Fielder Capital Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Fielder Capital Group reports 131 clients. They include 99 high-net-worth individuals, 13 individual clients and 11 charitable organizations. Of its assets, 95.6% ($1.16B across 563 accounts) are managed with discretion; $52.9M across 76 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 10% | <1% |
| High-net-worth individuals | 76% | 84% |
| Pension and profit-sharing plans | 4% | <1% |
| Charitable organizations | 8% | 5% |
| Insurance companies | <1% | 9% |
| Other client typesCorporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 13 | $6.64M | 0.5% | $511K |
| High-net-worth individuals | 99 | $1.02B | 83.7% | $10.3M |
| Pension and profit-sharing plans | 5 | $8.77M | 0.7% | $1.75M |
| Charitable organizations | 11 | $66.1M | 5.4% | $6.01M |
| Insurance companies | 1 | $107M | 8.8% | $107M |
| Corporations and other businesses | 2 | $9.59M | 0.8% | $4.79M |
| Total | 131 | $1.21B | 100% | $9.27M |
- Clients
- 13
- Regulatory AUM
- $6.64M
- AUM share
- 0.5%
- Avg. per client
- $511K
- Clients
- 99
- Regulatory AUM
- $1.02B
- AUM share
- 83.7%
- Avg. per client
- $10.3M
- Clients
- 5
- Regulatory AUM
- $8.77M
- AUM share
- 0.7%
- Avg. per client
- $1.75M
- Clients
- 11
- Regulatory AUM
- $66.1M
- AUM share
- 5.4%
- Avg. per client
- $6.01M
- Clients
- 1
- Regulatory AUM
- $107M
- AUM share
- 8.8%
- Avg. per client
- $107M
- Clients
- 2
- Regulatory AUM
- $9.59M
- AUM share
- 0.8%
- Avg. per client
- $4.79M
Total
- Clients
- 131
- Regulatory AUM
- $1.21B
- AUM share
- 100%
- Avg. per client
- $9.27M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Fielder Capital Group charges 0.49%–0.77% a year for its Investment advisory fees. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$5M | 0.77% |
| $5M–$10M | 0.59% |
| $10M and above | 0.49% |
Fee details and sources
Other fees
- 401(k) participant accounts
- Individual 401(k) or 403(b) participant accounts reached through Pontera are charged 0.49% a year regardless of assets, billed quarterly in advance.
- Assets under administration
- Reporting and administration for assets Fielder does not manage: 0.18% a year on the first $10 million, negotiable above, billed quarterly in advance.
Frank Byrd owns 50% to 75% of Fielder Capital Group. The leadership team of Fielder Capital Group includes Chief Investment Officer Stephen Korn and Chief Compliance Officer Frank Byrd. It has 11 employees, 5 of them in advisory roles.
Leadership
- Frank ByrdManaging Member and Chief Compliance Officer
- Neil GreenspanChief Operations Officer
- Stephen KornChief Investment Officer & Partner
- Nathaniel FriggePartner
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- Andrew David Boulineau
- Frank Chearella Byrd III
- Mauricio Cortes Resendiz
- Nathaniel Robert Frigge
- Cole Jonathan Hickerson
- Stephen Lawrence Korn
- Jennifer Lea Miller
- Adam Christopher Schooley
Staff
- 11 employees
- 5 in advisory functions
- 8 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of Fielder Capital Group LLC
Frank Byrd
Control person · since March 2011
- Owns 25% to 50% of Fielder Capital Group LLC
Stephen Korn
Control person · since December 2018
- Owns 5% to 10% of Fielder Capital Group LLC
Nathaniel Frigge
Control person · since March 2024
Fielder Capital Group’s regulatory assets grew 3.7× from $326M (July 2021) to $1.21B (March 2026); clients rose from 70 to 131 and employees from 4 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.21B | 131 | 11 | 1 |
| July 2025 | $1.06B | 118 | 11 | 1 |
| March 2024 | $835M | 104 | 9 | 1 |
| March 2023 | $440M | 88 | 7 | 1 |
| March 2022 | $443M | 77 | 6 | 1 |
| July 2021 | $326M | 70 | 4 | 1 |
Besides its headquarters, Fielder Capital Group has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 1222 Demonbreun Street, Suite 1610, NashvilleHQ
Contact and registration details
- Legal name
- Fielder Capital Group LLC
- Headquarters
- 1222 Demonbreun Street, Suite 1610, Nashville, TN 37203
- Website
- fieldercapital.com
- Phone
- 212-918-4860
- @fielder-capital-group-llc
- SEC file
- 801-110357
- Structure
- Delaware LLC
- Fiscal year end
- December
Fielder Capital Group uses Fidelity ($640M, 56%) and Charles Schwab ($513M, 44%) as custodians for its separately managed accounts. Fielder Capital Group has custody of $669M in client assets for 108 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $513M44%
- FidelityNational Financial Services LLC · Boston, MA · $640M56%
At year end, Fielder Capital Group’s separately managed accounts were mostly in funds (53%) and bonds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $462M across 303 positions; the largest are Global X Fds (4.7%), Vaneck ETF Trust (3.6%) and iShares Gold TR (3.6%).
What the accounts hold
- Stocks22%
- Funds53%
- Registered funds49%
- Pooled vehicles4%
- Bonds24%
- U.S. government and agency bonds23%
- State and local bonds1%
- Cash1%
Reported 13F holdings
- $462M
- Reported 13F value
- 303
- Positions
- 32.2%
- In the 10 largest
- +0.6%
- Value vs. prior quarter
- Global X Fds · Global X Copper4.7%
- Vaneck ETF Trust · Gold Miners ETF3.6%
- iShares Gold TR · iShares New3.6%
- iShares Gold Trust Micro · Shs Repstg UN TR3.4%
- Texas Pacific Land Corporati3.3%
- Vaneck ETF Trust · Junior Gold Mine3.1%
- Select Sector SPDR TR · ST Str Energ ETF2.9%
- Simplify Exchange Traded Fun · Managed Futures2.7%
- Kraneshares Trust · California Carb2.5%
- Sprott Asset Management LP · Physical Platinu2.4%
Together, the ten largest are 32.2% of reported value.
How many clients does Fielder Capital Group have?
Fielder Capital Group has 131 clients and manages $1.21 billion for them, as of March 2026. They include 99 high-net-worth individuals, 13 individual clients and 11 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Fielder Capital Group offer?
Fielder Capital Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fielder Capital Group charge?
Fielder Capital Group charges 0.49%–0.77% a year for its Investment advisory fees. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000.
Source: FIELDER CAPITAL GROUP LLC DISCLOSURE BROCHURE, filed 30 March 2026
Which custodians does Fielder Capital Group use?
Fielder Capital Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $640M and Charles Schwab & Co., Inc. (Westlake, TX), with $513M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Fielder Capital Group have?
Fielder Capital Group has 8 investment adviser representatives registered with state securities authorities, out of 11 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fielder Capital Group invest in?
At the end of its last fiscal year, Fielder Capital Group’s separately managed accounts held 49% registered funds (mutual funds, ETFs, BDCs), 23% U.S. government and agency bonds, 22% exchange-traded equities, 4% pooled vehicles (private funds and similar), 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Fielder Capital Group have a minimum investment?
Yes, Fielder Capital Group’s minimum account size for its Investment advisory fees is $5M.
Source: FIELDER CAPITAL GROUP LLC DISCLOSURE BROCHURE, filed 30 March 2026
Who owns Fielder Capital Group?
Fielder Capital Group’s direct owners are Frank Byrd (50% to 75%), Stephen Korn (25% to 50%) and Nathaniel Frigge (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Fielder Capital Group get paid?
Fielder Capital Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Fielder Capital Group registered with the SEC?
Yes, Fielder Capital Group has been registered with the SEC as an investment adviser since 10 April 2017. Its CRD number is 156737 and its SEC file number is 801-110357.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact Fielder Capital Group?
Fielder Capital Group’s main office is at 1222 Demonbreun Street, Suite 1610, Nashville, TN 37203. Its phone number is 212-918-4860. Its website is fieldercapital.com.