Five Oceans Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, education planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Five Oceans Advisors reports 117 clients. They include 74 high-net-worth individuals and 43 individual clients. Of its assets, 96.6% ($440M across 518 accounts) are managed with discretion; $15.7M across 46 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 37% | 11% |
| High-net-worth individuals | 63% | 87% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 43 | $51.9M | 11.4% | $1.21M |
| High-net-worth individuals | 74 | $398M | 87.3% | $5.38M |
| Pension and profit-sharing plans | Fewer than 5 | $246K | 0.1% | — |
| Corporations and other businesses | Fewer than 5 | $5.73M | 1.3% | — |
| Total | 117 | $456M | 100% | — |
- Clients
- 43
- Regulatory AUM
- $51.9M
- AUM share
- 11.4%
- Avg. per client
- $1.21M
- Clients
- 74
- Regulatory AUM
- $398M
- AUM share
- 87.3%
- Avg. per client
- $5.38M
- Clients
- Fewer than 5
- Regulatory AUM
- $246K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $5.73M
- AUM share
- 1.3%
- Avg. per client
- —
Total
- Clients
- 117
- Regulatory AUM
- $456M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Five Oceans Advisors charges 1.00% a year for its Advisory fee. The fee is billed in advance or in arrears, is negotiable and has a $2,500 annual minimum.
Fee details and sources
Marc Campbell owns 50% to 75% of Five Oceans Advisors. The leadership team of Five Oceans Advisors includes President Trisa Summers and Chief Compliance Officer Spencer Rand. It has 8 employees, 4 of them in advisory roles.
Leadership
Trisa SummersPresident- Spencer RandChief Compliance Officer
- Marc CampbellMember
- David NewsonMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Five Oceans Advisors LLC
Marc Campbell
Control person · since February 2020
- Owns 50% to 75% of Five Oceans Advisors LLC
Christopher Girbes-Pierce
Control person · since May 2020
- Owns 5% to 10% of Five Oceans Advisors LLC
David Newson
since January 2026
Five Oceans Advisors’ regulatory assets grew from $357M (July 2021) to $456M (January 2026); clients fell from 127 to 117 and employees rose from 6 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $456M | 117 | 8 | 4 |
| Feb 2025February 2025 | $408M | 114 | 7 | 4 |
| Feb 2024February 2024 | $496M | 137 | 7 | 2 |
| Aug 2023August 2023 | $499M | 143 | 6 | 2 |
| Feb 2022February 2022 | $384M | 130 | 6 | 2 |
| Jul 2021July 2021 | $357M | 127 | 6 | 2 |
Besides its headquarters, Five Oceans Advisors has 3 offices (3 private residences, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Five Oceans Advisors LLC
- Headquarters
- Not reported
- Website
- fiveoceansadvisors.com
- Phone
- 310-507-9180
- @fiveoceansadvisors
- SEC file
- 801-118502
- Founded
- 2020
- Structure
- California LLC
- Fiscal year end
- December
Five Oceans Advisors’ named custodian for separately managed accounts is Charles Schwab ($427M). Five Oceans Advisors has custody of $4M for 1 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $427M100%
At year end, Five Oceans Advisors’ separately managed accounts were mostly in stocks (80%) and funds (17%).
What the accounts hold
- Stocks80%
- Funds17%
- Cash3%
How many clients does Five Oceans Advisors have?
Five Oceans Advisors has 117 clients and manages $456 million for them, as of January 2026. They include 74 high-net-worth individuals and 43 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 January 2026
What services does Five Oceans Advisors offer?
Five Oceans Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Five Oceans Advisors charge?
Five Oceans Advisors charges 1.00% a year for its Advisory fee. The fee is billed in advance or in arrears, is negotiable and has a $2,500 annual minimum.
Source: ADV PART 2A- FIVE OCEANS ADVISORS LLC, filed 23 January 2026
Which custodians does Five Oceans Advisors use?
Five Oceans Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $427M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 January 2026
How many financial advisors does Five Oceans Advisors have?
Five Oceans Advisors has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Five Oceans Advisors invest in?
At the end of its last fiscal year, Five Oceans Advisors’ separately managed accounts held 80% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Five Oceans Advisors?
Five Oceans Advisors’ direct owners are Marc Campbell (50% to 75%), Christopher Girbes-Pierce (50% to 75%) and David Newson (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 January 2026
How does Five Oceans Advisors get paid?
Five Oceans Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Five Oceans Advisors?
Its phone number is 310-507-9180. Its website is fiveoceansadvisors.com.