Giving Tree Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Giving Tree Wealth Advisors reports 225 clients. They include 170 individual clients, 47 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 100.0% ($138M across 225 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 35% |
| High-net-worth individuals | 21% | 62% |
| Pension and profit-sharing plans | 4% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 170 | $48.7M | 35.3% | $287K |
| High-net-worth individuals | 47 | $85.3M | 61.8% | $1.81M |
| Pension and profit-sharing plans | 8 | $4M | 2.9% | $500K |
| Total | 225 | $138M | 100% | $613K |
- Clients
- 170
- Regulatory AUM
- $48.7M
- AUM share
- 35.3%
- Avg. per client
- $287K
- Clients
- 47
- Regulatory AUM
- $85.3M
- AUM share
- 61.8%
- Avg. per client
- $1.81M
- Clients
- 8
- Regulatory AUM
- $4M
- AUM share
- 2.9%
- Avg. per client
- $500K
Total
- Clients
- 225
- Regulatory AUM
- $138M
- AUM share
- 100%
- Avg. per client
- $613K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Giving Tree Wealth Advisors is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- ERISA Plan Services
- Annual fee for ERISA plan services is negotiable, with a maximum of 0.75% on $0 to $10,000,000, 0.50% on $10,000,001 to $20,000,000 and 0.25% above $20,000,000.
- Financial Planning
- Planning fees are billed hourly at $400 for the time estimated to complete the plan, with a minimum of $2,000 (5 hours) for any financial plan.
- Hourly General Consultation
- General consultation is offered at $400 per hour, due within 30 days of the time spent.
It has 2 employees.
Leadership
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 broker-dealer rep
- 1 insurance agent
Besides its headquarters, Giving Tree Wealth Advisors has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 2603 Camino Ramon 200, San RamonHQ
Contact and registration details
- Legal name
- Giving Tree Wealth Advisors
- Headquarters
- 2603 Camino Ramon 200, San Ramon, CA 94583
- Website
- givingtreewealth.com
- Phone
- 844-434-6435
- SEC file
- 801-137000
- Structure
- California partnership
- Fiscal year end
- December
Giving Tree Wealth Advisors does not have custody of client assets.
At year end, Giving Tree Wealth Advisors’ separately managed accounts were largely in funds (46%) and stocks (27%).
What the accounts hold
- Stocks27%
- Funds46%
- Bonds5%
- U.S. government and agency bonds3%
- Sovereign bonds1%
- Investment grade corporate bonds1%
- Cash12%
- Other10%
- Commodity securities held through etfs (gld, slv, cper, iau)10%
How many clients does Giving Tree Wealth Advisors have?
Giving Tree Wealth Advisors has 225 clients and manages $138 million for them, as of September 2026. They include 170 individual clients, 47 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 September 2026
What services does Giving Tree Wealth Advisors offer?
Giving Tree Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Giving Tree Wealth Advisors have?
Giving Tree Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Giving Tree Wealth Advisors invest in?
At the end of its last fiscal year, Giving Tree Wealth Advisors’ separately managed accounts held 46% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 12% cash and equivalents, 10% other, 3% U.S. government and agency bonds, 1% sovereign bonds and 1% investment grade corporate bonds. The 10% other category is described as: Commodity Securities Held Through Etfs (GLD, SLV, Cper, Iau).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does Giving Tree Wealth Advisors get paid?
Giving Tree Wealth Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Giving Tree Wealth Advisors?
Giving Tree Wealth Advisors’ main office is at 2603 Camino Ramon 200, San Ramon, CA 94583. Its phone number is 844-434-6435. Its website is givingtreewealth.com.