First Georgetown Securities provides portfolio management for individuals and small businesses.
First Georgetown Securities reports 123 clients. They include 100 high-net-worth individuals and 23 individual clients. Of its assets, 100.0% ($116M across 123 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 19% | 35% |
| High-net-worth individuals | 81% | 65% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 23 | $40.5M | 35.0% | $1.76M |
| High-net-worth individuals | 100 | $75.2M | 65.0% | $752K |
| Total | 123 | $116M | 100% | $941K |
- Clients
- 23
- Regulatory AUM
- $40.5M
- AUM share
- 35.0%
- Avg. per client
- $1.76M
- Clients
- 100
- Regulatory AUM
- $75.2M
- AUM share
- 65.0%
- Avg. per client
- $752K
Total
- Clients
- 123
- Regulatory AUM
- $116M
- AUM share
- 100%
- Avg. per client
- $941K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
First Georgetown Securities is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
It has 4 employees, 2 of them in advisory roles.
Leadership
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 4 broker-dealer reps
Besides its headquarters, First Georgetown Securities has 0 offices, with 1 listed address in Virginia.
Virginia · 1 listed address
- 1700 Diagonal RD., Suite 200, AlexandriaHQ
Contact and registration details
- Legal name
- First Georgetown Securities, Inc.
- Headquarters
- 1700 Diagonal RD., Suite 200, Alexandria, VA 22314
- Website
- firstgeorgetown.com
- Phone
- 703-519-7700
- SEC file
- 801-136757
- Structure
- Delaware corporation
- Fiscal year end
- July
First Georgetown Securities has custody of $116M in client assets for 123 clients.
At year end, First Georgetown Securities’ separately managed accounts were mostly in stocks (100%).
What the accounts hold
- Stocks100%
- Exchange-traded equities65%
- Non-exchange-traded equities35%
How many clients does First Georgetown Securities have?
First Georgetown Securities has 123 clients and manages $116 million for them, as of August 2026. They include 100 high-net-worth individuals and 23 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 August 2026
What services does First Georgetown Securities offer?
First Georgetown Securities provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does First Georgetown Securities have?
First Georgetown Securities has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does First Georgetown Securities invest in?
At the end of its last fiscal year, First Georgetown Securities’ separately managed accounts held 65% exchange-traded equities and 35% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does First Georgetown Securities get paid?
First Georgetown Securities is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is First Georgetown Securities registered with the SEC?
Yes, First Georgetown Securities has been registered with the SEC as an investment adviser since 5 August 2026. Its CRD number is 5871 and its SEC file number is 801-136757.
Source: Form ADV Part 1A, Item 1, filed 12 August 2026; IAPD firm record
How do I contact First Georgetown Securities?
First Georgetown Securities’ main office is at 1700 Diagonal RD., Suite 200, Alexandria, VA 22314. Its phone number is 703-519-7700. Its website is firstgeorgetown.com.