Foothills Advisors provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Foothills Advisors reports 188 clients. They include 136 individual clients, 48 high-net-worth individuals, and 3 corporations and other businesses. Of its assets, 100.0% ($142M across 465 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 34% |
| High-net-worth individuals | 26% | 65% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 136 | $47.7M | 33.6% | $351K |
| High-net-worth individuals | 48 | $92.8M | 65.3% | $1.93M |
| Charitable organizations | Fewer than 5 | $907K | 0.6% | $907K |
| Corporations and other businesses | Fewer than 5 | $699K | 0.5% | $233K |
| Total | 188 | $142M | 100% | — |
- Clients
- 136
- Regulatory AUM
- $47.7M
- AUM share
- 33.6%
- Avg. per client
- $351K
- Clients
- 48
- Regulatory AUM
- $92.8M
- AUM share
- 65.3%
- Avg. per client
- $1.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $907K
- AUM share
- 0.6%
- Avg. per client
- $907K
- Clients
- Fewer than 5
- Regulatory AUM
- $699K
- AUM share
- 0.5%
- Avg. per client
- $233K
Total
- Clients
- 188
- Regulatory AUM
- $142M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Foothills Advisors charges up to 1.50% a year for its Method of Compensation and Fee Schedule. The fee is billed in arrears and is negotiable.
Fee details and sources
Jeffrey Jones owns 75% or more of Foothills Advisors. It has 3 employees.
Leadership
Jeffrey JonesManaging Member/CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Foothills Advisors, LLC
Jeffrey Jones
Control person · since August 2018
Foothills Advisors’ regulatory assets grew from $118M (April 2024) to $142M (August 2026); clients were 188 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $142M | 188 | 3 | 1 |
| January 2025 | $104M | 171 | 3 | 1 |
| April 2024 | $118M | 191 | 3 | 1 |
Besides its headquarters, Foothills Advisors has 0 offices, with 1 listed address in Arizona.
Arizona · 1 listed address
- 6702 E Cave Creek Road, #4, Cave CreekHQ
Contact and registration details
- Legal name
- Foothills Advisors, LLC
- Headquarters
- 6702 E Cave Creek Road, #4, Cave Creek, AZ 85331
- Website
- foothillsadvisors.com
- Phone
- 480-203-8879
- SEC file
- 801-129654
- Structure
- Arizona LLC
- Fiscal year end
- December
Foothills Advisors uses Charles Schwab ($142M) as custodian for its separately managed accounts. Foothills Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $142M100%
At year end, Foothills Advisors’ separately managed accounts were mostly in funds (68%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds68%
- Bonds5%
- Investment grade corporate bonds3%
- U.S. government and agency bonds1%
- High-yield corporate bonds1%
- Cash5%
- Other7%
- Alternative non-standard assets.6%
- Derivatives1%
How many clients does Foothills Advisors have?
Foothills Advisors has 188 clients and manages $142 million for them, as of August 2026. They include 136 individual clients, 48 high-net-worth individuals, and 3 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Foothills Advisors offer?
Foothills Advisors provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Foothills Advisors charge?
Foothills Advisors charges up to 1.50% a year for its Method of Compensation and Fee Schedule. The fee is billed in arrears and is negotiable.
Which custodians does Foothills Advisors use?
Foothills Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $142M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Foothills Advisors have?
Foothills Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Foothills Advisors invest in?
At the end of its last fiscal year, Foothills Advisors’ separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 6% other, 5% cash and equivalents, 3% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% high-yield corporate bonds and 1% derivatives. The 6% other category is described as: Alternative Non-Standard Assets.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Foothills Advisors?
Foothills Advisors’ direct owner is Jeffrey Jones (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Foothills Advisors get paid?
Foothills Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Foothills Advisors?
Foothills Advisors’ main office is at 6702 E Cave Creek Road, #4, Cave Creek, AZ 85331. Its phone number is 480-203-8879. Its website is foothillsadvisors.com.