Fiduciary Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, education planning, insurance, retirement plan services, tax planning, and tax preparation. Financial planning was provided to 251–500 clients last fiscal year.
Fiduciary Financial Group reports 415 clients. They include 251 high-net-worth individuals, 161 individual clients, and 3 corporations and other businesses. Of its assets, 99.3% ($1.11B across 1,603 accounts) are managed with discretion; $8.37M across 4 accounts are not. Of its clients, 1% are outside the U.S. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 39% | 6% |
| High-net-worth individuals | 60% | 94% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 161 | $64.1M | 5.7% | $398K |
| High-net-worth individuals | 251 | $1.06B | 94.1% | $4.21M |
| Corporations and other businesses | 3 | $2.08M | 0.2% | $692K |
| Total | 415 | $1.12B | 100% | $2.71M |
- Clients
- 161
- Regulatory AUM
- $64.1M
- AUM share
- 5.7%
- Avg. per client
- $398K
- Clients
- 251
- Regulatory AUM
- $1.06B
- AUM share
- 94.1%
- Avg. per client
- $4.21M
- Clients
- 3
- Regulatory AUM
- $2.08M
- AUM share
- 0.2%
- Avg. per client
- $692K
Total
- Clients
- 415
- Regulatory AUM
- $1.12B
- AUM share
- 100%
- Avg. per client
- $2.71M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Fiduciary Financial Group charges 0.35%–0.95% a year for its Asset Management. The fee is billed in advance, is negotiable and has a $7,200 annual minimum. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- ERISA Plan Services
- Annual fee based on the market value of plan assets, not to exceed 1%, negotiable and billed quarterly or monthly in arrears or in advance.
- Ongoing Financial Planning Services
- Stand-alone ongoing planning carries a negotiable fixed annual fee between $7,200 and $100,000, billed in equal monthly installments at the start of each month.
Richard Davey owns 25% to 50% of Fiduciary Financial Group. The leadership team of Fiduciary Financial Group includes Chief Compliance Officer Christopher Moore. It has 9 employees.
Leadership
- Christopher MooreChief Compliance Officer
- Richard DaveyManaging Member
- Trevor ScottoMember
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Shayne Kayel Cooper
- Richard Lloyd Davey
- Benjamin Britton Fookes
- Gavin Aldecoa Gamboa
- Christopher Joseph Moore
- Cassidy Murphy
- Jacqueline Halo Rowe
- Trevor Patrick Scotto
- Thomas Whitney Vogelheim
Staff
- 9 employees
- 9 in advisory functions
- 9 state-registered reps
- 2 soliciting firms
- Owns 25% to 50% of Fiduciary Financial Group, LLC
Richard Davey
Control person · since November 2016
- Owns 25% to 50% of Fiduciary Financial Group, LLC
Trevor Scotto
since January 2019
- Owns 25% to 50% of Fiduciary Financial Group, LLC
Cooper & Vogelheim LLP
since August 2020
- Owns 75% or more of Cooper & Vogelheim LLP
Thomas Vogelheim
Control person · since January 2020
Fiduciary Financial Group’s regulatory assets grew 4.6× from $244M (July 2021) to $1.12B (August 2026); clients rose from 217 to 415 and employees from 5 to 9. In 2020, Cooper & Vogelheim joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.12B | 415 | 9 | 5 |
| March 2025 | $698M | 351 | 9 | 3 |
| July 2024 | $545M | 322 | 8 | 4 |
| July 2023 | $485M | 299 | 7 | 3 |
| June 2022 | $323M | 236 | 7 | 4 |
| July 2021 | $244M | 217 | 5 | 4 |
Firms that joined
20201 joined
- Cooper & VogelheimNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Fiduciary Financial Group has 4 offices (2 private residences, listed without an address), with 3 listed addresses in California and Idaho.
California · 2 listed addresses
- 1101 Fifth Avenue, Suite 305, San RafaelHQ
- 1299 Newell Hill Place, Walnut Creek
Idaho · 1 listed address
- 2601 N Bogus Basin RD., Boise
Contact and registration details
- Legal name
- Fiduciary Financial Group, LLC
- Headquarters
- 1101 Fifth Avenue, Suite 305, San Rafael, CA 94901
- Website
- ffgwealth.com
- Phone
- 415-352-1100
- @17900343
- SEC file
- 801-121655
- Founded
- 2016
- Structure
- California LLC
- Fiscal year end
- December
Fiduciary Financial Group uses Charles Schwab ($1.11B) as custodian for its separately managed accounts. Fiduciary Financial Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.11B100%
At year end, Fiduciary Financial Group’s separately managed accounts were largely in funds (44%) and stocks (42%). Its reported 13F holdings for the quarter ended 30 June 2026 total $882M across 373 positions; the largest are iShares TR (7.7%), Apple Inc. (6.3%) and Schwab Strategic TR (6.3%).
What the accounts hold
- Stocks42%
- Funds44%
- Registered funds43%
- Pooled vehicles1%
- Bonds8%
- U.S. government and agency bonds6%
- State and local bonds2%
- Cash6%
Reported 13F holdings
- $882M
- Reported 13F value
- 373
- Positions
- 43.4%
- In the 10 largest
- +17.0%
- Value vs. prior quarter
- iShares TR · 0-3 Mth Treasury7.7%
- Apple Inc.6.3%
- Schwab Strategic TR · Sht TM US Tres6.3%
- Dimensional ETF Trust · US Cor Equ 2 ETF4.5%
- Dimensional ETF Trust · Internatnal Val4.2%
- Dimensional ETF Trust · Emgr Cre EQT Mng3.7%
- Vanguard Index Fds · Value ETF3.6%
- Dimensional ETF Trust · Intl Core EQT MK3.5%
- Vanguard BD Index Fds · Intermed Term1.8%
- Dimensional ETF Trust · US Targeted Vlu1.8%
Together, the ten largest are 43.4% of reported value.
How many clients does Fiduciary Financial Group have?
Fiduciary Financial Group has 415 clients and manages $1.12 billion for them, as of August 2026. They include 251 high-net-worth individuals, 161 individual clients, and 3 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026
What services does Fiduciary Financial Group offer?
Fiduciary Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, education planning, insurance, retirement plan services, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Fiduciary Financial Group charge?
Fiduciary Financial Group charges 0.35%–0.95% a year for its Asset Management. The fee is billed in advance, is negotiable and has a $7,200 annual minimum.
Which custodians does Fiduciary Financial Group use?
Fiduciary Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.11B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026
How many financial advisors does Fiduciary Financial Group have?
Fiduciary Financial Group has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fiduciary Financial Group invest in?
At the end of its last fiscal year, Fiduciary Financial Group’s separately managed accounts held 43% registered funds (mutual funds, ETFs, BDCs), 42% exchange-traded equities, 6% U.S. government and agency bonds, 6% cash and equivalents, 2% state and local bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fiduciary Financial Group?
Fiduciary Financial Group is owned through a holding company by Thomas Vogelheim. Its direct owners are Richard Davey, Trevor Scotto and Cooper & Vogelheim LLP, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 26 August 2026
How does Fiduciary Financial Group get paid?
Fiduciary Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Fiduciary Financial Group registered with the SEC?
Yes, Fiduciary Financial Group has been registered with the SEC as an investment adviser since 1 July 2021. Its CRD number is 285681 and its SEC file number is 801-121655.
Source: Form ADV Part 1A, Item 1, filed 26 August 2026; IAPD firm record
How do I contact Fiduciary Financial Group?
Fiduciary Financial Group’s main office is at 1101 Fifth Avenue, Suite 305, San Rafael, CA 94901. Its phone number is 415-352-1100. Its website is ffgwealth.com.