Fogarty Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Fogarty Wealth Management reports 150 clients. They include 86 individual clients, 60 high-net-worth individuals, and 4 corporations and other businesses. Of its assets, 100.0% ($135M across 339 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 18% |
| High-net-worth individuals | 40% | 76% |
| Corporations and other businesses | 3% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 86 | $24.8M | 18.3% | $288K |
| High-net-worth individuals | 60 | $103M | 76.1% | $1.72M |
| Corporations and other businesses | 4 | $7.48M | 5.5% | $1.87M |
| Total | 150 | $135M | 100% | $902K |
- Clients
- 86
- Regulatory AUM
- $24.8M
- AUM share
- 18.3%
- Avg. per client
- $288K
- Clients
- 60
- Regulatory AUM
- $103M
- AUM share
- 76.1%
- Avg. per client
- $1.72M
- Clients
- 4
- Regulatory AUM
- $7.48M
- AUM share
- 5.5%
- Avg. per client
- $1.87M
Total
- Clients
- 150
- Regulatory AUM
- $135M
- AUM share
- 100%
- Avg. per client
- $902K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Fogarty Wealth Management charges 0.50%–2.00% a year for its Asset Management. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- ERISA Plan Services
- Annual fee of up to 1% of the included plan assets, negotiable; a flat fee may be charged instead.
- Financial Planning and Consulting
- Negotiable fixed fee of $1,000 to $10,000, or an hourly rate of $350; one half is paid at the start of the planning process.
- Variable Annuity Management
- Annual fee of up to 0.75% of assets managed, disclosed before the advisory agreement is signed; the fee may be negotiable.
Frederick Fogarty owns 75% or more of Fogarty Wealth Management. The leadership team of Fogarty Wealth Management includes President Frederick Fogarty. It has 1 employee.
Leadership
- Frederick FogartyPresident/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Fogarty Wealth Management, Inc.
Frederick Fogarty
Control person · since May 2016
Fogarty Wealth Management’s regulatory assets grew from $119M (March 2025) to $135M (March 2026); clients were 150 in both filings and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $135M | 150 | 1 | 2 |
| March 2025 | $119M | 147 | 1 | 2 |
Besides its headquarters, Fogarty Wealth Management has 1 office, with 2 listed addresses in Texas.
Texas · 2 listed addresses
- 4501 Cartwright Road,, Suite 101, Missouri CityHQ
- 1601 W. Webster Street, Houston
Contact and registration details
- Legal name
- Fogarty Wealth Management, Inc.
- Headquarters
- 4501 Cartwright Road,, Suite 101, Missouri City, TX 77459
- Website
- fogartywm.com
- Phone
- 281-403-1818
- SEC file
- 801-131064
- Structure
- Texas corporation
- Fiscal year end
- December
Fogarty Wealth Management uses Charles Schwab ($131M) as custodian for its separately managed accounts. Fogarty Wealth Management has custody of $3.05M in client assets for 41 clients.
- Charles SchwabCharles Schwab · Westlake, TX · $131M100%
At year end, Fogarty Wealth Management’s separately managed accounts were mostly in funds (83%).
What the accounts hold
- Stocks8%
- Funds83%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash6%
- Other1%
- Non-traded reits1%
How many clients does Fogarty Wealth Management have?
Fogarty Wealth Management has 150 clients and manages $135 million for them, as of March 2026. They include 86 individual clients, 60 high-net-worth individuals, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Fogarty Wealth Management offer?
Fogarty Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fogarty Wealth Management charge?
Fogarty Wealth Management charges 0.50%–2.00% a year for its Asset Management. The fee is billed in advance and is negotiable.
Source: ADV2A&2B SEC, filed 6 March 2026
Which custodians does Fogarty Wealth Management use?
Fogarty Wealth Management’s separately managed account assets are held at Charles Schwab (Westlake, TX), with $131M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Fogarty Wealth Management have?
Fogarty Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fogarty Wealth Management invest in?
At the end of its last fiscal year, Fogarty Wealth Management’s separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 6% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Non-Traded Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fogarty Wealth Management?
Fogarty Wealth Management’s direct owner is Frederick Fogarty (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Fogarty Wealth Management get paid?
Fogarty Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fogarty Wealth Management?
Fogarty Wealth Management’s main office is at 4501 Cartwright Road,, Suite 101, Missouri City, TX 77459. Its phone number is 281-403-1818. Its website is fogartywm.com.