuals, 18 individual clients, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 April 2026
What services does Goldberg Financial Advisors offer?
Goldberg Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Goldberg Financial Advisors charge?
Goldberg Financial Advisors charges 1.00% a year for its Comprehensive Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 28 April 2026
Which custodians does Goldberg Financial Advisors use?
Goldberg Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $120M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 April 2026
How many financial advisors does Goldberg Financial Advisors have?
Goldberg Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Goldberg Financial Advisors invest in?
At the end of its last fiscal year, Goldberg Financial Advisors’ separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 25% U.S. government and agency bonds, 15% exchange-traded equities, 5% investment grade corporate bonds, 2% high-yield corporate bonds, 2% other and 1% state and local bonds. The 2% other category is described as: 2 Private Reits Custodied at Charles Schwab - Blackstone Reit + Lone Oak Fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Goldberg Financial Advisors have a minimum investment?
Yes, Goldberg Financial Advisors’ minimum account size for its Comprehensive Portfolio Management is $500K.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 28 April 2026
Who owns Goldberg Financial Advisors?
Goldberg Financial Advisors’ direct owner is Daniel Goldberg (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 April 2026
How does Goldberg Financial Advisors get paid?
Goldberg Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Goldberg Financial Advisors?
Goldberg Financial Advisors’ main office is at 222 Pacific Coast Highway, 10th Floor, El Segundo, CA 90245. Its phone number is 310-995-3396.