Family Legacy provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Family Legacy reports 257 clients. They include 176 individual clients, 64 high-net-worth individuals, and 10 pension and profit-sharing plans. Of its assets, 100.0% ($377M across 650 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 15% |
| High-net-worth individuals | 25% | 64% |
| Pension and profit-sharing plans | 4% | 5% |
| Charitable organizations | <1% | 15% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 176 | $57M | 15.1% | $324K |
| High-net-worth individuals | 64 | $241M | 63.9% | $3.77M |
| Pension and profit-sharing plans | 10 | $18.5M | 4.9% | $1.85M |
| Charitable organizations | Fewer than 5 | $57.9M | 15.4% | $29M |
| Corporations and other businesses | 5 | $2.82M | 0.7% | $563K |
| Total | 257 | $377M | 100% | — |
- Clients
- 176
- Regulatory AUM
- $57M
- AUM share
- 15.1%
- Avg. per client
- $324K
- Clients
- 64
- Regulatory AUM
- $241M
- AUM share
- 63.9%
- Avg. per client
- $3.77M
- Clients
- 10
- Regulatory AUM
- $18.5M
- AUM share
- 4.9%
- Avg. per client
- $1.85M
- Clients
- Fewer than 5
- Regulatory AUM
- $57.9M
- AUM share
- 15.4%
- Avg. per client
- $29M
- Clients
- 5
- Regulatory AUM
- $2.82M
- AUM share
- 0.7%
- Avg. per client
- $563K
Total
- Clients
- 257
- Regulatory AUM
- $377M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Family Legacy is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Initial Consultation and Financial Planning
- An initial consultation, which generally includes financial planning, carries a fixed fee agreed before the engagement; ongoing work is billed as it progresses.
- Retirement Plan Services
- Employee directed retirement plans are charged 0.50% on the first $5,000,000, 0.35% on the next $5,000,000 and 0.25% above $10,000,000, billed quarterly in arrears.
Christopher Brown owns 75% or more of Family Legacy. The leadership team of Family Legacy includes President Christopher Brown, Chief Operating Officer Jennifer Chandler and Chief Financial Officer Justin Phillips. It has 10 employees.
Staff
- 10 employees
- 10 in advisory functions
- 6 state-registered reps
- 3 insurance agents
- Owns 75% or more of Family Legacy, Inc.
Christopher Brown
Control person · since May 1995
- Owns 5% to 10% of Family Legacy, Inc.
Jennifer Chandler
Control person · since January 2021
- Owns 5% to 10% of Family Legacy, Inc.
Justin Phillips
Control person · since July 2024
Family Legacy’s regulatory assets grew 1.6× from $243M (February 2021) to $377M (July 2026); clients rose from 189 to 257 and employees from 5 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $377M | 257 | 10 | 1 |
| Mar 2025March 2025 | $332M | 247 | 10 | 1 |
| Mar 2024March 2024 | $300M | 248 | 10 | 1 |
| Mar 2023March 2023 | $260M | 243 | 10 | 1 |
| May 2022May 2022 | $291M | 216 | 8 | 1 |
| Feb 2021February 2021 | $243M | 189 | 5 | 1 |
Besides its headquarters, Family Legacy has 0 offices, with 1 listed address in 1 state.
South Carolina · 1 listed address
- 900 Pendleton Street, Suite 200, GreenvilleHQ
Contact and registration details
- Legal name
- Family Legacy, Inc.
- Headquarters
- 900 Pendleton Street, Suite 200, Greenville, SC 29601
- Website
- familylegacyinc.com
- Phone
- 864-233-0808
- @family-legacy
- SEC file
- 801-49710
- Structure
- South Carolina corporation
- Fiscal year end
- December
Family Legacy’s named custodians for separately managed accounts are Charles Schwab ($216M, 60%) and Fidelity ($143M, 40%). Family Legacy has custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $143M40%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $216M60%
At year end, Family Legacy’s separately managed accounts were mostly in stocks (75%) and funds (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $375M across 124 positions; the largest are Applied Matls Inc. (4.2%), Caterpillar Inc. (4.0%) and Apple Inc. (2.9%).
What the accounts hold
- Stocks75%
- Funds23%
- Cash2%
How many clients does Family Legacy have?
Family Legacy has 257 clients and manages $377 million for them, as of July 2026. They include 176 individual clients, 64 high-net-worth individuals, and 10 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026
What services does Family Legacy offer?
Family Legacy provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Family Legacy use?
Family Legacy’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $216M and Fidelity Brokerage Services LLC (Smithfield, RI), with $143M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 July 2026
How many financial advisors does Family Legacy have?
Family Legacy has 6 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Family Legacy invest in?
At the end of its last fiscal year, Family Legacy’s separately managed accounts held 75% exchange-traded equities, 23% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Family Legacy?
Family Legacy’s direct owners are Christopher Brown (75% or more), Jennifer Chandler (5% to 10%) and Justin Phillips (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 14 July 2026
How does Family Legacy get paid?
Family Legacy is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Family Legacy?
Family Legacy’s main office is at 900 Pendleton Street, Suite 200, Greenville, SC 29601. Its phone number is 864-233-0808. Its website is familylegacyinc.com.