Excomp Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Excomp Asset Management reports 146 clients. They include 101 individual clients, 36 high-net-worth individuals, and 9 pension and profit-sharing plans. Of its assets, 100.0% ($140M across 146 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 36% |
| High-net-worth individuals | 25% | 55% |
| Pension and profit-sharing plans | 6% | 10% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 101 | $50M | 35.6% | $495K |
| High-net-worth individuals | 36 | $76.4M | 54.5% | $2.12M |
| Pension and profit-sharing plans | 9 | $13.8M | 9.8% | $1.53M |
| Total | 146 | $140M | 100% | $960K |
- Clients
- 101
- Regulatory AUM
- $50M
- AUM share
- 35.6%
- Avg. per client
- $495K
- Clients
- 36
- Regulatory AUM
- $76.4M
- AUM share
- 54.5%
- Avg. per client
- $2.12M
- Clients
- 9
- Regulatory AUM
- $13.8M
- AUM share
- 9.8%
- Avg. per client
- $1.53M
Total
- Clients
- 146
- Regulatory AUM
- $140M
- AUM share
- 100%
- Avg. per client
- $960K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Excomp Asset Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Timothy Atkinson owns 75% or more of Excomp Asset Management. The leadership team of Excomp Asset Management includes President Timothy Atkinson. It has 5 employees, 2 of them in advisory roles.
Staff
- 5 employees
- 2 in advisory functions
- Owns 75% or more of Excomp Asset Management LTD
Timothy Atkinson
Control person · since October 2006
Excomp Asset Management’s regulatory assets went from $142M (June 2021) to $140M (April 2026); clients fell from 204 to 146 and employees rose from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $140M | 146 | 5 | 1 |
| May 2025May 2025 | $133M | 153 | 5 | 1 |
| May 2024May 2024 | $137M | 163 | 5 | 1 |
| Jul 2023July 2023 | $131M | 167 | 5 | 1 |
| Jul 2022July 2022 | $136M | 177 | 4 | 1 |
| Jun 2021June 2021 | $142M | 204 | 4 | 1 |
Besides its headquarters, Excomp Asset Management has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 425 Broadhollow RD, Suite 318, MelvilleHQ
Contact and registration details
- Legal name
- Excomp Asset Management LTD
- Headquarters
- 425 Broadhollow RD, Suite 318, Melville, NY 11747
- Website
- excompam.com
- Phone
- 631-465-9670
- SEC file
- 801-43057
- Structure
- New York corporation
- Fiscal year end
- March
Excomp Asset Management’s named custodian for separately managed accounts is Charles Schwab ($131M). Excomp Asset Management has custody of $807K for 1 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $131M100%
At year end, Excomp Asset Management’s separately managed accounts were mostly in funds (75%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds75%
- Cash10%
How many clients does Excomp Asset Management have?
Excomp Asset Management has 146 clients and manages $140 million for them, as of April 2026. They include 101 individual clients, 36 high-net-worth individuals, and 9 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 April 2026
What services does Excomp Asset Management offer?
Excomp Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Excomp Asset Management use?
Excomp Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $131M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 April 2026
How many financial advisors does Excomp Asset Management have?
Excomp Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Excomp Asset Management invest in?
At the end of its last fiscal year, Excomp Asset Management’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities and 10% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Excomp Asset Management?
Excomp Asset Management’s direct owner is Timothy Atkinson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 April 2026
How does Excomp Asset Management get paid?
Excomp Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Excomp Asset Management?
Excomp Asset Management’s main office is at 425 Broadhollow RD, Suite 318, Melville, NY 11747. Its phone number is 631-465-9670. Its website is excompam.com.
