Genesis Financial Group provides financial planning and portfolio management for individuals and small businesses.
Genesis Financial Group reports 73 clients. They include 45 individual clients, 25 high-net-worth individuals and 1 pooled investment vehicle. Of its assets, 100.0% ($171M across 224 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 60% |
| High-net-worth individuals | 34% | 28% |
| Pooled investment vehicles | 1% | 11% |
| Pension and profit-sharing plans | 1% | <1% |
| Corporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 45 | $103M | 60.0% | $2.28M |
| High-net-worth individuals | 25 | $48M | 28.0% | $1.92M |
| Pooled investment vehicles | 1 | $18M | 10.5% | $18M |
| Pension and profit-sharing plans | Fewer than 5 | $1.5M | 0.9% | $1.5M |
| Corporations and other businesses | Fewer than 5 | $1.08M | 0.6% | $1.08M |
| Total | 73 | $171M | 100% | — |
- Clients
- 45
- Regulatory AUM
- $103M
- AUM share
- 60.0%
- Avg. per client
- $2.28M
- Clients
- 25
- Regulatory AUM
- $48M
- AUM share
- 28.0%
- Avg. per client
- $1.92M
- Clients
- 1
- Regulatory AUM
- $18M
- AUM share
- 10.5%
- Avg. per client
- $18M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.5M
- AUM share
- 0.9%
- Avg. per client
- $1.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.08M
- AUM share
- 0.6%
- Avg. per client
- $1.08M
Total
- Clients
- 73
- Regulatory AUM
- $171M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Genesis Financial Group charges up to 2.00% for its Individually Managed Accounts. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.
Fee details and sources
Robert Buonanno owns 75% or more of Genesis Financial Group. Robert Buonanno is CEO. It has 2 employees, 1 of them in advisory roles.
Leadership
Robert BuonannoChief Compliance Officer, Chief Executive Officer & President
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Genesis Financial Group, LLC
Robert Buonanno
Control person · since January 2020
Genesis Financial Group’s regulatory assets grew 1.7× from $102M (May 2025) to $171M (March 2026); clients fell from 93 to 73 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $171M | 73 | 2 | 1 |
| May 2025 | $102M | 93 | 2 | 1 |
Besides its headquarters, Genesis Financial Group has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 80 W Century Road, Suite 303, ParamusHQ
Other business names
Genesis Financial Group has reported 1 other business name to the SEC.
- Legacy TCP Advisory Services
Contact and registration details
- Legal name
- Genesis Financial Group, LLC
- Headquarters
- 80 W Century Road, Suite 303, Paramus, NJ 07652
- Website
- genesisfinancialgroupllc.com
- Phone
- 551-284-4023
- SEC file
- 801-131745
- Structure
- New Jersey LLC
- Fiscal year end
- December
Genesis Financial Group uses Charles Schwab ($171M) as custodian for its separately managed accounts. Genesis Financial Group has custody of $20M in client assets for 1 client.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $171M100%
At year end, Genesis Financial Group’s separately managed accounts were mostly in stocks (85%) and bonds (13%). Its reported 13F holdings for the quarter ended 31 March 2026 total $158M across 103 positions; the largest are Tesla Inc. (6.2%), Palantir Technologies Inc. (5.8%) and GE Vernova Inc. (4.8%).
What the accounts hold
- Stocks85%
- Bonds13%
- U.S. government and agency bonds6%
- Investment grade corporate bonds6%
- State and local bonds1%
- Cash2%
Reported 13F holdings
- $158M
- Reported 13F value
- 103
- Positions
- 43.0%
- In the 10 largest
- —
- Value vs. prior quarter
- Tesla Inc.6.2%
- Palantir Technologies Inc. · CL A5.8%
- GE Vernova Inc.4.8%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF4.4%
- Meta Platforms Inc. · CL A4.1%
- Amazon Com Inc.4.0%
- iShares TR · MSCI Eafe ETF3.9%
- iShares TR · Russell 2000 ETF3.4%
- Kinder Morgan Inc. Del3.3%
- Proshares TR · Ultrashort Qqq3.2%
Together, the ten largest are 43.0% of reported value.
How many clients does Genesis Financial Group have?
Genesis Financial Group has 73 clients and manages $171 million for them, as of March 2026. They include 45 individual clients, 25 high-net-worth individuals and 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does Genesis Financial Group offer?
Genesis Financial Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Genesis Financial Group charge?
Genesis Financial Group charges up to 2.00% for its Individually Managed Accounts. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.
Source: ADV FORM 2A, filed 11 March 2026
Which custodians does Genesis Financial Group use?
Genesis Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $171M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does Genesis Financial Group have?
Genesis Financial Group has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Genesis Financial Group invest in?
At the end of its last fiscal year, Genesis Financial Group’s separately managed accounts held 85% exchange-traded equities, 6% U.S. government and agency bonds, 6% investment grade corporate bonds, 2% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Genesis Financial Group?
Genesis Financial Group’s direct owner is Robert Buonanno (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does Genesis Financial Group get paid?
Genesis Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Genesis Financial Group registered with the SEC?
Yes, Genesis Financial Group has been registered with the SEC as an investment adviser since 10 January 2025. Its CRD number is 327996 and its SEC file number is 801-131745.
Source: Form ADV Part 1A, Item 1, filed 11 March 2026; IAPD firm record
How do I contact Genesis Financial Group?
Genesis Financial Group’s main office is at 80 W Century Road, Suite 303, Paramus, NJ 07652. Its phone number is 551-284-4023. Its website is genesisfinancialgroupllc.com.