Fields Gottscho Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Fields Gottscho Capital Management reports 84 clients. They include 72 high-net-worth individuals, 7 individual clients, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($333M across 184 accounts) are managed with discretion. Of its clients, 5% are outside the U.S. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 8% | <1% |
| High-net-worth individuals | 86% | 94% |
| Pension and profit-sharing plans | 6% | 4% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 7 | $3.11M | 0.9% | $444K |
| High-net-worth individuals | 72 | $314M | 94.4% | $4.37M |
| Pension and profit-sharing plans | 5 | $12.5M | 3.7% | $2.5M |
| Corporations and other businesses | Fewer than 5 | $3.09M | 0.9% | — |
| Total | 84 | $333M | 100% | — |
- Clients
- 7
- Regulatory AUM
- $3.11M
- AUM share
- 0.9%
- Avg. per client
- $444K
- Clients
- 72
- Regulatory AUM
- $314M
- AUM share
- 94.4%
- Avg. per client
- $4.37M
- Clients
- 5
- Regulatory AUM
- $12.5M
- AUM share
- 3.7%
- Avg. per client
- $2.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.09M
- AUM share
- 0.9%
- Avg. per client
- —
Total
- Clients
- 84
- Regulatory AUM
- $333M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 5%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
Fields Gottscho Capital Management charges up to 1.00% a year for its Investment Management Services. The fee is billed in advance, is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Investment Consulting Services
- For clients without managed accounts, investment consulting is billed at a negotiable $700 per hour, with a one-hour minimum, after the service is rendered.
Christopher Gottscho owns 75% or more of Fields Gottscho Capital Management. The leadership team of Fields Gottscho Capital Management includes President Christopher Gottscho and Chief Compliance Officer Veronica Perez. It has 4 employees.
Leadership
- Christopher GottschoManaging Member, President
- Veronica PerezChief Compliance Officer
Staff
- 4 employees
- 4 in advisory functions
- Owns 75% or more of Fields Gottscho Capital Management LLC
Christopher Gottscho
Control person · since June 2005
Fields Gottscho Capital Management’s regulatory assets grew from $249M (March 2021) to $333M (March 2026); clients fell from 91 to 84 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $333M | 84 | 4 | 3 |
| March 2025 | $324M | 87 | 4 | 3 |
| March 2024 | $269M | 90 | 4 | 2 |
| March 2023 | $232M | 88 | 4 | 2 |
| March 2022 | $287M | 88 | 4 | 3 |
| March 2021 | $249M | 91 | 4 | 3 |
Besides its headquarters, Fields Gottscho Capital Management has 2 offices, with 3 listed addresses in New Jersey, New York and Virginia.
New Jersey · 1 listed address
- 197 Route 18 South, East Brunswick
New York · 1 listed address
- 1120 Avenues of the Americas, New York
Virginia · 1 listed address
- 1010 Ednam Center, Suite 211, CharlottesvilleHQ
Contact and registration details
- Legal name
- Fields Gottscho Capital Management LLC
- Headquarters
- 1010 Ednam Center, Suite 211, Charlottesville, VA 22903
- Website
- fieldsgottscho.com
- Phone
- 800-628-3812
- SEC file
- 801-64611
- Founded
- 2005
- Structure
- Delaware LLC
- Fiscal year end
- December
Fields Gottscho Capital Management uses Charles Schwab ($328M) as custodian for its separately managed accounts. Fields Gottscho Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $328M100%
At year end, Fields Gottscho Capital Management’s separately managed accounts were mostly in stocks (97%).
What the accounts hold
- Stocks97%
- Bonds2%
- Cash1%
How many clients does Fields Gottscho Capital Management have?
Fields Gottscho Capital Management has 84 clients and manages $333 million for them, as of March 2026. They include 72 high-net-worth individuals, 7 individual clients, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Fields Gottscho Capital Management offer?
Fields Gottscho Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fields Gottscho Capital Management charge?
Fields Gottscho Capital Management charges up to 1.00% a year for its Investment Management Services. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Source: NORMAN FIELDS, GOTTSCHO CAPITAL MANAGEMENT, LLC, filed 10 March 2026
Which custodians does Fields Gottscho Capital Management use?
Fields Gottscho Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $328M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Fields Gottscho Capital Management have?
Fields Gottscho Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fields Gottscho Capital Management invest in?
At the end of its last fiscal year, Fields Gottscho Capital Management’s separately managed accounts held 97% exchange-traded equities, 2% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Fields Gottscho Capital Management have a minimum investment?
Yes, Fields Gottscho Capital Management’s minimum account size for its Investment Management Services is $500K.
Source: NORMAN FIELDS, GOTTSCHO CAPITAL MANAGEMENT, LLC, filed 10 March 2026
Who owns Fields Gottscho Capital Management?
Fields Gottscho Capital Management’s direct owner is Christopher Gottscho (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Fields Gottscho Capital Management get paid?
Fields Gottscho Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Fields Gottscho Capital Management registered with the SEC?
Yes, Fields Gottscho Capital Management has been registered with the SEC as an investment adviser since 22 August 2005. Its CRD number is 136069 and its SEC file number is 801-64611.
Source: Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record
How do I contact Fields Gottscho Capital Management?
Fields Gottscho Capital Management’s main office is at 1010 Ednam Center, Suite 211, Charlottesville, VA 22903. Its phone number is 800-628-3812. Its website is fieldsgottscho.com.