Fiduciary Alliance provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Fiduciary Alliance reports 8,964 clients. They include 6,356 individual clients, 2,388 high-net-worth individuals, and 168 corporations and other businesses. Of its assets, 98.2% ($2.48B across 8,921 accounts) are managed with discretion; $45.4M across 234 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 48% |
| High-net-worth individuals | 27% | 45% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
| Other investment advisers | Fewer than 5 | 3% |
| Other client typesCorporations and other businesses; Other | 2% | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 6,356 | $1.22B | 48.3% | $192K |
| High-net-worth individuals | 2,388 | $1.13B | 44.7% | $473K |
| Pension and profit-sharing plans | 12 | $11.4M | 0.5% | $951K |
| Charitable organizations | 9 | $9.91M | 0.4% | $1.1M |
| Other investment advisers | Fewer than 5 | $83.1M | 3.3% | — |
| Corporations and other businesses | 168 | $66.3M | 2.6% | $395K |
| Other | 31 | $5.42M | 0.2% | $175K |
| Total | 8,964 | $2.53B | 100% | — |
- Clients
- 6,356
- Regulatory AUM
- $1.22B
- AUM share
- 48.3%
- Avg. per client
- $192K
- Clients
- 2,388
- Regulatory AUM
- $1.13B
- AUM share
- 44.7%
- Avg. per client
- $473K
- Clients
- 12
- Regulatory AUM
- $11.4M
- AUM share
- 0.5%
- Avg. per client
- $951K
- Clients
- 9
- Regulatory AUM
- $9.91M
- AUM share
- 0.4%
- Avg. per client
- $1.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $83.1M
- AUM share
- 3.3%
- Avg. per client
- —
- Clients
- 168
- Regulatory AUM
- $66.3M
- AUM share
- 2.6%
- Avg. per client
- $395K
- Clients
- 31
- Regulatory AUM
- $5.42M
- AUM share
- 0.2%
- Avg. per client
- $175K
Total
- Clients
- 8,964
- Regulatory AUM
- $2.53B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Fiduciary Alliance charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Planning Fees
- Estate planning fees depend on the complexity of the services needed, are agreed at the start of the engagement, and range from $1,000 to $3,000.
- Financial Planning Fixed Fee
- Fixed fee agreed before work starts, ranging from $500 to $40,000 and negotiable; billed in advance, with no more than $1,200 billed more than 6 months ahead.
- Financial Planning Hourly Fee
- Financial plans completed on an hourly basis are billed at $350 per hour, negotiable.
Brian Boughner owns 75% or more of Fiduciary Alliance. The leadership team of Fiduciary Alliance includes Chief Investment Officer Gregory Towner and Chief Compliance Officer Susan Harvell. It has 76 employees, 45 of them in advisory roles.
Staff
- 76 employees
- 45 in advisory functions
- 45 state-registered reps
- 1 broker-dealer rep
- 32 insurance agents
- 1 soliciting firm
- Owns 75% or more of Fiduciary Alliance LLC
Brian Boughner
Control person · since August 2016
Fiduciary Alliance’s regulatory assets grew 8.4× from $302M (July 2021) to $2.53B (September 2026); clients rose from 1,486 to 8,964 and employees from 13 to 76.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $2.53B | 8,964 | 76 | 26 |
| Jun 2025June 2025 | $1.92B | 6,662 | 63 | 22 |
| Jul 2024July 2024 | $1.23B | 2,291 | 42 | 15 |
| Jun 2023June 2023 | $865M | 1,616 | 37 | 13 |
| Mar 2022March 2022 | $626M | 1,489 | 13 | 3 |
| Jul 2021July 2021 | $302M | 1,486 | 13 | 3 |
Besides its headquarters, Fiduciary Alliance has 25 offices (3 private residences, listed without an address), with 23 listed addresses across 11 states.
South Carolina · 5 listed addresses
- 135 S Main St, Suite 600, GreenvilleHQ
- 146 E Carolina Ave, Hartsville
- 916 E North 1st St, Seneca
- 223 East Blackstock Road, Spartanburg
- 149 W Main Street, Spartanburg
Texas · 4 listed addresses
- 624 West 21st St, Houston
- 2200 Space Park DR, Houston
- 4201 Bee Cave RD, Austin
- 350 Pine Street, Beaumont
North Carolina · 3 listed addresses
- 100 Elks Club RD, Brevard
- 1912 Eastchester DR, High Point
- 6000 Fairview RD, Charlotte
Florida · 2 listed addresses
- 691 98th Ave North, Naples
- 100 East Towne Place, St. Augustine
Georgia · 2 listed addresses
- 300 Perimeter Center North, Atlanta
- 201 Ridley Avenue, Lagrange
Minnesota · 2 listed addresses
- 24414 Daniel Lake DR, Bagley
- 2850 Cutters Grove Ave, Anoka
Arkansas · 1 listed address
- 701 South Street, Mountain Home
Indiana · 1 listed address
- 3741 Rome DR, Lafayette
Massachusetts · 1 listed address
- 10 New England Business Center DR, Andover
Michigan · 1 listed address
- 13854 Lakeside Circle, Sterling Heights
Washington · 1 listed address
- 4055 Lake Washington BLVD, Kirkland
Other business names
Fiduciary Alliance has reported 19 other business names to the SEC.
- Altum Wealth Alliance
- Bridgeway Wealth Strategies
- Creative Retirement Solutions Group, LLC
- David Dunn Wealth, LLC
- Echelon Financial Management
- Elm Wealth Advisors
- Guard Legacy
- Kingdom Wealth Management
- Longview Advisors
- Madren Financial
- Merrimack Wealth Management
- Morrow Wealth Advisory Group
Show all 19 names
- Norris Lake Retirement Planning, LLC
- Parallel Financial
- Provest Wealth Advisors
- Stella Maris Wealth
- Stephen & Associates
- Stewardship Investments, Inc.
- Triple 7 Wealth
Contact and registration details
- Legal name
- Fiduciary Alliance LLC
- Headquarters
- 135 S Main St, Suite 600, Greenville, SC 29601
- Website
- fiduciaryalliance.org
- Phone
- 864-385-7999
- @altum-wealth-alliance
- SEC file
- 801-108283
- Structure
- South Carolina LLC
- Fiscal year end
- December
Fiduciary Alliance’s named custodians for separately managed accounts are Charles Schwab ($2.16B, 88%) and Fidelity ($306M, 12%). Fiduciary Alliance has custody of $580M for 1,806 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.16B88%
- FidelityFidelity Investments · Boston, MA · $306M12%
At year end, Fiduciary Alliance’s separately managed accounts were largely in stocks (48%) and funds (36%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.48B across 535 positions; the largest are Apple (3.4%), State Street SPDR Portfolio S&P 500 ETF (2.8%) and JPMORGAN Chase (2.2%).
What the accounts hold
- Stocks48%
- Funds36%
- Bonds4%
- State and local bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash10%
- Other2%
- Alternative investments2%
How many clients does Fiduciary Alliance have?
Fiduciary Alliance has 8,964 clients and manages $2.53 billion for them, as of September 2026. They include 6,356 individual clients, 2,388 high-net-worth individuals, and 168 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does Fiduciary Alliance offer?
Fiduciary Alliance provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fiduciary Alliance charge?
Fiduciary Alliance charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Which custodians does Fiduciary Alliance use?
Fiduciary Alliance’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $2.16B and Fidelity Investments (Boston, MA), with $306M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does Fiduciary Alliance have?
Fiduciary Alliance has 45 investment adviser representatives registered with state securities authorities, out of 76 employees, and 45 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 32 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fiduciary Alliance invest in?
At the end of its last fiscal year, Fiduciary Alliance’s separately managed accounts held 48% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 2% state and local bonds, 2% other, 1% U.S. government and agency bonds and 1% investment grade corporate bonds. The 2% other category is described as: Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fiduciary Alliance?
Fiduciary Alliance’s direct owner is Brian Boughner (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does Fiduciary Alliance get paid?
Fiduciary Alliance is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fiduciary Alliance?
Fiduciary Alliance’s main office is at 135 S Main St, Suite 600, Greenville, SC 29601. Its phone number is 864-385-7999. Its website is fiduciaryalliance.org.