Gfo Advisory Services provides portfolio management for pooled vehicles and selecting other managers. The firm advises 8 private funds.
Gfo Advisory Services reports 10 clients. They include 8 pooled investment vehicles and 2 other clients. Of its assets, 100.0% ($351M across 10 accounts) are managed with discretion. Of its clients, 20% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 80% | 100% |
| Other | 20% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 8 | $350M | 99.7% | $43.8M |
| Other | Fewer than 5 | $973K | 0.3% | $486K |
| Total | 10 | $351M | 100% | — |
- Clients
- 8
- Regulatory AUM
- $350M
- AUM share
- 99.7%
- Avg. per client
- $43.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $973K
- AUM share
- 0.3%
- Avg. per client
- $486K
Total
- Clients
- 10
- Regulatory AUM
- $351M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 20%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 8
- Financial planning clients last fiscal year
- 0
Gfo Advisory Services is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Genspring Holdings, Inc. owns 75% or more of Gfo Advisory Services and is in turn owned by Truist Financial Corporation (75% or more). Jeffrey Dunn is CEO; the leadership team includes Chief Investment Officer Keith Lerner and Chief Compliance Officer Patricia Centeno. It has 12 employees.
Leadership
Jeffrey DunnChief Executive Officer- Patricia CentenoChief Compliance Officer
- Keith LernerChief Investment Officer
Staff
- 12 employees
- Owns 75% or more of Gfo Advisory Services, LLC
Genspring Holdings, Inc.
Control person · since July 1999
- Owns 75% or more of Genspring Holdings, Inc.
Truist Financial Corporation
Control person · since March 2001
Gfo Advisory Services’ regulatory assets grew 1.7× from $211M (July 2021) to $351M (September 2026); clients fell from 17 to 10 and employees rose from 9 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $351M | 10 | 12 | 1 |
| May 2025 | $291M | 10 | 10 | 6 |
| July 2024 | $257M | 11 | 11 | 5 |
| March 2023 | $235M | 14 | 11 | 6 |
| March 2022 | $232M | 17 | 11 | 7 |
| July 2021 | $211M | 17 | 9 | 6 |
Besides its headquarters, Gfo Advisory Services has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 4 Greenwich Office Park, 1st Floor, GreenwichHQ
Contact and registration details
- Legal name
- Gfo Advisory Services, LLC
- Headquarters
- 4 Greenwich Office Park, 1st Floor, Greenwich, CT 06831-5115
- Website
- Not reported
- Phone
- 203-661-6616
- SEC file
- 801-56752
- Structure
- Florida LLC
- Fiscal year end
- December
Gfo Advisory Services uses Argent Institutional Trust ($4.16M, 97%) and Truist Bank ($117K, 3%) as custodians for its separately managed accounts. Gfo Advisory Services has custody of $351M in client assets for 10 clients.
- Truist BankTruist Bank · Charlotte, NC · $117K3%
- Argent Institutional TrustArgent Institutional Trust Company · Columbus, OH · $4.16M97%
At year end, Gfo Advisory Services’ separately managed accounts were mostly in funds (57%) and cash (43%).
What the accounts hold
- Funds57%
- Cash43%
How many clients does Gfo Advisory Services have?
Gfo Advisory Services has 10 clients and manages $351 million for them, as of September 2026. They include 8 pooled investment vehicles and 2 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026
What services does Gfo Advisory Services offer?
Gfo Advisory Services provides portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Gfo Advisory Services use?
Gfo Advisory Services’ separately managed account assets are held at Argent Institutional Trust Company (Columbus, OH), with $4.16M and Truist Bank (Charlotte, NC), with $117K. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026
How many financial advisors does Gfo Advisory Services have?
Gfo Advisory Services has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 0 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gfo Advisory Services invest in?
At the end of its last fiscal year, Gfo Advisory Services’ separately managed accounts held 57% pooled vehicles (private funds and similar) and 43% cash and equivalents. It advises 8 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gfo Advisory Services?
Gfo Advisory Services is owned through a holding company by Truist Financial Corporation. Its direct owner is Genspring Holdings, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 September 2026
How does Gfo Advisory Services get paid?
Gfo Advisory Services is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Gfo Advisory Services?
Gfo Advisory Services’ main office is at 4 Greenwich Office Park, 1st Floor, Greenwich, CT 06831-5115. Its phone number is 203-661-6616.